Stocks/Funds/CIK 791540

NBC SECURITIES, INC.

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 791540
Assets
$1.33B
+13.6% YoY
Holdings
2,545
Lifetime alpha vs market
-1.29% annual
Average hold time
2.0 yr
median 2.5 yr

Quarterly history

Cum return +52% vs S&P +57% · α -5% lifetimeAUM $1.3B · peak $1.3BFlow $-3M (-0%)2023-092024-032024-092025-032025-092026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-20.23%
trims when stocks drop
when a holding falls −10%+
Middle response
-16.20%
baseline attrition
Rally response
-14.97%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
AAPLApple Inc.$35M2.6%+14.7%2.8 yr
SPYState Street SPDR S&P 50$32M2.4%+17.6%2.8 yr
SPLGSPDR Portfolio S&P 500 E$28M2.1%2.8 yr
VOOVanguard S&P 500 ETF$23M1.7%2.8 yr
MSFTMicrosoft Corporation$21M1.6%-0.6%2.8 yr
NVDANVIDIA Corporation$18M1.4%+60.9%2.8 yr
GOOGLAlphabet Inc.$16M1.2%2.8 yr
AMZNAmazon.com, Inc.$16M1.2%+9.5%2.8 yr
AVGOBroadcom Inc.$15M1.1%+86.0%2.8 yr
IVViShares Core S&P 500 ETF$12M0.9%2.8 yr
JPMJPMorgan Chase & Co.$12M0.9%+21.8%2.8 yr
WMTWalmart Inc.$11M0.8%+42.8%2.8 yr
VEAVanguard FTSE Developed $11M0.8%2.8 yr
NEENextEra Energy, Inc.$10M0.8%+34.9%2.8 yr
QQQInvesco QQQ Trust, Serie$10M0.8%2.8 yr

Portfolio composition (YoY)

Industry mix
Asset Management33.0%+7.7pp$439M
Asset Management - Bonds5.4%+2.5pp$72M
Semiconductors4.3%+1.6pp$58M
Regulated Electric3.5%-0.4pp$46M
Consumer Electronics2.7%+0.1pp$35M
Drug Manufacturers - General2.5%-0.3pp$33M
Internet Content & Information2.3%+0.9pp$31M
Software - Infrastructure2.3%-1.7pp$30M
Specialty Retail1.7%-0.1pp$22M
Aerospace & Defense1.6%+0.2pp$21M
Country
US92.8%+1.7pp
CA1.2%-3.1pp
IE0.9%+0.1pp
Unknown0.9%+0.5pp
CH0.7%-0.1pp
GB0.6%-0.3pp
FR0.5%+0.3pp
NL0.4%+0.1pp
Top 5: 10.4% · Top 10: 16.2% · Top 25: 26.3%

Winners

TickerPrev $PnLYoY %
AVGO$11M+0.01B86.0%
NVDA$10M+0.01B60.9%
SPY$28M+0.00B17.6%
AAPL$30M+0.00B14.7%
GOOG$5M+0.00B84.3%

Losers

TickerPrev $PnLYoY %
PG$10M-0.00B-12.9%
V$10M-0.00B-13.1%
MSFT$30M-0.00B-0.6%

Top buys this quarter · 15

SCHW The Charles Schwab Corporation+$3M
MPC Marathon Petroleum Corporation+$3M
IRM Iron Mountain Incorporated+$2M
LITE Lumentum Holdings Inc.+$2M
EXPE Expedia Group, Inc.+$2M
SYK Stryker Corporation+$2M
COHR Coherent, Inc.+$2M
AMAT Applied Materials, Inc.+$1M
TEL TE Connectivity Ltd.+$1M
FFIV F5, Inc.+$1M

Top sells this quarter · 15

MU Micron Technology, Inc.$3M
EQT EQT Corporation$3M
ORCL Oracle Corporation$2M
CCI Crown Castle Inc.$2M
CCJ Cameco Corporation$2M
NHI National Health Investors, Inc$2M
AMZN Amazon.com, Inc.$1M
GLW Corning Incorporated$4M
PPL PPL Corporation$1M
SPY State Street SPDR S&P 500 ETF $1M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$1.33B2545+18.84%+17.59%+1.24%-0.00B
2025-12-31$1.33B2682+15.00%+17.72%-2.72%+0.02B
2025-09-30$1.30B2670+14.93%+17.52%-2.58%-0.02B
2025-06-30$1.23B2442+16.76%+14.94%+1.81%-0.06B
2025-03-31$1.17B2113+7.53%+8.30%-0.78%+1.17B
2024-12-31$1M1238+18.11%+24.89%-6.78%-1.20B
2024-09-30$1.19B2108+31.05%+36.04%-4.99%-0.01B
2024-06-30$1.10B2073+0.77%+4.38%-3.61%+0.03B
2024-03-31$1.07B2143+6.46%+10.39%-3.93%+0.01B
2023-12-31$992M2102+11.70%+11.64%+0.06%-0.02B
2023-09-30$910M2101