Stocks/Funds/CIK 2103520

Closed-End Fund Advisors, Inc.

microcap filer
Quarterly 13F filings · Latest period 2026-03-31 · CIK 2103520
Assets
$98M
Holdings
162
Lifetime alpha vs market
-11.70% annual
Average hold time
0.5 yr
median 0.5 yr

Quarterly history

Cum return -7% vs S&P -4% · α -3% lifetimeAUM $98M · peak $169MFlow $-59M (-35%)2025-122026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-62.40%
trims when stocks drop
when a holding falls −10%+
Middle response
-77.18%
baseline attrition
Rally response
-31.99%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
KYNKayne Anderson Energy In$4M4.4%0.5 yr
$3M3.0%0.5 yr
TYGTortoise Energy Infrastr$2M2.4%0.5 yr
OTFBlue Owl Technology Fina$2M2.1%0.5 yr
EODWells Fargo Advantage Fu$2M2.1%0.5 yr
CPZCalamos Long/Short Equit$2M1.9%0.5 yr
RFMZRiverNorth Flexible Muni$2M1.8%0.5 yr
SDHYPGIM Short Duration High$2M1.7%0.5 yr
MEGINYLI CBRE Global Infrast$2M1.7%0.5 yr
SABASaba Capital Income & Op$2M1.7%0.5 yr
$2M1.7%0.5 yr
DMADestra Multi-Alternative$2M1.7%0.5 yr
GUGGuggenheim Active Alloca$2M1.7%0.5 yr
PNIPIMCO New York Municipal$2M1.6%0.3 yr
FINSAngel Oak Financial Stra$2M1.6%0.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management49.7%$49M
Asset Management - Income32.7%$32M
Unknown6.0%$6M
Asset Management - Global5.3%$5M
Asset Management - Leveraged2.5%$2M
Asset Management - Bonds0.8%$1M
Financial - Credit Services0.7%$1M
Drug Manufacturers - General0.7%$1M
Software - Infrastructure0.6%$1M
Financial - Conglomerates0.6%$1M
Country
US92.7%
Unknown6.0%
GB1.1%
FR0.2%
Top 5: 14.0% · Top 10: 22.9% · Top 25: 45.0%

Winners

TickerPrev $PnLYoY %

Losers

TickerPrev $PnLYoY %

Top buys this quarter · 15

OTF Blue Owl Technology Finance Co+$2M
HTGC Hercules Capital, Inc.+$0M
FSK FS KKR Capital Corp.+$0M
LIEN Chicago Atlantic BDC, Inc.+$0M
WHF WhiteHorse Finance, Inc.+$0M
BANX ArrowMark Financial Corp.+$1M
MSFT Microsoft Corporation+$1M
AFB AllianceBernstein National Mun+$0M
ARDC Ares Dynamic Credit Allocation+$0M
MHD BlackRock MuniHoldings Fund, I+$0M

Top sells this quarter · 15

NCDL Nuveen Churchill Direct Lendin$6M
GBDC Golub Capital BDC, Inc.$5M
TRIN Trinity Capital Inc.$5M
NMFC New Mountain Finance Corporati$4M
BCSF Bain Capital Specialty Finance$4M
OBDC Blue Owl Capital Corporationexit$4M
SLRC SLR Investment Corp.exit$4M
MSDL Morgan Stanley Direct Lending $3M
SAR Saratoga Investment Corp.exit$3M
GSBD Goldman Sachs BDC, Inc.$3M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$98M162-7.30%-4.37%-2.93%-0.06B
2025-12-31$169M185