Stocks/Funds/CIK 1604488

Vivaldi Asset Management, LLC

Quarterly 13F filings · Latest period 2026-03-31 · CIK 1604488
Assets
$1.90B
+37.6% YoY
Holdings
181
Lifetime alpha vs market
+13.69% annual
Average hold time
0.7 yr
median 0.5 yr

Quarterly history

Cum return +260% vs S&P +90% · α +171% lifetimeAUM $1.9B · peak $2.3BFlow $85M (+5%)2016-032017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+8.10%
adds when stocks drop
when a holding falls −10%+
Middle response
+11.55%
steady accumulation
Rally response
-2.32%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
GTLSChart Industries, Inc.$131M6.9%+43.2%0.5 yr
HOLXHologic, Inc.$100M5.3%+22.4%0.5 yr
SEESealed Air Corporation$98M5.2%+48.7%0.5 yr
MASIMasimo Corporation$85M4.5%+6.8%0.3 yr
EAElectronic Arts Inc.$83M4.3%+41.7%0.8 yr
TPHTri Pointe Homes, Inc.$75M3.9%+46.4%0.3 yr
NSANational Storage Affilia$68M3.6%+3.1%0.3 yr
ALAir Lease Corporation$63M3.3%+36.3%0.5 yr
CWANClearwater Analytics Hol$51M2.7%-11.8%0.5 yr
TERNTerns Pharmaceuticals, I$48M2.5%0.3 yr
VREVeris Residential, Inc.$47M2.5%+13.3%0.3 yr
OSOneStream, Inc. Class A $44M2.3%+12.5%0.3 yr
WBSWebster Financial Corpor$35M1.8%+38.5%0.3 yr
DAWNDay One Biopharmaceutica$32M1.7%+170.4%0.3 yr
$30M1.6%1.8 yr

Portfolio composition (YoY)

Industry mix
Unknown22.5%-12.2pp$428M
Shell Companies12.3%+3.4pp$235M
Biotechnology7.4%+5.5pp$141M
Industrial - Machinery6.9%$131M
Software - Application5.4%-2.3pp$103M
Medical - Instruments & Supplies5.3%$100M
Packaging & Containers5.2%+3.5pp$98M
Medical - Devices4.5%+4.3pp$85M
Electronic Gaming & Multimedia4.3%$83M
Banks - Regional4.1%+2.8pp$78M
Country
US74.7%+16.0pp
Unknown22.5%-12.2pp
KY2.0%+0.4pp
MX0.3%
AE0.2%
HK0.2%
FR0.2%
GB0.1%
Top 5: 26.1% · Top 10: 42.2% · Top 25: 63.3%

Winners

TickerPrev $PnLYoY %
ANSC$33M+0.00B5.8%

Losers

TickerPrev $PnLYoY %

Top buys this quarter · 15

GTLS Chart Industries, Inc.+$114M
MASI Masimo Corporationnew+$85M
HOLX Hologic, Inc.+$77M
TPH Tri Pointe Homes, Inc.new+$75M
SEE Sealed Air Corporation+$72M
NSA National Storage Affiliates Trnew+$68M
EA Electronic Arts Inc.+$63M
AL Air Lease Corporation+$62M
VRE Veris Residential, Inc.new+$47M
OS OneStream, Inc. Class A Commonnew+$44M

Top sells this quarter · 15

YCY AA Mission Acquisition Corp. Iexit$30M
EXAS Exact Sciences Corporationexit$29M
ANSC Agriculture & Natural Solution$17M
CFLT Confluent, Inc.exit$14M
DMII Drugs Made In America Acquisit$10M
TVA Texas Ventures Acquisition III$6M
TACO Berto Acquisition Corp.$4M
TACH Titan Acquisition Corp.$4M
TDAC Translational Development Acqu$4M
CEPT Cantor Equity Partners II, Incexit$2M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$1.90B181+30.22%+17.59%+12.63%+0.08B
2025-12-31$1.64B161+13.32%+17.72%-4.40%-0.16B
2025-09-30$1.55B121-1.58%+17.52%-19.10%+0.11B
2025-06-30$1.48B121+5.26%+14.94%-9.68%+0.04B
2025-03-31$1.38B91+1.80%+8.30%-6.50%+0.12B
2024-12-31$1.31B93+5.52%+24.89%-19.37%-0.21B
2024-09-30$1.50B115+4.91%+36.04%-31.12%+0.36B
2024-06-30$1.10B104+3.72%+24.49%-20.77%-0.08B
2024-03-31$1.18B115-10.75%+29.62%-40.37%-0.12B
2023-12-31$1.30B133-17.02%+26.18%-43.20%-0.52B
2023-09-30$1.81B139-12.67%+21.57%-34.24%+0.08B
2023-06-30$1.68B131+141.46%+19.42%+122.03%-0.32B
2023-03-31$2.32B228+160.14%-7.82%+167.96%+0.59B
2022-12-31$1.86B345+6.00%+7.56%-1.56%-0.38B
2022-09-30$2.12B449+184.41%-4.93%+189.34%-1.95B
2022-06-30$1.43B409-6.95%-16.11%+9.16%+0.56B