Stocks/Funds/CIK 1509510

Thomas J. Herzfeld Advisors, Inc.

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1509510
Assets
$294M
+0.0% YoY
Holdings
115
Lifetime alpha vs market
-0.84% annual
Average hold time
4.7 yr
median 4.0 yr

Quarterly history

Cum return +173% vs S&P +190% · α -17% lifetimeAUM $294M · peak $312MFlow $19M (+7%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-1.90%
trims when stocks drop
when a holding falls −10%+
Middle response
-4.62%
baseline attrition
Rally response
-6.91%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
$35M11.9%0.5 yr
PDXPIMCO Dynamic Income Str$28M9.4%5.5 yr
FSCOFS Credit Opportunities $19M6.4%-19.2%3.3 yr
HFROHighland Funds I - Highl$16M5.3%8.3 yr
HERZHerzfeld Credit Income F$13M4.3%0.3 yr
SJBProShares - Short High Y$12M4.2%1.3 yr
GOFGuggenheim Strategic Opp$11M3.8%0.5 yr
BRWSaba Capital Income & Op$10M3.2%3.0 yr
SDSProShares - UltraShort S$8M2.8%0.3 yr
ASAASA Gold and Precious Me$8M2.7%+106.2%8.3 yr
SABASaba Capital Income & Op$6M2.2%2.0 yr
PAXSPIMCO Access Income Fund$6M2.2%2.3 yr
$6M2.0%0.5 yr
DPGDuff & Phelps Utility an$6M1.9%1.5 yr
PFIXSimplify Interest Rate H$5M1.8%1.0 yr

Portfolio composition (YoY)

Industry mix
Asset Management51.4%-7.0pp$151M
Asset Management - Income24.5%-4.8pp$72M
Unknown14.0%+10.8pp$41M
Asset Management - Leveraged6.1%+4.6pp$18M
Asset Management - Bonds3.3%+2.8pp$10M
Asset Management - Global0.7%+0.6pp$2M
Entertainment0.0%+0.0pp$0M
Industrial Materials0.0%+0.0pp$0M
Internet Content & Information0.0%-0.0pp$0M
Industrial - Machinery0.0%-0.0pp$0M
Country
US84.5%-10.9pp
Unknown14.0%+10.8pp
HK0.9%+0.1pp
GB0.4%+0.4pp
CA0.2%+0.1pp
JP0.0%-0.0pp
SG0.0%-0.0pp
DE0.0%-0.0pp
Top 5: 37.3% · Top 10: 53.9% · Top 25: 76.5%

Winners

TickerPrev $PnLYoY %
ASA$0M+0.00B106.2%
FSCO$22M-0.00B-19.2%

Losers

TickerPrev $PnLYoY %
FSCO$22M-0.00B-19.2%

Top buys this quarter · 15

FSCO FS Credit Opportunities Corp.+$9M
DXYZ Destiny Tech100 Inc.new+$2M
GAM General American Investors Com+$2M
EIC Eagle Point Income Company Inc+$1M
TY Tri-Continental Corporation+$0M
ADX Adams Diversified Equity Fund,+$0M
BGR BlackRock Energy and Resourcesnew+$0M
BDJ BlackRock Enhanced Equity Divi+$0M
BCX Blackrock Resources & Commodit+$0M
EMO ClearBridge Energy Midstream O+$0M

Top sells this quarter · 15

ECCU Eagle Point Credit Company Incexit$3M
SSSS SuRo Capital Corp.$2M
OXLC Oxford Lane Capital Corp.$2M
HQL Tekla Life Sciences Investors$2M
CET Central Securities Corp.$1M
LEO BNY Mellon Strategic Municipalexit$1M
ASA ASA Gold and Precious Metals L$1M
SPMC Sound Point Meridian Capital Iexit$0M
AEF Abrdn Emerging Markets Equity $0M
FINS Angel Oak Financial Strategies$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$294M115+10.82%+17.59%-6.77%+0.02B
2025-12-31$296M107+14.07%+17.72%-3.65%-0.02B
2025-09-30$292M104+16.37%+17.52%-1.15%+0.01B
2025-06-30$280M107+21.95%+14.94%+7.01%-0.05B
2025-03-31$294M128+9.72%+8.30%+1.42%-0.00B
2024-12-31$312M147+22.80%+24.89%-2.09%-0.02B
2024-09-30$300M155+25.44%+36.04%-10.60%+0.00B
2024-06-30$285M237+20.02%+24.49%-4.47%+0.00B
2024-03-31$283M151+35.15%+29.62%+5.52%-0.01B
2023-12-31$272M155+30.49%+26.18%+4.31%-0.02B
2023-09-30$259M336+26.52%+21.57%+4.96%+0.01B
2023-06-30$251M333+21.17%+19.42%+1.75%-0.05B
2023-03-31$268M346-12.87%-7.82%-5.05%+0.02B
2022-12-31$244M316-19.62%-18.17%-1.45%-0.01B
2022-09-30$234M307-17.45%-15.51%-1.94%+0.00B
2022-06-30$241M320-13.03%-10.62%-2.41%+0.02B