Stocks/Funds/CIK 1730960

Sound Income Strategies, LLC

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1730960
Assets
$2.07B
+22.8% YoY
Holdings
2,583
Lifetime alpha vs market
-1.77% annual
Average hold time
2.8 yr
median 1.5 yr

Quarterly history

Cum return +139% vs S&P +177% · α -38% lifetimeAUM $2.1B · peak $2.1BFlow $-25M (-1%)2017-122019-032020-062021-092022-122024-032025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+0.92%
adds when stocks drop
when a holding falls −10%+
Middle response
+7.58%
steady accumulation
Rally response
-3.86%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
HTGCHercules Capital, Inc.$49M2.4%-14.2%8.5 yr
ARCCAres Capital Corporation$47M2.3%-10.7%8.5 yr
GBDCGolub Capital BDC, Inc.$47M2.3%-6.8%8.5 yr
TSLXSixth Street Specialty L$47M2.2%-10.0%6.0 yr
OBDCBlue Owl Capital Corpora$43M2.1%-17.8%6.8 yr
SHYGiShares 0-5 Year High Yi$43M2.1%8.5 yr
HYEMVanEck Emerging Markets $40M2.0%8.5 yr
BXSLBlackstone Secured Lendi$40M1.9%3.3 yr
PFLTPennantPark Floating Rat$40M1.9%-18.1%8.5 yr
EMHYiShares J.P. Morgan EM H$39M1.9%8.5 yr
FXEDSound Enhanced Fixed Inc$29M1.4%5.3 yr
CCitigroup Inc.$29M1.4%+63.9%8.5 yr
OMCOmnicom Group Inc.$27M1.3%-5.6%6.3 yr
TOTB.DETotalEnergies SE$26M1.3%+41.2%0.5 yr
SPGSimon Property Group, In$24M1.2%+17.9%8.0 yr

Portfolio composition (YoY)

Industry mix
Asset Management32.2%-0.8pp$667M
Asset Management - Bonds10.0%+0.3pp$208M
REIT - Retail4.3%+0.2pp$88M
Drug Manufacturers - General3.7%-0.9pp$76M
REIT - Healthcare Facilities3.0%+0.5pp$63M
Financial - Credit Services3.0%-0.2pp$63M
REIT - Specialty2.8%+0.8pp$58M
Banks - Regional2.5%+0.8pp$53M
Asset Management - Income2.4%-0.4pp$49M
Packaging & Containers1.9%-0.7pp$39M
Country
US92.8%-2.7pp
FR1.5%+1.2pp
IE1.4%+0.6pp
Unknown1.3%+1.3pp
GB1.3%+0.1pp
CA1.3%-0.5pp
NL0.2%-0.0pp
SG0.0%+0.0pp
Top 5: 11.2% · Top 10: 21.0% · Top 25: 38.3%

Winners

TickerPrev $PnLYoY %
C$26M+0.02B63.9%
ENB$29M+0.01B29.3%
CSCO$23M+0.01B28.1%
CTRE$15M+0.00B32.1%
MTB$20M+0.00B19.1%

Losers

TickerPrev $PnLYoY %
OBDC$46M-0.01B-17.8%
HTGC$55M-0.01B-14.2%
PFLT$40M-0.01B-18.1%
ARCC$53M-0.01B-10.7%
TSLX$53M-0.00B-10.0%

Top buys this quarter · 15

ACN Accenture plc+$12M
HTGC Hercules Capital, Inc.+$49M
SJM The J. M. Smucker Company+$9M
HRB H&R Block, Inc.+$5M
CRBG Corebridge Financial, Inc.+$5M
AVA Avista Corporation+$4M
PRGO Perrigo Company plc+$17M
OTEX Open Text Corporationnew+$4M
NOMD Nomad Foods Limited+$3M
TRIN Trinity Capital Inc.+$3M

Top sells this quarter · 15

EVRG Evergy, Inc.$14M
ENB Enbridge Inc.$11M
MAIN Main Street Capital Corporatio$11M
PRU Prudential Financial, Inc.$4M
ADM Archer-Daniels-Midland Company$4M
GSK GSK plc$3M
HAS Hasbro, Inc.$3M
DINO HF Sinclair Corporation$13M
C Citigroup Inc.$2M
OMC Omnicom Group Inc.$2M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$2.07B2583+5.56%+17.59%-12.03%-0.03B
2025-12-31$2.11B2506+7.98%+17.72%-9.74%+0.25B
2025-09-30$1.83B1678+4.32%+17.52%-13.20%+0.03B
2025-06-30$1.73B1581+7.47%+14.94%-7.47%+0.03B
2025-03-31$1.69B1527+6.27%+8.30%-2.04%+0.05B
2024-12-31$1.62B1445+12.58%+24.89%-12.31%+0.09B
2024-09-30$1.55B1386+24.58%+36.04%-11.45%+0.04B
2024-06-30$1.41B1356+18.69%+24.49%-5.80%+0.08B
2024-03-31$1.34B1334+21.87%+29.62%-7.75%+0.05B
2023-12-31$1.20B1306+16.06%+26.18%-10.12%-0.05B
2023-09-30$1.15B1140+20.13%+21.57%-1.44%+0.16B
2023-06-30$973M1101+9.62%+19.42%-9.80%+0.03B
2023-03-31$919M1054-3.91%-7.82%+3.91%+0.12B
2022-12-31$784M975-10.45%-18.17%+7.73%+0.01B
2022-09-30$687M864-11.52%-15.51%+3.99%-0.01B
2022-06-30$749M870-4.55%-10.62%+6.07%-0.03B