Stocks/Funds/CIK 1739439

Rockefeller Capital Management L.P.

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1739439
Assets
$56.28B
+39.1% YoY
Holdings
4,654
Lifetime alpha vs market
-0.26% annual
Average hold time
3.5 yr
median 3.3 yr

Quarterly history

Cum return +174% vs S&P +180% · α -6% lifetimeAUM $56.3B · peak $56.3BFlow $2.7B (+5%)2018-032019-062020-092021-122023-032024-062025-092026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-0.22%
trims when stocks drop
when a holding falls −10%+
Middle response
+1.57%
steady accumulation
Rally response
-0.59%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
SPYState Street SPDR S&P 50$1.92B3.4%+17.6%8.3 yr
AAPLApple Inc.$1.70B3.0%+14.7%8.3 yr
NVDANVIDIA Corporation$1.57B2.8%+60.9%8.0 yr
MSFTMicrosoft Corporation$1.49B2.7%-0.6%8.3 yr
GOOGLAlphabet Inc.$1.24B2.2%8.3 yr
AMZNAmazon.com, Inc.$1.23B2.2%+9.5%8.3 yr
AVGOBroadcom Inc.$927M1.6%+86.0%8.0 yr
VOOVanguard S&P 500 ETF$835M1.5%8.3 yr
IVViShares Core S&P 500 ETF$750M1.3%8.3 yr
JPMJPMorgan Chase & Co.$709M1.3%+21.8%8.3 yr
QQQInvesco QQQ Trust, Serie$652M1.2%8.0 yr
GOOGAlphabet Inc.$615M1.1%+84.3%8.3 yr
METAMeta Platforms, Inc.$604M1.1%-0.4%8.3 yr
RGEFRockefeller Global Equit$582M1.0%1.5 yr
RSMCRockefeller U.S. Small-M$536M1.0%1.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management36.9%+3.4pp$20.74B
Semiconductors6.9%+2.0pp$3.86B
Internet Content & Information4.6%+0.8pp$2.57B
Software - Infrastructure4.2%-0.7pp$2.37B
Consumer Electronics3.0%-0.3pp$1.71B
Drug Manufacturers - General2.9%+0.3pp$1.65B
Specialty Retail2.8%-0.1pp$1.57B
Oil & Gas Integrated2.0%+0.3pp$1.11B
Banks - Diversified1.9%+0.1pp$1.08B
Software - Application1.8%-4.0pp$1.04B
Country
US94.1%-0.4pp
GB1.4%+0.1pp
IE1.1%-0.2pp
CA0.7%+0.1pp
TW0.6%+0.3pp
FR0.3%+0.1pp
NL0.3%+0.1pp
Unknown0.2%-0.1pp
Top 5: 14.1% · Top 10: 22.0% · Top 25: 34.2%

Winners

TickerPrev $PnLYoY %
NVDA$835M+0.51B60.9%
AVGO$442M+0.38B86.0%
GOOG$336M+0.28B84.3%
SPY$1.46B+0.25B17.6%
AAPL$1.34B+0.20B14.7%

Losers

TickerPrev $PnLYoY %
V$433M-0.06B-13.1%
HD$262M-0.02B-8.0%
MSFT$1.16B-0.01B-0.6%
META$484M-0.00B-0.4%

Top buys this quarter · 15

AZN AstraZeneca PLCnew+$93M
EQT EQT Corporation+$92M
SPY State Street SPDR S&P 500 ETF +$1.92B
AMZN Amazon.com, Inc.+$1.23B
NVDA NVIDIA Corporation+$1.57B
AAPL Apple Inc.+$1.70B
LIN Linde plc+$45M
RACE Ferrari N.V.+$44M
AVGO Broadcom Inc.+$927M
LLY Eli Lilly and Company+$463M

Top sells this quarter · 15

EOG EOG Resources, Inc.$78M
SHOP Shopify Inc.$50M
IBN ICICI Bank Limited$38M
CAT Caterpillar Inc.$198M
WTW Willis Towers Watson Public Li$35M
IQV IQVIA Holdings Inc.$32M
ROP Roper Technologies, Inc.$27M
ICE Intercontinental Exchange, Inc$23M
KW Kennedy-Wilson Holdings, Inc.$23M
SLB SLB N.V.$22M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$56.28B4654+18.11%+17.59%+0.52%+2.69B
2025-12-31$55.42B4646+16.60%+17.72%-1.12%+3.33B
2025-09-30$51.03B4401+16.41%+17.52%-1.10%+1.94B
2025-06-30$45.53B1707+14.87%+14.94%-0.07%+0.64B
2025-03-31$40.45B1646+5.99%+8.30%-2.31%+3.66B
2024-12-31$38.54B1645+21.09%+24.89%-3.79%+0.77B
2024-09-30$37.06B1599+32.92%+36.04%-3.12%-0.28B
2024-06-30$35.09B1614+20.17%+24.49%-4.32%+0.11B
2024-03-31$34.17B1651+26.69%+29.62%-2.94%+1.61B
2023-12-31$29.86B1524+24.13%+26.18%-2.05%+0.91B
2023-09-30$25.88B1477+19.28%+21.57%-2.29%+1.10B
2023-06-30$25.76B1793+18.60%+19.42%-0.83%+0.72B
2023-03-31$23.19B1953-6.01%-7.82%+1.80%+1.97B
2022-12-31$19.87B3768-16.09%-18.17%+2.08%-0.88B
2022-09-30$19.30B3795-13.32%-15.51%+2.19%+1.34B
2022-06-30$18.77B4035-8.86%-10.62%+1.76%+1.08B