Stocks/Funds/CIK 1533954

Institute for Wealth Management, LLC.

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1533954
Assets
$931M
+19.8% YoY
Holdings
539
Lifetime alpha vs market
+2.07% annual
Average hold time
5.5 yr
median 6.5 yr

Quarterly history

Cum return +283% vs S&P +218% · α +64% lifetimeAUM $931M · peak $960MFlow $27M (+3%)2015-122018-092020-032021-092023-032024-092026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+1.62%
adds when stocks drop
when a holding falls −10%+
Middle response
-2.88%
baseline attrition
Rally response
-3.95%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
NVDANVIDIA Corporation$129M13.9%+60.9%9.0 yr
AAPLApple Inc.$30M3.3%+14.7%9.0 yr
QQQInvesco QQQ Trust, Serie$23M2.5%6.8 yr
MSFTMicrosoft Corporation$18M1.9%-0.6%8.8 yr
AMZNAmazon.com, Inc.$18M1.9%+9.5%8.0 yr
GOOGLAlphabet Inc.$16M1.7%7.5 yr
LRCXLam Research Corporation$15M1.7%+196.1%1.3 yr
METAMeta Platforms, Inc.$11M1.2%-0.4%9.0 yr
TSLATesla, Inc.$10M1.1%+43.4%8.0 yr
AXONAxon Enterprise, Inc.$9M0.9%-19.3%9.0 yr
COSTCostco Wholesale Corpora$9M0.9%+5.9%9.0 yr
GSThe Goldman Sachs Group,$8M0.9%+58.1%7.8 yr
VTWGVanguard Russell 2000 Gr$8M0.8%2.0 yr
VTWVVanguard Russell 2000 Va$7M0.8%3.0 yr
AVGOBroadcom Inc.$7M0.8%+86.0%7.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management29.2%-0.9pp$272M
Semiconductors19.6%+4.9pp$182M
Software - Infrastructure3.8%-0.8pp$35M
Internet Content & Information3.5%+0.5pp$33M
Consumer Electronics3.3%-0.4pp$30M
Specialty Retail2.7%-0.4pp$25M
Aerospace & Defense2.5%-0.2pp$23M
Software - Application2.4%-0.1pp$23M
Drug Manufacturers - General2.2%-0.2pp$21M
Auto - Manufacturers1.5%+0.3pp$14M
Country
US97.2%-0.5pp
IE0.7%+0.0pp
CA0.5%+0.1pp
CN0.4%+0.2pp
Unknown0.3%-0.0pp
NL0.1%+0.0pp
GB0.1%+0.1pp
SG0.1%
Top 5: 23.5% · Top 10: 30.2% · Top 25: 41.2%

Winners

TickerPrev $PnLYoY %
NVDA$86M+0.05B60.9%
LRCX$5M+0.01B196.1%
AAPL$28M+0.00B14.7%
AMAT$3M+0.00B137.6%
AVGO$4M+0.00B86.0%

Losers

TickerPrev $PnLYoY %
AXON$11M-0.00B-19.3%
SBUX$8M-0.00B-6.1%
MSFT$19M-0.00B-0.6%
META$12M-0.00B-0.4%

Top buys this quarter · 15

IMMX Immix Biopharma, Inc.new+$3M
SNOW Snowflake Inc.+$2M
AFRM Affirm Holdings, Inc.+$1M
CRM Salesforce, Inc.+$1M
APP AppLovin Corporationnew+$1M
NOW ServiceNow, Inc.+$1M
KVUE Kenvue Inc.+$1M
TSLA Tesla, Inc.+$10M
ADSK Autodesk, Inc.+$1M
WDAY Workday, Inc.+$1M

Top sells this quarter · 15

SPY State Street SPDR S&P 500 ETF $2M
NVDA NVIDIA Corporation$2M
ARES Ares Management Corporationexit$1M
CRC California Resources Corporati$1M
AAPL Apple Inc.$1M
GD General Dynamics Corporation$1M
BXMT Blackstone Mortgage Trust, Incexit$1M
TSM Taiwan Semiconductor Manufactu$1M
DE Deere & Company$1M
COST Costco Wholesale Corporation$8M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$931M539+24.42%+17.59%+6.83%+0.03B
2025-12-31$943M537+18.93%+17.72%+1.22%-0.03B
2025-09-30$960M556+21.84%+17.52%+4.32%-0.01B
2025-06-30$895M557+18.30%+14.94%+3.36%-0.02B
2025-03-31$777M522+1.80%+8.30%-6.50%+0.05B
2024-12-31$796M504+22.05%+24.89%-2.83%-0.03B
2024-09-30$792M548+33.21%+36.04%-2.83%+0.01B
2024-06-30$746M503+22.51%+24.49%-1.98%-0.04B
2024-03-31$772M500+30.46%+29.62%+0.84%+0.10B
2023-12-31$613M480+31.09%+26.18%+4.91%-0.01B
2023-09-30$548M449+22.91%+21.57%+1.35%+0.00B
2023-06-30$564M454+22.20%+19.42%+2.78%+0.01B
2023-03-31$514M443-6.64%-7.82%+1.18%-0.00B
2022-12-31$469M446-19.29%-18.17%-1.12%-0.00B
2022-09-30$445M448-15.67%-15.51%-0.16%-0.04B
2022-06-30$505M527-11.79%-10.62%-1.17%-0.00B