Stocks/Funds/CIK 1541625

Prospera Financial Services Inc

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1541625
Assets
$6.19B
+42.6% YoY
Holdings
1,413
Lifetime alpha vs market
+0.29% annual
Average hold time
4.3 yr
median 3.5 yr

Quarterly history

Cum return +284% vs S&P +272% · α +11% lifetimeAUM $6.2B · peak $6.2BFlow $201M (+3%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-2.54%
trims when stocks drop
when a holding falls −10%+
Middle response
+3.45%
steady accumulation
Rally response
+4.69%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
AAPLApple Inc.$218M3.5%+14.7%10.3 yr
NVDANVIDIA Corporation$195M3.2%+60.9%9.5 yr
MSFTMicrosoft Corporation$108M1.7%-0.6%10.3 yr
AMZNAmazon.com, Inc.$95M1.5%+9.5%10.5 yr
GOOGLAlphabet Inc.$82M1.3%10.5 yr
QQQInvesco QQQ Trust, Serie$81M1.3%7.5 yr
RDVYFirst Trust Rising Divid$80M1.3%7.0 yr
XOMExxon Mobil Corporation$70M1.1%+47.6%10.0 yr
JPMJPMorgan Chase & Co.$68M1.1%+21.8%10.3 yr
HONHoneywell International $68M1.1%+9.0%9.0 yr
GOOGAlphabet Inc.$68M1.1%+84.3%10.3 yr
CATCaterpillar Inc.$68M1.1%+117.8%10.0 yr
AVGOBroadcom Inc.$68M1.1%+86.0%8.0 yr
BRK-BBerkshire Hathaway Inc.$67M1.1%10.3 yr
SPYState Street SPDR S&P 50$61M1.0%+17.6%10.3 yr

Portfolio composition (YoY)

Industry mix
Asset Management38.7%-2.9pp$2.39B
Semiconductors7.5%+2.4pp$465M
Consumer Electronics3.5%-0.5pp$218M
Internet Content & Information3.3%+1.1pp$202M
Software - Infrastructure3.1%+0.1pp$194M
Asset Management - Bonds2.7%-1.1pp$167M
Drug Manufacturers - General2.7%+0.2pp$166M
Asset Management - Income2.4%-0.6pp$152M
Banks - Diversified2.1%+0.1pp$131M
Oil & Gas Integrated2.0%-0.2pp$124M
Country
US94.8%-1.1pp
CA1.4%+0.6pp
GB1.1%+0.4pp
Unknown0.6%+0.2pp
IE0.5%-0.2pp
CH0.2%-0.0pp
NL0.2%+0.1pp
TW0.2%-0.0pp
Top 5: 11.3% · Top 10: 17.2% · Top 25: 30.3%

Winners

TickerPrev $PnLYoY %
NVDA$114M+0.07B60.9%
CAT$35M+0.04B117.8%
AVGO$45M+0.04B86.0%
AAPL$176M+0.03B14.7%
XOM$54M+0.02B47.6%

Losers

TickerPrev $PnLYoY %
PG$41M-0.01B-12.9%
MSFT$89M-0.00B-0.6%
META$35M-0.00B-0.4%

Top buys this quarter · 15

JNJ Johnson & Johnson+$20M
NFLX Netflix, Inc.+$19M
AZN AstraZeneca PLCnew+$11M
ADI Analog Devices, Inc.+$10M
ROST Ross Stores, Inc.+$10M
WDC Western Digital Corporation+$8M
STX Seagate Technology Holdings pl+$7M
AMAT Applied Materials, Inc.+$6M
MSFT Microsoft Corporation+$108M
ASML ASML Holding N.V.+$6M

Top sells this quarter · 15

IBM International Business Machine$12M
NVDA NVIDIA Corporation$8M
APP AppLovin Corporation$6M
LLY Eli Lilly and Company$6M
AMD Advanced Micro Devices, Inc.$6M
ADM Archer-Daniels-Midland Company$5M
TTWO Take-Two Interactive Software,exit$5M
CRWD CrowdStrike Holdings, Inc.$5M
OXY Occidental Petroleum Corporati$5M
NVO Novo Nordisk A/S$5M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$6.19B1413+21.80%+17.59%+4.20%+0.20B
2025-12-31$6.08B1354+18.11%+17.72%+0.39%+0.08B
2025-09-30$5.85B1347+18.23%+17.52%+0.71%+0.04B
2025-06-30$5.35B1307+15.56%+14.94%+0.62%+0.53B
2025-03-31$4.34B1162+6.38%+8.30%-1.92%+0.25B
2024-12-31$4.28B1128+19.02%+24.89%-5.86%+0.27B
2024-09-30$3.91B1112+29.73%+36.04%-6.31%+0.10B
2024-06-30$3.59B1129+17.79%+24.49%-6.70%+0.17B
2024-03-31$3.35B1088+22.81%+29.62%-6.81%+0.13B
2023-12-31$3.02B1047+22.11%+26.18%-4.07%+0.13B
2023-09-30$2.58B1002+16.56%+21.57%-5.01%+0.07B
2023-06-30$2.61B1001+16.02%+19.42%-3.41%+0.02B
2023-03-31$2.43B953-7.74%-7.82%+0.08%+0.31B
2022-12-31$1.99B887-17.25%-18.17%+0.93%-0.05B
2022-09-30$1.91B827-13.93%-15.51%+1.57%+0.04B
2022-06-30$1.95B1609-9.76%-10.62%+0.86%-0.06B