Stocks/Funds/CIK 1728321

Kovack Advisors, Inc.

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1728321
Assets
$1.87B
+98.9% YoY
Holdings
1,005
Lifetime alpha vs market
+3.34% annual
Average hold time
3.6 yr
median 2.5 yr

Quarterly history

Cum return +302% vs S&P +197% · α +105% lifetimeAUM $1.9B · peak $2.1BFlow $-172M (-8%)2014-122016-062019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-1.69%
trims when stocks drop
when a holding falls −10%+
Middle response
+1.56%
steady accumulation
Rally response
-2.73%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
NVDANVIDIA Corporation$82M4.4%+60.9%8.5 yr
AAPLApple Inc.$59M3.2%+14.7%12.3 yr
IVViShares Core S&P 500 ETF$56M3.0%12.3 yr
AMZNAmazon.com, Inc.$46M2.5%+9.5%9.8 yr
SPYState Street SPDR S&P 50$39M2.1%+17.6%10.8 yr
VOOVanguard S&P 500 ETF$34M1.8%8.3 yr
MSFTMicrosoft Corporation$31M1.7%-0.6%11.5 yr
QQQInvesco QQQ Trust, Serie$29M1.5%7.8 yr
TSLATesla, Inc.$24M1.3%+43.4%8.3 yr
VGSHVanguard Short-Term Trea$24M1.3%6.8 yr
GOOGLAlphabet Inc.$19M1.0%8.8 yr
AVGOBroadcom Inc.$19M1.0%+86.0%6.8 yr
GOOGAlphabet Inc.$16M0.8%+84.3%9.0 yr
STRKMicroStrategy Incorporat$14M0.8%-8.0%0.5 yr
METAMeta Platforms, Inc.$14M0.8%-0.4%11.3 yr

Portfolio composition (YoY)

Industry mix
Asset Management44.8%+1.5pp$838M
Semiconductors8.1%+1.6pp$152M
Software - Infrastructure3.5%-1.0pp$66M
Consumer Electronics3.2%-1.2pp$59M
Internet Content & Information2.8%-0.2pp$53M
Specialty Retail2.7%-0.1pp$51M
Asset Management - Leveraged2.3%+0.8pp$44M
Software - Application2.3%+1.0pp$43M
Asset Management - Bonds2.1%-0.1pp$40M
Drug Manufacturers - General1.9%+0.0pp$36M
Country
US95.1%-1.4pp
Unknown1.4%+0.6pp
CA1.4%+0.5pp
GB0.4%+0.1pp
TW0.4%+0.2pp
IE0.3%-0.6pp
RU0.2%
SG0.2%+0.1pp
Top 5: 15.2% · Top 10: 22.7% · Top 25: 33.7%

Winners

TickerPrev $PnLYoY %
NVDA$41M+0.02B60.9%
AAPL$41M+0.01B14.7%
GOOG$7M+0.01B84.3%
AVGO$6M+0.01B86.0%
SPY$22M+0.00B17.6%

Losers

TickerPrev $PnLYoY %
MSFT$22M-0.00B-0.6%
META$7M-0.00B-0.4%

Top buys this quarter · 15

ET Energy Transfer LP+$3M
FFIV F5, Inc.new+$2M
PYPL PayPal Holdings, Inc.+$2M
WGS GeneDx Holdings Corp.+$2M
MRK Merck & Co., Inc.+$2M
LLY Eli Lilly and Company+$2M
KEYS Keysight Technologies, Inc.new+$2M
WDC Western Digital Corporation+$2M
ENB Enbridge Inc.+$2M
TRGP Targa Resources Corp.new+$2M

Top sells this quarter · 15

NVDA NVIDIA Corporation$20M
AAPL Apple Inc.$13M
AMZN Amazon.com, Inc.$11M
VRT Vertiv Holdings Co$10M
JAZZ Jazz Pharmaceuticals plc$10M
TER Teradyne, Inc.exit$10M
VST Vistra Corp.$9M
PANW Palo Alto Networks, Inc.$7M
RTX RTX Corporation$7M
INTC Intel Corporation$6M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$1.87B1005+25.84%+17.59%+8.25%-0.17B
2025-12-31$2.11B997+21.10%+17.72%+3.38%+1.03B
2025-09-30$1.06B604+25.11%+17.52%+7.59%-0.07B
2025-06-30$1.02B612+20.19%+14.94%+5.25%-0.06B
2025-03-31$940M570+8.12%+8.30%-0.18%-0.01B
2024-12-31$1.01B603+24.57%+24.89%-0.31%+0.02B
2024-09-30$941M578+33.88%+36.04%-2.16%-0.03B
2024-06-30$906M566+22.33%+24.49%-2.16%+0.06B
2024-03-31$823M466+30.67%+29.62%+1.05%-0.08B
2023-12-31$839M566+35.30%+26.18%+9.13%+0.03B
2023-09-30$712M542+21.82%+21.57%+0.25%-0.04B
2023-06-30$776M572+20.37%+19.42%+0.95%-0.03B
2023-03-31$730M583-8.94%-7.82%-1.12%-0.03B
2022-12-31$684M540-21.92%-18.17%-3.75%-0.01B
2022-09-30$680M546-14.95%-15.51%+0.56%-0.04B
2022-06-30$751M584-11.22%-10.62%-0.60%-0.06B