Stocks/Funds/CIK 1540462

Richmond Brothers, Inc.

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1540462
Assets
$143M
+9.9% YoY
Holdings
34
Lifetime alpha vs market
-2.17% annual
Average hold time
2.5 yr
median 1.8 yr

Quarterly history

Cum return +39% vs S&P +52% · α -13% lifetimeAUM $143M · peak $159MFlow $18M (+12%)2021-122022-092023-062024-032024-122025-092026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-8.73%
trims when stocks drop
when a holding falls −10%+
Middle response
-10.62%
baseline attrition
Rally response
-16.01%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
QQQInvesco QQQ Trust, Serie$44M30.4%4.5 yr
VDEVanguard Energy ETF$9M5.9%1.8 yr
VPUVanguard Utilities ETF$7M5.0%1.8 yr
VAWVanguard Materials ETF$7M4.9%1.8 yr
VISVanguard Industrials ETF$7M4.8%1.8 yr
VDCVanguard Consumer Staple$7M4.6%1.8 yr
VOXVanguard Communication S$7M4.6%1.8 yr
VHTVanguard Health Care ETF$6M4.5%1.8 yr
VGTVanguard Information Tec$6M4.4%1.8 yr
VFHVanguard Financials ETF$6M4.3%1.8 yr
VNQVanguard Real Estate ETF$6M4.3%1.8 yr
VCRVanguard Consumer Discre$6M4.2%1.8 yr
BIVVanguard Intermediate-Te$4M3.1%1.8 yr
AAPLApple Inc.$3M2.1%+14.7%4.5 yr
GOFGuggenheim Strategic Opp$3M2.0%4.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management88.1%+18.6pp$126M
Asset Management - Bonds3.1%-7.5pp$4M
Consumer Electronics2.1%-0.5pp$3M
Biotechnology2.0%+0.2pp$3M
Insurance - Diversified2.0%-1.2pp$3M
Asset Management - Leveraged1.4%-8.8pp$2M
Software - Infrastructure0.6%-0.3pp$1M
Internet Content & Information0.4%+0.2pp$1M
Specialty Retail0.2%$0M
Drug Manufacturers - Specialty & Generic0.1%-0.0pp$0M
Country
US99.0%-0.0pp
CN0.9%
IS0.1%+0.0pp
Top 5: 50.9% · Top 10: 73.4% · Top 25: 98.7%

Winners

TickerPrev $PnLYoY %
AAPL$3M+0.00B14.7%
GOOG$0M+0.00B84.3%
MSFT$1M-0.00B-0.6%
MDXG$1M-0.00B-48.0%
HRTX$1M-0.00B-63.6%

Losers

TickerPrev $PnLYoY %
HRTX$1M-0.00B-63.6%
MDXG$1M-0.00B-48.0%
MSFT$1M-0.00B-0.6%

Top buys this quarter · 11

CNTB Connect Biopharma Holdings Lim+$1M
HRTX Heron Therapeutics, Inc.+$1M
ALVO Alvotech+$0M
MDXG MiMedx Group, Inc.+$0M
AMZN Amazon.com, Inc.+$0M
MSFT Microsoft Corporation+$1M
GOOGL Alphabet Inc.+$0M
BRK-B Berkshire Hathaway Inc.+$3M
GOF Guggenheim Strategic Opportuni+$3M
TQQQ ProShares - UltraPro QQQ+$1M

Top sells this quarter · 15

AAPL Apple Inc.$0M
OPTT Ocean Power Technologies, Inc.$0M
QQQ Invesco QQQ Trust, Series 1$0M
NVG Nuveen AMT-Free Municipal Cred$0M
SSO ProShares - Ultra S&P500$0M
QLD ProShares - Ultra QQQ$0M
EDV Vanguard Extended Duration Tre$0M
BIV Vanguard Intermediate-Term Bon$0M
VTIP Vanguard Short-Term Inflation-$0M
VCR Vanguard Consumer Discretionar$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$143M34-7.51%+17.59%-25.11%+0.02B
2025-12-31$149M34+1.51%+17.72%-16.21%-0.00B
2025-09-30$143M32+14.57%+17.52%-2.94%-0.00B
2025-06-30$134M28+4.21%+14.94%-10.74%+0.01B
2025-03-31$130M30+10.87%+8.30%+2.57%-0.01B
2024-12-31$151M31+12.40%+24.89%-12.48%-0.04B
2024-09-30$159M32+11.32%+36.04%-24.71%+0.11B
2024-06-30$51M22+6.67%+24.49%-17.82%-0.01B
2024-03-31$54M24+51.70%+29.62%+22.08%+0.00B
2023-12-31$57M23+101.26%+26.18%+75.08%-0.00B
2023-09-30$53M24+65.58%+21.57%+44.01%-0.00B
2023-06-30$62M22+64.27%+19.42%+44.85%-0.03B
2023-03-31$59M22-10.39%-7.82%-2.57%-0.03B
2022-12-31$71M21-4.23%+7.56%-11.79%-0.01B
2022-09-30$88M23-6.60%-4.93%-1.67%-0.00B
2022-06-30$98M22-19.12%-16.11%-3.01%-0.01B