Stocks/Funds/CIK 1682021

Vivaldi Capital Management, LLC

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1682021
Assets
$723M
+16.5% YoY
Holdings
281
Lifetime alpha vs market
+0.11% annual
Average hold time
4.4 yr
median 3.8 yr

Quarterly history

Cum return +221% vs S&P +218% · α +3% lifetimeAUM $723M · peak $6.3BFlow $-15M (-2%)2017-032018-092020-032021-092023-032024-092026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+2.05%
adds when stocks drop
when a holding falls −10%+
Middle response
-4.23%
baseline attrition
Rally response
+0.58%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
AAPLApple Inc.$37M5.2%+14.7%9.0 yr
AMATApplied Materials, Inc.$28M3.9%+137.6%1.5 yr
SPLGSPDR Portfolio S&P 500 E$28M3.8%8.5 yr
SPDWState Street SPDR Portfo$24M3.3%8.5 yr
NVDANVIDIA Corporation$21M2.9%+60.9%7.8 yr
GOOGLAlphabet Inc.$20M2.7%9.3 yr
BWABorgWarner Inc.$19M2.6%+92.1%2.0 yr
BKThe Bank of New York Mel$18M2.5%+44.4%6.5 yr
GBILGoldman Sachs Access Tre$17M2.4%1.3 yr
SLViShares Silver Trust$17M2.4%1.5 yr
AMGNAmgen Inc.$16M2.3%+16.5%7.8 yr
SCHWThe Charles Schwab Corpo$15M2.1%+21.5%1.8 yr
SCHXSchwab U.S. Large-Cap ET$14M2.0%8.8 yr
SCHOSchwab Short-Term U.S. T$13M1.9%6.3 yr
MDTMedtronic plc$13M1.8%-1.3%2.0 yr

Portfolio composition (YoY)

Industry mix
Asset Management47.1%+4.3pp$340M
Semiconductors9.8%+3.1pp$71M
Consumer Electronics5.2%-0.4pp$37M
Drug Manufacturers - General3.9%-1.0pp$28M
Internet Content & Information3.8%+1.9pp$27M
Medical - Devices2.7%-1.3pp$19M
Auto - Parts2.6%+0.7pp$19M
Financial - Capital Markets2.3%-0.2pp$17M
Asset Management - Leveraged2.2%-0.3pp$16M
Agricultural - Machinery2.2%+0.1pp$16M
Country
US96.9%+0.7pp
IE1.8%-0.9pp
CA0.6%+0.5pp
GB0.5%-0.4pp
TW0.1%+0.1pp
BM0.1%+0.0pp
Top 5: 19.1% · Top 10: 31.7% · Top 25: 54.7%

Winners

TickerPrev $PnLYoY %
AMAT$15M+0.02B137.6%
BWA$12M+0.01B92.1%
BK$22M+0.01B44.4%
NVDA$15M+0.01B60.9%
CAT$5M+0.01B117.8%

Losers

TickerPrev $PnLYoY %
MDT$16M-0.00B-1.3%

Top buys this quarter · 15

FIGR Figure Technology Solutions, Inew+$1M
GEV GE Vernova Inc.new+$0M
LWAY Lifeway Foods, Inc.new+$0M
APA APA Corporationnew+$0M
TSM Taiwan Semiconductor Manufactu+$0M
GALT Galectin Therapeutics Inc.+$1M
MU Micron Technology, Inc.+$0M
GE GE Aerospace+$0M
ORCL Oracle Corporation+$1M
COIN Coinbase Global, Inc.+$3M

Top sells this quarter · 15

INTC Intel Corporation$7M
META Meta Platforms, Inc.$6M
AMAT Applied Materials, Inc.$23M
BWA BorgWarner Inc.$17M
SCHW The Charles Schwab Corporation$1M
BK The Bank of New York Mellon Co$1M
AAPL Apple Inc.$1M
MDT Medtronic plc$1M
AMGN Amgen Inc.$16M
CVS CVS Health Corporation$1M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$723M281+27.17%+17.59%+9.57%-0.01B
2025-12-31$735M278+23.76%+17.72%+6.04%-0.01B
2025-09-30$707M278+20.26%+17.52%+2.75%-0.04B
2025-06-30$666M295+14.25%+14.94%-0.69%+0.00B
2025-03-31$621M283+12.39%+8.30%+4.08%-0.02B
2024-12-31$652M287+20.61%+24.89%-4.28%+0.30B
2024-09-30$344M226+34.56%+36.04%-1.48%-0.03B
2024-06-30$351M228+22.07%+24.49%-2.42%-0.01B
2024-03-31$343M220+25.90%+29.62%-3.72%-0.01B
2023-12-31$333M219+34.56%+26.18%+8.38%-0.02B
2023-09-30$306M193+10.49%+21.57%-11.08%-0.01B
2023-06-30$324M200+8.49%+19.42%-10.93%-0.03B
2023-03-31$331M203-16.43%-7.82%-8.62%-0.12B
2022-12-31$403M242-28.85%-18.17%-10.68%+0.06B
2022-09-30$370M222-15.85%-15.51%-0.35%+0.01B
2022-06-30$384M218-10.93%-10.62%-0.31%+0.06B