Stocks/Funds/CIK 275484

INDEPENDENT FINANCIAL GROUP, LLC

index-like (500+ pos)
Quarterly 13F filings · Latest period 2026-03-31 · CIK 275484
Assets
$4.44B
+53.3% YoY
Holdings
1,438
Lifetime alpha vs market
+6.54% annual
Average hold time
1.0 yr
median 1.3 yr

Quarterly history

Cum return +25% vs S&P +18% · α +8% lifetimeAUM $4.4B · peak $4.5BFlow $218M (+5%)2025-032025-062025-092025-122026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-3.66%
trims when stocks drop
when a holding falls −10%+
Middle response
-1.31%
baseline attrition
Rally response
+2.80%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
NVDANVIDIA Corporation$295M6.6%+60.9%1.3 yr
AAPLApple Inc.$125M2.8%+14.7%1.3 yr
QQQInvesco QQQ Trust, Serie$107M2.4%1.3 yr
AVGOBroadcom Inc.$96M2.2%+86.0%1.3 yr
AMZNAmazon.com, Inc.$80M1.8%+9.5%1.3 yr
PAAAPGIM AAA CLO ETF$76M1.7%1.3 yr
SPYState Street SPDR S&P 50$69M1.6%+17.6%1.3 yr
MSFTMicrosoft Corporation$69M1.5%-0.6%1.3 yr
IVViShares Core S&P 500 ETF$62M1.4%1.3 yr
VTIVanguard Total Stock Mar$45M1.0%1.3 yr
PLTRPalantir Technologies In$44M1.0%+73.3%1.3 yr
GOOGAlphabet Inc.$41M0.9%+84.3%1.3 yr
COSTCostco Wholesale Corpora$35M0.8%+5.9%1.3 yr
GLDSPDR Gold Shares$35M0.8%1.3 yr
SPLGSPDR Portfolio S&P 500 E$35M0.8%1.3 yr

Portfolio composition (YoY)

Industry mix
Asset Management50.1%+2.7pp$2.23B
Semiconductors11.3%+2.0pp$502M
Software - Infrastructure3.5%-0.5pp$156M
Asset Management - Income3.4%-1.5pp$153M
Consumer Electronics2.8%-0.8pp$125M
Asset Management - Bonds2.7%+0.4pp$121M
Internet Content & Information2.6%+0.4pp$114M
Specialty Retail1.9%-0.5pp$87M
Unknown1.7%+1.0pp$73M
Discount Stores1.3%-0.4pp$56M
Country
US96.0%-1.8pp
Unknown1.6%+1.0pp
TW0.7%+0.5pp
GB0.5%+0.3pp
CA0.4%+0.1pp
IE0.1%-0.1pp
SG0.1%+0.1pp
RU0.1%+0.0pp
Top 5: 15.8% · Top 10: 23.0% · Top 25: 33.9%

Winners

TickerPrev $PnLYoY %
NVDA$177M+0.11B60.9%
AVGO$62M+0.05B86.0%
GOOG$19M+0.02B84.3%
AAPL$105M+0.02B14.7%
PLTR$20M+0.01B73.3%

Losers

TickerPrev $PnLYoY %
MSFT$60M-0.00B-0.6%
META$25M-0.00B-0.4%

Top buys this quarter · 15

PSEC Prospect Capital Corporation+$5M
TSM Taiwan Semiconductor Manufactu+$4M
XOM Exxon Mobil Corporation+$4M
OXY Occidental Petroleum Corporati+$4M
CVX Chevron Corporation+$3M
VZ Verizon Communications Inc.+$3M
T AT&T Inc.+$2M
GEV GE Vernova Inc.+$2M
CIEN Ciena Corporation+$2M
FET Forum Energy Technologies, Incnew+$2M

Top sells this quarter · 15

ECCU Eagle Point Credit Company Incexit$8M
AVGO Broadcom Inc.$7M
NVDA NVIDIA Corporation$4M
PLTR Palantir Technologies Inc.$3M
SCCO Southern Copper Corporation$2M
IBM International Business Machine$2M
JPM JPMorgan Chase & Co.$2M
SPY State Street SPDR S&P 500 ETF $2M
BX Blackstone Inc.$2M
PKST Peakstone Realty Trust$2M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$4.44B1438+25.29%+17.59%+7.69%+0.22B
2025-12-31$4.47B1394+1.10%+2.66%-1.57%+0.27B
2025-09-30$4.15B1347+10.81%+8.12%+2.69%+0.14B
2025-06-30$3.61B1280+18.22%+10.78%+7.45%+0.19B
2025-03-31$2.90B1168