Stocks/Funds/CIK 1463217

UNITED CAPITAL FINANCIAL ADVISERS, LLC

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1463217
Assets
$15.94B
+36.7% YoY
Holdings
1,615
Lifetime alpha vs market
-1.14% annual
Average hold time
5.3 yr
median 4.5 yr

Quarterly history

Cum return +231% vs S&P +272% · α -41% lifetimeAUM $15.9B · peak $21.7BFlow $488M (+3%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-6.39%
trims when stocks drop
when a holding falls −10%+
Middle response
-3.34%
baseline attrition
Rally response
-5.12%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
VOOVanguard S&P 500 ETF$962M6.0%10.5 yr
IVViShares Core S&P 500 ETF$888M5.6%10.5 yr
SPYState Street SPDR S&P 50$497M3.1%+17.6%10.5 yr
IEFAiShares Core MSCI EAFE E$457M2.9%10.0 yr
AAPLApple Inc.$447M2.8%+14.7%10.5 yr
NVDANVIDIA Corporation$374M2.3%+60.9%10.0 yr
RGENRepligen Corporation$327M2.1%-7.4%1.8 yr
MSFTMicrosoft Corporation$287M1.8%-0.6%10.5 yr
BIVVanguard Intermediate-Te$285M1.8%7.3 yr
VTVVanguard Value ETF$281M1.8%10.5 yr
IEMGiShares Core MSCI Emergi$252M1.6%10.0 yr
VUGVanguard Growth ETF$242M1.5%10.5 yr
GOOGLAlphabet Inc.$227M1.4%10.0 yr
GOVTiShares U.S. Treasury Bo$227M1.4%10.0 yr
IUSBiShares Core Universal U$189M1.2%8.3 yr

Portfolio composition (YoY)

Industry mix
Asset Management52.3%+0.9pp$8.34B
Asset Management - Bonds7.1%-0.9pp$1.14B
Semiconductors4.4%+1.4pp$699M
Internet Content & Information2.9%+0.5pp$469M
Consumer Electronics2.8%+0.0pp$450M
Software - Infrastructure2.4%-0.4pp$383M
Medical - Instruments & Supplies2.1%+2.0pp$332M
Drug Manufacturers - General2.0%+0.1pp$313M
Banks - Diversified1.1%-0.1pp$182M
Specialty Retail1.1%-0.1pp$170M
Country
US96.4%-0.1pp
IE0.8%-0.3pp
Unknown0.6%+0.5pp
NL0.4%+0.1pp
GB0.3%-0.4pp
CA0.3%+0.1pp
DK0.2%-0.1pp
TW0.2%+0.1pp
Top 5: 20.4% · Top 10: 30.1% · Top 25: 46.0%

Winners

TickerPrev $PnLYoY %
NVDA$172M+0.10B60.9%
GOOG$82M+0.07B84.3%
AAPL$326M+0.05B14.7%
JPM$91M+0.02B21.8%
AMZN$106M+0.01B9.5%

Losers

TickerPrev $PnLYoY %
MSFT$244M-0.00B-0.6%

Top buys this quarter · 15

NVDA NVIDIA Corporation+$31M
NVO Novo Nordisk A/S+$15M
NFLX Netflix, Inc.+$13M
NOW ServiceNow, Inc.+$10M
AVGO Broadcom Inc.+$10M
PG The Procter & Gamble Company+$10M
NAVN Navan, Inc.new+$8M
MSFT Microsoft Corporation+$287M
F-PD Ford Motor Company 6.500% Note+$5M
V Visa Inc.+$85M

Top sells this quarter · 15

MTDR Matador Resources Company$47M
KTOS Kratos Defense & Security Solu$35M
ORCL Oracle Corporation$17M
WMT Walmart Inc.$10M
ADBE Adobe Inc.$8M
APD Air Products and Chemicals, In$8M
ASML ASML Holding N.V.$57M
MDU MDU Resources Group, Inc.$6M
GOOG Alphabet Inc.$6M
AAPL Apple Inc.$6M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$15.94B1615+11.41%+17.59%-6.18%+0.49B
2025-12-31$16.56B1359+15.34%+17.72%-2.38%+2.25B
2025-09-30$13.90B1193+12.83%+17.52%-4.69%+0.78B
2025-06-30$12.37B1081+13.67%+14.94%-1.28%-0.38B
2025-03-31$11.66B1054+5.25%+8.30%-3.05%+0.24B
2024-12-31$11.83B1051+17.05%+24.89%-7.83%-0.41B
2024-09-30$12.14B1052+29.70%+36.04%-6.34%-0.28B
2024-06-30$11.63B1023+17.28%+24.49%-7.21%-0.65B
2024-03-31$12.12B1069+22.54%+29.62%-7.09%-0.82B
2023-12-31$12.05B1056+20.26%+26.18%-5.91%-4.99B
2023-09-30$15.26B829+17.99%+21.57%-3.58%-2.46B
2023-06-30$18.34B885+15.23%+19.42%-4.20%-0.60B
2023-03-31$17.91B952-5.82%-7.82%+2.00%-0.89B
2022-12-31$17.83B1033-14.79%-18.17%+3.39%-0.72B
2022-09-30$16.93B1079-13.59%-15.51%+1.92%-0.25B
2022-06-30$18.21B1117-7.89%-10.62%+2.74%+0.43B