Stocks/Funds/CIK 743127

PINNACLE ASSOCIATES LTD

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 743127
Assets
$7.78B
+14.0% YoY
Holdings
954
Lifetime alpha vs market
-0.17% annual
Average hold time
5.7 yr
median 5.8 yr

Quarterly history

Cum return +266% vs S&P +272% · α -7% lifetimeAUM $7.8B · peak $7.8BFlow $-237M (-3%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-0.99%
trims when stocks drop
when a holding falls −10%+
Middle response
+0.02%
steady accumulation
Rally response
-2.44%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
JNJJohnson & Johnson$404M5.2%+51.5%10.5 yr
AAPLApple Inc.$311M4.0%+14.7%10.5 yr
NVDANVIDIA Corporation$167M2.1%+60.9%9.3 yr
MSFTMicrosoft Corporation$159M2.0%-0.6%10.5 yr
AVGOBroadcom Inc.$139M1.8%+86.0%7.8 yr
SPYState Street SPDR S&P 50$124M1.6%+17.6%10.5 yr
JPMJPMorgan Chase & Co.$122M1.6%+21.8%10.5 yr
VBVanguard Small-Cap ETF$120M1.5%10.5 yr
VTIVanguard Total Stock Mar$118M1.5%10.5 yr
QQQInvesco QQQ Trust, Serie$113M1.5%8.0 yr
AMZNAmazon.com, Inc.$112M1.4%+9.5%10.5 yr
GOOGLAlphabet Inc.$100M1.3%10.5 yr
GOOGAlphabet Inc.$98M1.3%+84.3%10.5 yr
IVViShares Core S&P 500 ETF$93M1.2%10.5 yr
METAMeta Platforms, Inc.$93M1.2%-0.4%10.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management22.7%+1.9pp$1.77B
Semiconductors9.6%+3.1pp$750M
Drug Manufacturers - General8.1%-4.6pp$632M
Internet Content & Information4.0%+0.5pp$314M
Consumer Electronics4.0%-0.4pp$311M
Banks - Diversified3.1%+0.1pp$244M
Software - Infrastructure3.1%-0.4pp$240M
Hardware, Equipment & Parts2.8%+0.4pp$219M
Aerospace & Defense2.3%+0.3pp$180M
Biotechnology2.1%+0.2pp$165M
Country
US94.6%+0.1pp
CA1.2%+0.3pp
IE0.9%+0.0pp
GB0.8%+0.1pp
BM0.7%-0.1pp
Unknown0.5%-0.3pp
BS0.3%-0.1pp
CH0.2%-0.0pp
Top 5: 15.2% · Top 10: 22.8% · Top 25: 38.7%

Winners

TickerPrev $PnLYoY %
JNJ$694M+0.35B51.5%
LITE$21M+0.22B1027.3%
MU$33M+0.10B289.6%
COHR$33M+0.09B266.8%
LRCX$43M+0.08B196.1%

Losers

TickerPrev $PnLYoY %
V$64M-0.01B-13.1%
MSFT$168M-0.00B-0.6%
META$90M-0.00B-0.4%

Top buys this quarter · 15

QRVO Qorvo, Inc.+$6M
AVAV AeroVironment, Inc.+$6M
AR Antero Resources Corporationnew+$5M
META Meta Platforms, Inc.+$93M
ZS Zscaler, Inc.+$5M
MRK Merck & Co., Inc.+$5M
TENB Tenable Holdings, Inc.+$4M
ITRI Itron, Inc.+$4M
NOW ServiceNow, Inc.+$4M
ABBV AbbVie Inc.+$4M

Top sells this quarter · 15

LITE Lumentum Holdings Inc.$44M
MU Micron Technology, Inc.$26M
LRCX Lam Research Corporation$20M
VICR Vicor Corporation$15M
NVDA NVIDIA Corporation$14M
COHR Coherent, Inc.$62M
KVUE Kenvue Inc.$10M
TGNA TEGNA Inc.exit$7M
LASR nLIGHT, Inc.$33M
SEI Solaris Energy Infrastructure,$5M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$7.78B954+36.31%+17.59%+18.72%-0.24B
2025-12-31$7.79B930+28.05%+17.72%+10.33%-0.17B
2025-09-30$7.54B862+22.84%+17.52%+5.33%-0.24B
2025-06-30$6.91B844+14.74%+14.94%-0.20%-0.69B
2025-03-31$6.82B822+4.76%+8.30%-3.54%-0.30B
2024-12-31$7.37B830+15.57%+24.89%-9.31%+1.50B
2024-09-30$5.79B795+25.78%+36.04%-10.26%-0.93B
2024-06-30$6.39B811+12.32%+24.49%-12.18%-0.06B
2024-03-31$6.34B834+17.94%+29.62%-11.69%+0.01B
2023-12-31$5.94B817+17.08%+26.18%-9.09%+0.01B
2023-09-30$5.38B810+12.71%+21.57%-8.85%-0.03B
2023-06-30$5.76B810+13.26%+19.42%-6.16%+0.54B
2023-03-31$4.89B767-11.24%-7.82%-3.43%+0.03B
2022-12-31$4.59B773-20.02%-18.17%-1.84%-0.03B
2022-09-30$4.36B737-16.37%-15.51%-0.86%+0.03B
2022-06-30$4.59B744-10.89%-10.62%-0.27%-0.14B