Stocks/Funds/CIK 1944437

Cape Investment Advisory, Inc.

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1944437
Assets
$301M
+20.0% YoY
Holdings
227
Lifetime alpha vs market
-2.36% annual
Average hold time
2.9 yr
median 3.3 yr

Quarterly history

Cum return +54% vs S&P +65% · α -11% lifetimeAUM $301M · peak $325MFlow $-9M (-3%)2023-032023-092024-032024-092025-032025-092026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+0.07%
adds when stocks drop
when a holding falls −10%+
Middle response
-1.58%
baseline attrition
Rally response
-4.92%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
SCHBSchwab U.S. Broad Market$40M13.2%3.3 yr
SCHVSchwab U.S. Large-Cap Va$18M6.1%3.3 yr
BINCiShares Flexible Income $11M3.7%2.5 yr
SCHJSchwab 1-5 Year Corporat$8M2.8%3.0 yr
SCHGSchwab U.S. Large-Cap Gr$7M2.5%3.3 yr
MSFTMicrosoft Corporation$6M2.0%-0.6%3.3 yr
SCHMSchwab U.S. Mid-Cap ETF$6M2.0%3.3 yr
RSPInvesco S&P 500 Equal We$6M1.9%3.0 yr
SCHDSchwab U.S. Dividend Equ$6M1.9%3.3 yr
SPYState Street SPDR S&P 50$5M1.7%+17.6%3.3 yr
GOOGLAlphabet Inc.$5M1.7%3.3 yr
KOThe Coca-Cola Company$5M1.6%+9.3%3.3 yr
AMZNAmazon.com, Inc.$5M1.5%+9.5%3.3 yr
CVXChevron Corporation$4M1.4%+29.2%3.3 yr
AAPLApple Inc.$4M1.3%+14.7%3.3 yr

Portfolio composition (YoY)

Industry mix
Asset Management59.0%+0.7pp$177M
Asset Management - Bonds4.6%+1.2pp$14M
Internet Content & Information3.7%+0.5pp$11M
Semiconductors3.3%+1.1pp$10M
Software - Infrastructure2.3%-0.6pp$7M
Oil & Gas Integrated2.1%+0.5pp$6M
Regulated Electric1.7%-0.2pp$5M
Beverages - Non-Alcoholic1.7%+0.3pp$5M
Specialty Retail1.6%-0.0pp$5M
Asset Management - Income1.6%+0.2pp$5M
Country
US96.9%+0.0pp
GB0.9%-0.1pp
TW0.9%+0.2pp
Unknown0.6%+0.5pp
IL0.3%-0.3pp
CA0.2%-0.1pp
IE0.1%-0.1pp
CN0.1%-0.0pp
Top 5: 28.4% · Top 10: 37.9% · Top 25: 56.6%

Winners

TickerPrev $PnLYoY %
TSM$2M+0.00B105.6%
GOOG$2M+0.00B84.3%
CVX$3M+0.00B29.2%
NVDA$1M+0.00B60.9%
SPY$3M+0.00B17.6%

Losers

TickerPrev $PnLYoY %
MSFT$5M-0.00B-0.6%
META$3M-0.00B-0.4%

Top buys this quarter · 15

KO The Coca-Cola Company+$3M
ICE Intercontinental Exchange, Inc+$1M
SYK Stryker Corporation+$1M
UBER Uber Technologies, Inc.+$1M
XOM Exxon Mobil Corporation+$0M
T AT&T Inc.+$0M
WMT Walmart Inc.+$0M
V Visa Inc.+$0M
SHEL Shell plc+$0M
RF Regions Financial Corporation+$0M

Top sells this quarter · 15

DEO Diageo plcexit$1M
KMX CarMax, Inc.exit$1M
AMAT Applied Materials, Inc.$2M
AAPL Apple Inc.$0M
TSM Taiwan Semiconductor Manufactu$0M
IBM International Business Machine$0M
CVX Chevron Corporation$3M
VRT Vertiv Holdings Coexit$0M
MCD McDonald's Corporationexit$0M
SYY Sysco Corporationexit$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$301M227+12.53%+17.59%-5.06%-0.01B
2025-12-31$325M1302+15.59%+17.72%-2.13%+0.22B
2025-09-30$101M841+14.83%+17.52%-2.69%-0.19B
2025-06-30$274M1164+15.51%+14.94%+0.56%+0.00B
2025-03-31$251M1129+8.47%+8.30%+0.17%+0.00B
2024-12-31$255M1135+19.37%+24.89%-5.52%+0.00B
2024-09-30$246M952+30.03%+36.04%-6.01%+0.01B
2024-06-30$222M923+18.34%+24.49%-6.15%+0.00B
2024-03-31$214M928+25.91%+29.62%-3.71%-0.01B
2023-12-31$204M1125+10.97%+11.64%-0.67%+0.01B
2023-09-30$176M921-3.25%-3.22%-0.03%+0.00B
2023-06-30$177M903+8.71%+8.68%+0.03%+0.00B
2023-03-31$162M954