Stocks/Funds/CIK 1469336

Empery Asset Management, LP

microcap filer
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1469336
Assets
$83M
+290.1% YoY
Holdings
32
Lifetime alpha vs market
-52.84% annual
Average hold time
0.6 yr
median 0.5 yr

Quarterly history

Cum return -63% vs S&P -22% · α -41% lifetimeAUM $83M · peak $113MFlow $-22M (-20%)2021-122022-032022-062022-092025-122026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-46.45%
trims when stocks drop
when a holding falls −10%+
Middle response
-30.56%
baseline attrition
Rally response
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
XFORX4 Pharmaceuticals, Inc.$37M44.5%0.5 yr
VLCNVolcon, Inc.$12M14.9%0.5 yr
$11M13.0%0.5 yr
$4M4.5%0.5 yr
VENUVenu Holding Corporation$3M4.0%0.3 yr
TNYATenaya Therapeutics, Inc$3M3.6%0.5 yr
USEGU.S. Energy Corp.$2M2.0%-78.7%0.3 yr
SCYXSCYNEXIS, Inc.$2M2.0%-76.5%0.5 yr
CYNCyngn Inc.$2M1.9%0.3 yr
JAGUJaguar Uranium Corp. Cla$1M1.6%0.3 yr
MSLESatellos Bioscience Inc.$1M1.6%0.3 yr
$1M1.3%0.5 yr
URGUr-Energy Inc.$1M1.1%-6.9%0.3 yr
$1M0.9%0.3 yr
SLESuper League Enterprise,$0M0.6%0.3 yr

Portfolio composition (YoY)

Industry mix
Biotechnology48.3%+27.7pp$40M
Unknown21.0%-22.6pp$17M
Auto - Manufacturers14.9%$12M
Restaurants4.0%-1.9pp$3M
Uranium2.7%$2M
Drug Manufacturers - Specialty & Generic2.6%-2.7pp$2M
Oil & Gas Exploration & Production2.0%+1.7pp$2M
Software - Application1.9%+0.3pp$2M
Medical - Pharmaceuticals1.6%$1M
Internet Content & Information0.6%$0M
Country
US75.3%+35.7pp
Unknown21.0%-22.6pp
CA3.3%-1.0pp
HK0.3%
IL0.1%-1.7pp
Top 5: 81.0% · Top 10: 92.2% · Top 25: 99.9%

Winners

TickerPrev $PnLYoY %

Losers

TickerPrev $PnLYoY %

Top buys this quarter · 13

VENU Venu Holding Corporationnew+$3M
USEG U.S. Energy Corp.new+$2M
SCYX SCYNEXIS, Inc.+$2M
CYN Cyngn Inc.new+$2M
JAGU Jaguar Uranium Corp. Class Anew+$1M
URG Ur-Energy Inc.new+$1M
SLE Super League Enterprise, Inc.new+$1M
new+$0M
new+$0M
MSLE Satellos Bioscience Inc. Commonew+$0M

Top sells this quarter · 15

IMRX Immuneering Corporationexit$14M
KZIA Kazia Therapeutics Limitedexit$1M
EOSE Eos Energy Enterprises, Inc.exit$1M
PROF Profound Medical Corp.exit$1M
TNYA Tenaya Therapeutics, Inc.$1M
TLPH Talphera, Inc.$1M
TARA Protara Therapeutics, Inc.exit$0M
XFOR X4 Pharmaceuticals, Inc.$36M
$0M
$9M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$83M32-63.07%-21.70%-41.37%-0.02B
2025-12-31$113M31-1.58%+2.66%-4.25%+0.10B
2022-09-30$17M88-34.77%-4.93%-29.84%+0.00B
2022-06-30$18M75-37.96%-16.11%-21.85%+0.01B
2022-03-31$21M77-0.03B
2021-12-31$48M66