Stocks/Funds/CIK 702007

CALDWELL SUTTER CAPITAL, INC.

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 702007
Assets
$246M
+17.0% YoY
Holdings
888
Lifetime alpha vs market
-5.63% annual
Average hold time
2.7 yr
median 3.0 yr

Quarterly history

Cum return +47% vs S&P +77% · α -30% lifetimeAUM $246M · peak $246MFlow $-0M (-0%)2022-122023-062023-122024-062024-122025-062025-122026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-2.18%
trims when stocks drop
when a holding falls −10%+
Middle response
+0.59%
steady accumulation
Rally response
-0.04%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
AAPLApple Inc.$12M4.8%+14.7%3.5 yr
PPIHPerma-Pipe International$7M2.8%+139.8%3.5 yr
CATCaterpillar Inc.$6M2.4%+117.8%3.5 yr
KNTKKinetik Holdings Inc.$6M2.3%+0.5%3.5 yr
PLBCPlumas Bancorp$5M2.1%+16.0%3.0 yr
MSAMSA Safety Incorporated$5M2.0%+13.2%3.5 yr
SSBISummit State Bank$5M1.9%+44.9%3.5 yr
SGOViShares 0-3 Month Treasu$4M1.8%1.5 yr
VVisa Inc.$4M1.6%-13.1%3.5 yr
DGICADonegal Group Inc.$4M1.5%3.5 yr
CVXChevron Corporation$3M1.4%+29.2%3.5 yr
BRK-BBerkshire Hathaway Inc.$3M1.4%3.5 yr
IVViShares Core S&P 500 ETF$3M1.3%3.3 yr
VIGVanguard Dividend Apprec$3M1.2%3.5 yr
SENEASeneca Foods Corporation$3M1.2%3.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management16.9%-0.6pp$41M
Banks - Regional12.5%+2.4pp$31M
Consumer Electronics4.8%-0.3pp$12M
Oil & Gas Midstream3.8%+0.4pp$9M
Drug Manufacturers - General3.3%+0.1pp$8M
Construction2.9%+1.5pp$7M
Financial - Credit Services2.6%-1.3pp$6M
Oil & Gas Integrated2.5%+0.1pp$6M
Agricultural - Machinery2.4%+0.9pp$6M
Asset Management - Bonds2.4%+1.4pp$6M
Country
US96.3%-0.2pp
Unknown1.8%-0.0pp
CA1.2%+0.2pp
BR0.2%+0.2pp
IE0.2%-0.0pp
GB0.1%-0.0pp
CH0.0%-0.0pp
TW0.0%+0.0pp
Top 5: 14.4% · Top 10: 23.2% · Top 25: 39.8%

Winners

TickerPrev $PnLYoY %
PPIH$3M+0.00B139.8%
CAT$3M+0.00B117.8%
MOD$1M+0.00B182.4%
AAPL$11M+0.00B14.7%
SSBI$3M+0.00B44.9%

Losers

TickerPrev $PnLYoY %
V$5M-0.00B-13.1%
MSFT$3M-0.00B-0.6%
IBM$2M-0.00B-0.1%

Top buys this quarter · 15

KNTK Kinetik Holdings Inc.+$2M
BARK BARK, Inc.new+$2M
BANX ArrowMark Financial Corp.+$0M
CET Central Securities Corp.+$0M
BRBS Blue Ridge Bankshares, Inc.+$0M
DIT AMCON Distributing Company+$0M
CCI Crown Castle Inc.+$0M
MCBS MetroCity Bankshares, Inc.new+$0M
PEP PepsiCo, Inc.+$0M
OMC Omnicom Group Inc.+$0M

Top sells this quarter · 15

MOD Modine Manufacturing Company$2M
VAL Valaris Limitedexit$1M
AAPL Apple Inc.$0M
MSA MSA Safety Incorporated$0M
CAT Caterpillar Inc.$5M
GOLD Gold.com, Inc.$0M
WM Waste Management, Inc.$0M
CSCO Cisco Systems, Inc.$0M
GEV GE Vernova Inc.$0M
WLY John Wiley & Sons, Inc.$1M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$246M888+19.59%+17.59%+2.00%-0.00B
2025-12-31$236M873+11.41%+17.72%-6.31%-0.00B
2025-09-30$234M867+9.08%+17.52%-8.44%+0.00B
2025-06-30$218M854+13.09%+14.94%-1.85%-0.00B
2025-03-31$210M886+6.65%+8.30%-1.65%+0.00B
2024-12-31$215M896+15.65%+24.89%-9.24%-0.00B
2024-09-30$215M906+26.23%+36.04%-9.80%-0.01B
2024-06-30$202M919+10.42%+24.49%-14.07%-0.00B
2024-03-31$208M916+14.13%+29.62%-15.49%+0.00B
2023-12-31$197M952+9.30%+26.18%-16.88%-0.00B
2023-09-30$181M885-3.90%-3.22%-0.67%-0.00B
2023-06-30$191M860+2.84%+8.68%-5.84%+0.05B
2023-03-31$137M564+0.95%+7.46%-6.51%+0.02B
2022-12-31$113M315