Stocks/Funds/CIK 1971875

Empire Financial Management Company, LLC

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1971875
Assets
$438M
+35.3% YoY
Holdings
209
Lifetime alpha vs market
-2.72% annual
Average hold time
2.5 yr
median 3.3 yr

Quarterly history

Cum return +52% vs S&P +65% · α -13% lifetimeAUM $438M · peak $456MFlow $1M (+0%)2023-032023-092024-032024-092025-032025-092026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+0.97%
adds when stocks drop
when a holding falls −10%+
Middle response
-0.80%
baseline attrition
Rally response
+0.16%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
DSTLDistillate U.S. Fundamen$15M3.4%3.3 yr
AAPLApple Inc.$14M3.2%+14.7%3.3 yr
AMZNAmazon.com, Inc.$12M2.8%+9.5%3.3 yr
JPMJPMorgan Chase & Co.$12M2.6%+21.8%3.3 yr
LLYEli Lilly and Company$11M2.6%+12.2%3.3 yr
HONHoneywell International $11M2.4%+9.0%3.3 yr
MSFTMicrosoft Corporation$9M2.1%-0.6%3.3 yr
BAThe Boeing Company$9M2.1%+16.7%3.3 yr
RTXRTX Corporation$9M1.9%+48.1%3.3 yr
GOOGLAlphabet Inc.$7M1.7%3.3 yr
ETEnergy Transfer LP$7M1.6%+12.1%3.3 yr
DBMFiMGP DBi Managed Futures$6M1.5%3.3 yr
ABBVAbbVie Inc.$6M1.5%+7.3%3.3 yr
VNDAVanda Pharmaceuticals In$6M1.5%+50.5%1.8 yr
IBMInternational Business M$6M1.4%-0.1%3.3 yr

Portfolio composition (YoY)

Industry mix
Asset Management21.3%-1.6pp$93M
Drug Manufacturers - General8.3%+0.3pp$36M
Aerospace & Defense5.1%+1.7pp$23M
Banks - Diversified4.5%+0.4pp$20M
Regulated Electric4.1%-0.6pp$18M
Semiconductors3.4%-0.2pp$15M
Specialty Retail3.4%+0.6pp$15M
Oil & Gas Midstream3.2%+1.6pp$14M
Consumer Electronics3.2%+0.2pp$14M
Software - Infrastructure2.9%-1.2pp$13M
Country
US94.8%+0.3pp
CH1.5%+0.5pp
CA1.4%+0.0pp
IE0.8%-0.1pp
GB0.5%-0.1pp
BM0.4%+0.0pp
BR0.3%+0.1pp
IL0.1%+0.0pp
Top 5: 14.6% · Top 10: 24.9% · Top 25: 44.6%

Winners

TickerPrev $PnLYoY %
AVGO$4M+0.00B86.0%
RTX$5M+0.00B48.1%
JPM$10M+0.00B21.8%
AAPL$10M+0.00B14.7%
CEG$3M+0.00B39.2%

Losers

TickerPrev $PnLYoY %
HD$4M-0.00B-8.0%
MSFT$10M-0.00B-0.6%
IBM$7M-0.00B-0.1%

Top buys this quarter · 15

CRM Salesforce, Inc.new+$4M
HON Honeywell International Inc.+$4M
LLY Eli Lilly and Company+$3M
NFLX Netflix, Inc.new+$2M
REGN Regeneron Pharmaceuticals, Incnew+$1M
AZN AstraZeneca PLCnew+$1M
LIFE Ethos Technologies Inc.new+$1M
FRT Federal Realty Investment Trusnew+$1M
TLSI TriSalus Life Sciences, Inc.+$1M
ET Energy Transfer LP+$1M

Top sells this quarter · 15

PFE Pfizer Inc.$2M
ZG Zillow Group, Inc. Class A$2M
CG The Carlyle Group Inc.exit$2M
TPL Texas Pacific Land Corporationexit$2M
AAPL Apple Inc.$1M
VNDA Vanda Pharmaceuticals Inc.$1M
TRV The Travelers Companies, Inc.$1M
BCRX BioCryst Pharmaceuticals, Inc.exit$1M
FCX Freeport-McMoRan Inc.exit$1M
MRK Merck & Co., Inc.$1M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$438M209+14.09%+17.59%-3.50%+0.00B
2025-12-31$456M208+20.36%+17.72%+2.64%+0.00B
2025-09-30$435M204+14.32%+17.52%-3.20%+0.07B
2025-06-30$347M196+16.38%+14.94%+1.44%-0.00B
2025-03-31$324M197+9.58%+8.30%+1.27%-0.00B
2024-12-31$321M196+19.62%+24.89%-5.27%-0.00B
2024-09-30$325M203+32.92%+36.04%-3.12%-0.00B
2024-06-30$302M199+17.96%+24.49%-6.54%-0.00B
2024-03-31$303M205+21.56%+29.62%-8.06%+0.02B
2023-12-31$255M190+9.91%+11.64%-1.73%+0.00B
2023-09-30$229M187-3.79%-3.22%-0.57%-0.01B
2023-06-30$251M191+4.30%+8.68%-4.38%-0.00B
2023-03-31$245M189