Stocks/Funds/CIK 1697539

Rosenthal {-} Henry Capital Advisors, Inc.

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1697539
Assets
$102M
+3.1% YoY
Holdings
42
Lifetime alpha vs market
-9.22% annual
Average hold time
4.8 yr
median 4.3 yr

Quarterly history

Cum return +26% vs S&P +81% · α -55% lifetimeAUM $102M · peak $135MFlow $-5M (-4%)2016-122018-062019-122021-062023-032024-092026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-6.89%
trims when stocks drop
when a holding falls −10%+
Middle response
-3.09%
baseline attrition
Rally response
-8.15%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
TBBKThe Bancorp, Inc.$9M8.6%+1.7%6.0 yr
KREState Street SPDR S&P Re$9M8.4%4.8 yr
WTFCWintrust Financial Corpo$5M4.9%+25.5%5.8 yr
CASHPathward Financial, Inc.$5M4.6%+22.6%9.3 yr
ESQEsquire Financial Holdin$4M4.0%+43.7%2.3 yr
SPFISouth Plains Financial, $3M3.3%+28.6%2.5 yr
$3M3.2%9.3 yr
SYBTStock Yards Bancorp, Inc$3M2.9%-2.3%9.3 yr
BANFBancFirst Corporation$3M2.8%+0.4%9.3 yr
FRMEFirst Merchants Corporat$3M2.7%-0.6%3.5 yr
UNTYUnity Bancorp, Inc.$3M2.6%+28.9%4.3 yr
LKFNLakeland Financial Corpo$2M2.4%-0.1%9.3 yr
GABCGerman American Bancorp,$2M2.4%+14.8%9.3 yr
FBIZFirst Business Financial$2M2.4%+17.1%9.3 yr
HTBKHeritage Commerce Corp$2M2.3%6.5 yr

Portfolio composition (YoY)

Industry mix
Banks - Regional82.1%+0.9pp$84M
Asset Management8.4%-1.3pp$9M
Unknown8.0%-1.1pp$8M
Banks1.6%$2M
Country
US89.9%+1.1pp
Unknown8.0%-1.1pp
GB2.1%+0.0pp
Top 5: 30.4% · Top 10: 45.4% · Top 25: 78.7%

Winners

TickerPrev $PnLYoY %
ESQ$3M+0.00B43.7%
WTFC$4M+0.00B25.5%
CASH$4M+0.00B22.6%
VBNK$2M+0.00B37.4%
SPFI$3M+0.00B28.6%

Losers

TickerPrev $PnLYoY %
FFIN$3M-0.00B-16.1%
CCB$3M-0.00B-15.8%
SYBT$4M-0.00B-2.3%
BANR$2M-0.00B-1.8%
FRME$3M-0.00B-0.6%

Top buys this quarter · 2

HTBK Heritage Commerce Corp+$0M
TCBI Texas Capital Bancshares, Inc.new+$1M

Top sells this quarter · 6

$0M
OBK Origin Bancorp, Inc.$2M
HBT HBT Financial, Inc.$1M
VBNK VersaBank$1M
NRIM Northrim BanCorp, Inc.$0M
HTB HomeTrust Bancshares, Inc.$2M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$102M42+13.49%+17.59%-4.10%-0.00B
2025-12-31$108M40+11.56%+17.72%-6.16%+0.00B
2025-09-30$104M39+18.82%+17.52%+1.30%-0.00B
2025-06-30$99M37+35.24%+14.94%+20.30%-0.01B
2025-03-31$99M39+27.62%+8.30%+19.32%-0.01B
2024-12-31$108M42+26.02%+24.89%+1.13%+0.00B
2024-09-30$100M39+46.14%+36.04%+10.11%+0.01B
2024-06-30$71M36+22.01%+24.49%-2.48%-0.00B
2024-03-31$74M37+16.66%+29.62%-12.97%-0.01B
2023-12-31$88M39+3.62%+26.18%-22.56%-0.00B
2023-09-30$74M43-10.89%+21.57%-32.46%-0.01B
2023-06-30$80M41-27.52%+19.42%-46.95%-0.01B
2023-03-31$89M45-14.70%+7.46%-22.16%-0.01B
2022-12-31$112M46+6.48%+7.56%-1.08%-0.00B
2022-09-30$107M44-17.77%-4.93%-12.84%+0.00B
2022-03-31$128M46-0.01B