Stocks/Funds/CIK 1861642

Hennion & Walsh Asset Management, Inc.

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1861642
Assets
$2.97B
+32.3% YoY
Holdings
927
Lifetime alpha vs market
-4.59% annual
Average hold time
2.9 yr
median 2.8 yr

Quarterly history

Cum return +26% vs S&P +52% · α -26% lifetimeAUM $3.0B · peak $3.0BFlow $75M (+3%)2021-032021-122022-092023-062024-032024-122025-092026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-1.81%
trims when stocks drop
when a holding falls −10%+
Middle response
-0.87%
baseline attrition
Rally response
-1.53%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
IVViShares Core S&P 500 ETF$116M3.9%5.3 yr
GSLCGoldman Sachs ActiveBeta$70M2.4%5.3 yr
DDWMWisdomTree Dynamic Inter$59M2.0%1.3 yr
MQYBlackRock MuniYield Qual$51M1.7%5.3 yr
VTVVanguard Value ETF$46M1.6%4.5 yr
GSIEGoldman Sachs ActiveBeta$45M1.5%5.3 yr
ISPYProShares - S&P 500 High$44M1.5%2.0 yr
XCEMColumbia EM Core ex-Chin$39M1.3%2.0 yr
IGEBiShares Investment Grade$35M1.2%4.5 yr
JSMLJanus Henderson Small Ca$33M1.1%0.3 yr
MHDBlackRock MuniHoldings F$30M1.0%5.3 yr
GOOGLAlphabet Inc.$27M0.9%5.3 yr
PFFiShares Preferred and In$25M0.8%2.8 yr
NVDANVIDIA Corporation$24M0.8%+60.9%5.3 yr
NVGNuveen AMT-Free Municipa$24M0.8%5.3 yr

Portfolio composition (YoY)

Industry mix
Asset Management32.9%+0.7pp$975M
Asset Management - Income9.4%-1.6pp$280M
Biotechnology6.3%+1.2pp$188M
Semiconductors5.5%+1.7pp$162M
Aerospace & Defense5.0%+3.1pp$148M
Asset Management - Bonds3.6%-1.6pp$106M
Regulated Electric2.8%+0.6pp$82M
Software - Infrastructure1.8%-0.4pp$52M
Drug Manufacturers - General1.7%-0.0pp$50M
Internet Content & Information1.5%+0.1pp$45M
Country
US93.3%-0.7pp
Unknown1.3%+0.4pp
GB0.9%-0.4pp
IE0.9%+0.0pp
IL0.7%+0.1pp
CA0.4%+0.3pp
NL0.4%+0.1pp
ES0.3%+0.1pp
Top 5: 11.5% · Top 10: 18.1% · Top 25: 29.1%

Winners

TickerPrev $PnLYoY %
CELC$2M+0.02B1029.0%
AVGO$14M+0.01B86.0%
AMAT$7M+0.01B137.6%
KLAC$8M+0.01B118.2%
NVDA$15M+0.01B60.9%

Losers

TickerPrev $PnLYoY %

Top buys this quarter · 15

INDV Indivior Pharmaceuticals Incnew+$10M
CEG Constellation Energy Corporati+$3M
LEO BNY Mellon Strategic Municipal+$3M
HWM Howmet Aerospace Inc.+$3M
GE GE Aerospace+$2M
MOD Modine Manufacturing Company+$2M
ASML ASML Holding N.V.+$2M
STT State Street Corporation+$2M
GD General Dynamics Corporation+$2M
ISSC Innovative Aerosystems, Inc.+$2M

Top sells this quarter · 15

NVDA NVIDIA Corporation$3M
AGX Argan, Inc.exit$3M
STX Seagate Technology Holdings pl$3M
AVGO Broadcom Inc.$2M
AAPL Apple Inc.$2M
AMAT Applied Materials, Inc.$15M
FN Fabrinet$2M
ISRG Intuitive Surgical, Inc.$2M
KLAC KLA Corporation$14M
JBL Jabil Inc.exit$2M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$2.97B927+20.54%+17.59%+2.95%+0.07B
2025-12-31$2.89B925+17.11%+17.72%-0.61%+0.07B
2025-09-30$2.76B936+14.26%+17.52%-3.26%+0.08B
2025-06-30$2.47B915+12.92%+14.94%-2.02%+0.04B
2025-03-31$2.24B865+3.17%+8.30%-5.13%+0.10B
2024-12-31$2.20B849+12.23%+24.89%-12.65%+0.07B
2024-09-30$2.13B864+27.86%+36.04%-8.17%+0.06B
2024-06-30$1.94B836+15.44%+24.49%-9.05%+0.09B
2024-03-31$1.86B837+19.96%+29.62%-9.66%+0.02B
2023-12-31$1.74B813+14.68%+26.18%-11.49%-0.04B
2023-09-30$1.56B797+7.00%+21.57%-14.57%-0.06B
2023-06-30$1.68B795+3.54%+19.42%-15.89%+0.00B
2023-03-31$1.63B772-15.47%-7.82%-7.65%-0.01B
2022-12-31$1.61B764+6.27%+7.56%-1.29%+0.01B
2022-09-30$1.51B763-6.48%-4.93%-1.55%+0.01B
2022-06-30$1.61B754-15.80%-16.11%+0.31%+0.03B