Stocks/Funds/CIK 1616026

Tradewinds Capital Management, LLC

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1616026
Assets
$504M
+35.0% YoY
Holdings
714
Lifetime alpha vs market
-1.13% annual
Average hold time
4.9 yr
median 4.1 yr

Quarterly history

Cum return +231% vs S&P +272% · α -41% lifetimeAUM $504M · peak $652MFlow $45M (+9%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-12.05%
trims when stocks drop
when a holding falls −10%+
Middle response
-1.97%
baseline attrition
Rally response
-4.39%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
COMTiShares GSCI Commodity D$47M9.3%1.3 yr
GNRState Street SPDR S&P Gl$39M7.7%4.0 yr
GLDMSPDR Gold MiniShares Tru$38M7.6%1.8 yr
EWYiShares MSCI South Korea$37M7.4%3.0 yr
EWPiShares MSCI Spain ETF$37M7.3%4.8 yr
SIVRabrdn Physical Silver Sh$36M7.2%7.5 yr
SPEMState Street SPDR Portfo$26M5.2%1.8 yr
EZAiShares MSCI South Afric$24M4.8%1.0 yr
ICVTiShares Convertible Bond$21M4.2%3.5 yr
EWWiShares MSCI Mexico ETF$18M3.6%4.5 yr
FLJPFranklin FTSE Japan ETF$18M3.5%1.0 yr
SPBOState Street SPDR Portfo$15M2.9%2.0 yr
PFXFVanEck Preferred Securit$11M2.2%0.3 yr
SCHXSchwab U.S. Large-Cap ET$11M2.1%10.5 yr
MSFTMicrosoft Corporation$9M1.9%-0.6%10.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management73.0%-0.4pp$368M
Asset Management - Global7.7%+6.9pp$39M
Asset Management - Bonds5.3%-3.3pp$27M
Software - Infrastructure2.0%-0.7pp$10M
Asset Management - Income1.6%+0.2pp$8M
Semiconductors0.8%+0.2pp$4M
Consumer Electronics0.8%-0.2pp$4M
Drug Manufacturers - General0.8%-0.1pp$4M
Specialty Retail0.6%-0.2pp$3M
Internet Content & Information0.6%+0.2pp$3M
Country
US99.4%-0.0pp
CA0.2%+0.1pp
IE0.1%+0.0pp
GB0.0%+0.0pp
DK0.0%-0.1pp
Unknown0.0%+0.0pp
CH0.0%+0.0pp
TW0.0%+0.0pp
Top 5: 39.4% · Top 10: 64.3% · Top 25: 85.5%

Winners

TickerPrev $PnLYoY %
JNJ$2M+0.00B51.5%
GOOG$1M+0.00B84.3%
XOM$2M+0.00B47.6%
AAPL$4M+0.00B14.7%
AMZN$3M+0.00B9.5%

Losers

TickerPrev $PnLYoY %
MSFT$10M-0.00B-0.6%

Top buys this quarter · 15

TEM Tempus AI, Inc.+$0M
SNDA Sonida Senior Living, Inc.new+$0M
FLY Firefly Aerospace Inc.new+$0M
ZTS Zoetis Inc.+$0M
SONO Sonos, Inc.+$0M
MSFT Microsoft Corporation+$9M
ORCL Oracle Corporation+$0M
MELI MercadoLibre, Inc.+$0M
NVDA NVIDIA Corporation+$2M
V Visa Inc.+$0M

Top sells this quarter · 15

JNJ Johnson & Johnson$3M
TRP TC Energy Corporation$0M
LMT Lockheed Martin Corporation$0M
SPY State Street SPDR S&P 500 ETF $0M
HON Honeywell International Inc.$1M
ENS EnerSys$0M
TSLA Tesla, Inc.$0M
ACHR Archer Aviation Inc.$0M
RTX RTX Corporation$0M
ELA Envela Corporationexit$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$504M714+17.44%+17.59%-0.15%+0.04B
2025-12-31$474M683+16.62%+17.72%-1.10%+0.02B
2025-09-30$445M674+17.72%+17.52%+0.21%+0.01B
2025-06-30$398M638+13.38%+14.94%-1.56%-0.02B
2025-03-31$373M658+5.57%+8.30%-2.73%+0.01B
2024-12-31$379M667+16.50%+24.89%-8.39%-0.00B
2024-09-30$374M614+29.09%+36.04%-6.95%+0.02B
2024-06-30$339M589+15.32%+24.49%-9.17%-0.03B
2024-03-31$362M551+19.11%+29.62%-10.52%+0.10B
2023-12-31$251M479+21.97%+26.18%-4.20%-0.08B
2023-09-30$292M504+11.40%+21.57%-10.16%-0.01B
2023-06-30$321M480+15.56%+19.42%-3.86%-0.02B
2023-03-31$318M488-8.29%-7.82%-0.48%+0.09B
2022-12-31$215M519-19.43%-18.17%-1.26%-0.04B
2022-09-30$244M413-13.29%-15.51%+2.22%-0.02B
2022-06-30$268M429-9.98%-10.62%+0.64%-0.25B