Stocks/Funds/CIK 1572838

Empirical Finance, LLC

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1572838
Assets
$2.13B
+28.5% YoY
Holdings
483
Lifetime alpha vs market
+2.01% annual
Average hold time
5.4 yr
median 5.8 yr

Quarterly history

Cum return +181% vs S&P +145% · α +35% lifetimeAUM $2.1B · peak $2.1BFlow $105M (+5%)2016-122018-062019-122021-062022-122024-062025-122026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+4.02%
adds when stocks drop
when a holding falls −10%+
Middle response
+0.22%
steady accumulation
Rally response
-0.64%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
NVDANVIDIA Corporation$142M6.7%+60.9%6.8 yr
AAPLApple Inc.$127M6.0%+14.7%9.5 yr
MSFTMicrosoft Corporation$91M4.3%-0.6%9.5 yr
AMZNAmazon.com, Inc.$79M3.7%+9.5%9.3 yr
GOOGAlphabet Inc.$67M3.2%+84.3%9.0 yr
GOOGLAlphabet Inc.$57M2.7%8.8 yr
AVGOBroadcom Inc.$44M2.1%+86.0%7.0 yr
METAMeta Platforms, Inc.$43M2.0%-0.4%9.3 yr
TSMTaiwan Semiconductor Man$32M1.5%+105.6%1.0 yr
TSLATesla, Inc.$30M1.4%+43.4%5.0 yr
JPMJPMorgan Chase & Co.$29M1.4%+21.8%9.0 yr
ETEnergy Transfer LP$27M1.3%+12.1%1.3 yr
XOMExxon Mobil Corporation$26M1.2%+47.6%9.0 yr
LLYEli Lilly and Company$24M1.1%+12.2%8.0 yr
BRK-BBerkshire Hathaway Inc.$24M1.1%8.8 yr

Portfolio composition (YoY)

Industry mix
Semiconductors14.0%+4.6pp$297M
Internet Content & Information7.9%+1.5pp$168M
Asset Management6.5%-0.4pp$138M
Consumer Electronics6.1%-0.8pp$130M
Software - Infrastructure4.9%-1.6pp$104M
Drug Manufacturers - General4.4%-0.5pp$93M
Specialty Retail4.2%-0.3pp$89M
Oil & Gas Midstream3.0%+2.4pp$64M
Banks - Diversified2.9%-0.2pp$62M
Airlines, Airports & Air Services2.4%+1.9pp$50M
Country
US96.0%-3.3pp
MX2.1%+2.0pp
TW1.5%
LU0.3%+0.2pp
Unknown0.1%-0.1pp
Top 5: 23.8% · Top 10: 33.4% · Top 25: 47.8%

Winners

TickerPrev $PnLYoY %
NVDA$91M+0.06B60.9%
GOOG$28M+0.02B84.3%
AVGO$24M+0.02B86.0%
AAPL$114M+0.02B14.7%
TSLA$21M+0.01B43.4%

Losers

TickerPrev $PnLYoY %
MA$16M-0.00B-8.5%
MSFT$94M-0.00B-0.6%
META$44M-0.00B-0.4%

Top buys this quarter · 15

TSM Taiwan Semiconductor Manufactu+$15M
CSWC Capital Southwest Corporationnew+$14M
ET Energy Transfer LP+$13M
PAC Grupo Aeroportuario del Pacíf+$11M
WES Western Midstream Partners, LP+$8M
OMAB Grupo Aeroportuario del Centro+$8M
SFM Sprouts Farmers Market, Inc.+$8M
ASR Grupo Aeroportuario del Surestnew+$8M
AMZN Amazon.com, Inc.+$79M
AX Axos Financial, Inc.+$7M

Top sells this quarter · 15

GOOG Alphabet Inc.$48M
CAAP Corporación América Airportsexit$6M
CPA Copa Holdings, S.A.exit$4M
FTI TechnipFMC plcexit$2M
TIGO Millicom International Cellulaexit$1M
DEO Diageo plcexit$1M
GTES Gates Industrial Corporation pexit$1M
AZO AutoZone, Inc.$1M
DLO DLocal Limitedexit$1M
PSMT PriceSmart, Inc.exit$1M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$2.13B483+20.32%+17.59%+2.72%+0.11B
2025-12-31$2.10B481+18.40%+17.72%+0.68%-0.08B
2025-09-30$2.10B506+17.04%+17.52%-0.47%+0.03B
2025-06-30$1.91B508+13.82%+14.94%-1.13%+0.07B
2025-03-31$1.66B504+5.19%+8.30%-3.12%+0.01B
2024-12-31$1.73B500+20.28%+24.89%-4.61%-0.03B
2024-09-30$1.72B502+31.18%+36.04%-4.85%+0.03B
2024-06-30$1.60B502+20.30%+24.49%-4.19%-0.07B
2024-03-31$1.63B514+26.17%+29.62%-3.45%+0.07B
2023-12-31$1.43B513+24.48%+26.18%-1.70%-0.08B
2023-09-30$1.36B509+19.90%+21.57%-1.66%+0.11B
2023-06-30$1.29B508+18.48%+19.42%-0.95%+0.14B
2023-03-31$1.07B495-5.21%-7.82%+2.61%+0.03B
2022-12-31$965M492+7.47%+7.56%-0.09%+0.06B
2022-09-30$842M479-4.41%-4.93%+0.52%+0.09B
2022-06-30$784M465-13.87%-16.11%+2.24%+0.02B