Stocks/Funds/CIK 1512779

ROCKY MOUNTAIN ADVISERS, LLC

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1512779
Assets
$349M
+8.1% YoY
Holdings
278
Lifetime alpha vs market
+2.18% annual
Average hold time
6.6 yr
median 8.0 yr

Quarterly history

Cum return +66% vs S&P +52% · α +14% lifetimeAUM $349M · peak $349MFlow $26M (+8%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-0.04%
trims when stocks drop
when a holding falls −10%+
Middle response
-2.17%
baseline attrition
Rally response
-2.45%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
SRHQSRH U.S. Quality GARP ET$173M49.5%3.5 yr
SRHRSRH REIT Covered Call ET$46M13.2%2.5 yr
SCHDSchwab U.S. Dividend Equ$27M7.7%10.5 yr
JPMJPMorgan Chase & Co.$17M4.8%+21.8%10.5 yr
UTFCohen & Steers Infrastru$11M3.0%10.5 yr
SCHBSchwab U.S. Broad Market$10M2.8%10.5 yr
AVLVAvantis U.S. Large Cap V$6M1.6%1.3 yr
BRK-BBerkshire Hathaway Inc.$5M1.3%10.3 yr
EVREvercore Inc.$3M1.0%+51.2%4.8 yr
STEWSRH Total Return Fund, I$3M0.9%10.5 yr
IVViShares Core S&P 500 ETF$3M0.9%7.0 yr
VOOVanguard S&P 500 ETF$3M0.9%6.5 yr
VIGVanguard Dividend Apprec$3M0.8%10.5 yr
WMTWalmart Inc.$2M0.6%+42.8%10.5 yr
MSFTMicrosoft Corporation$2M0.6%-0.6%10.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management84.5%+0.9pp$295M
Banks - Diversified5.0%+0.5pp$17M
Insurance - Diversified1.7%-1.6pp$6M
Financial - Capital Markets1.1%+0.3pp$4M
Discount Stores0.7%+0.1pp$3M
Asset Management - Bonds0.7%+0.5pp$2M
Software - Infrastructure0.6%-0.1pp$2M
Consumer Electronics0.5%+0.0pp$2M
Regulated Electric0.4%+0.0pp$2M
Insurance - Brokers0.4%-0.1pp$1M
Country
US99.5%+0.1pp
GB0.4%-0.1pp
CA0.1%+0.0pp
NL0.0%+0.0pp
TW0.0%+0.0pp
Unknown0.0%-0.0pp
DK0.0%
IE0.0%-0.0pp
Top 5: 78.3% · Top 10: 86.0% · Top 25: 93.2%

Winners

TickerPrev $PnLYoY %
JPM$14M+0.00B21.8%
EVR$2M+0.00B51.2%
WMT$2M+0.00B42.8%
NRG$1M+0.00B55.0%
NVDA$1M+0.00B60.9%

Losers

TickerPrev $PnLYoY %
WTW$2M-0.00B-13.2%
MSFT$2M-0.00B-0.6%

Top buys this quarter · 15

SFM Sprouts Farmers Market, Inc.+$0M
ADBE Adobe Inc.+$0M
EHC Encompass Health Corporationnew+$0M
AROC Archrock, Inc.new+$0M
BURL Burlington Stores, Inc.new+$0M
PFE Pfizer Inc.+$0M
META Meta Platforms, Inc.+$0M
OKE ONEOK, Inc.+$0M
AMZN Amazon.com, Inc.+$0M
AMD Advanced Micro Devices, Inc.new+$0M

Top sells this quarter · 15

DIS The Walt Disney Company$0M
ALSN Allison Transmission Holdings,exit$0M
TOL Toll Brothers, Inc.$0M
GEV GE Vernova Inc.exit$0M
STLD Steel Dynamics, Inc.exit$0M
NCLH Norwegian Cruise Line Holdingsexit$0M
KR The Kroger Co.$0M
PYPL PayPal Holdings, Inc.$0M
TROW T. Rowe Price Group, Inc.$0M
FWRG First Watch Restaurant Group, $0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$349M278+16.88%+17.59%-0.71%+0.03B
2025-12-31$347M292+22.27%+17.72%+4.56%+0.00B
2025-09-30$342M276+27.77%+17.52%+10.25%-0.02B
2025-06-30$328M267+27.76%+14.94%+12.82%-0.04B
2025-03-31$323M268+13.85%+8.30%+5.54%-0.00B
2024-12-31$336M280+31.68%+24.89%+6.79%-0.01B
2024-09-30$329M284+44.05%+36.04%+8.01%+0.00B
2024-06-30$298M289+28.74%+24.49%+4.24%-0.02B
2024-03-31$315M306+34.51%+29.62%+4.88%-0.01B
2023-12-31$286M297+23.61%+26.18%-2.57%+0.05B
2023-09-30$204M290+17.80%+21.57%-3.77%+0.02B
2023-06-30$187M293+13.34%+19.42%-6.08%-0.01B
2023-03-31$187M286-7.32%-7.82%+0.50%+0.00B
2022-12-31$179M293+9.72%+7.56%+2.15%+0.10B
2022-09-30$76M310-6.46%-4.93%-1.53%+0.00B
2022-06-30$80M297-12.94%-16.11%+3.17%+0.00B