Stocks/Funds/CIK 1297376

Advisors Asset Management, Inc.

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1297376
Assets
$6.01B
+13.0% YoY
Holdings
1,446
Lifetime alpha vs market
-1.60% annual
Average hold time
6.3 yr
median 6.5 yr

Quarterly history

Cum return +43% vs S&P +52% · α -10% lifetimeAUM $6.0B · peak $7.0BFlow $-38M (-1%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-2.35%
trims when stocks drop
when a holding falls −10%+
Middle response
-3.12%
baseline attrition
Rally response
-3.07%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
GOOGLAlphabet Inc.$160M2.7%10.5 yr
AMZNAmazon.com, Inc.$155M2.6%+9.5%10.5 yr
AAPLApple Inc.$133M2.2%+14.7%10.5 yr
MSFTMicrosoft Corporation$102M1.7%-0.6%10.5 yr
WMTWalmart Inc.$93M1.6%+42.8%10.5 yr
METAMeta Platforms, Inc.$87M1.4%-0.4%10.5 yr
VZVerizon Communications I$60M1.0%+16.5%10.5 yr
VVisa Inc.$58M1.0%-13.1%10.5 yr
MAMastercard Incorporated$56M0.9%-8.5%10.5 yr
AVGOBroadcom Inc.$42M0.7%+86.0%8.0 yr
MRKMerck & Co., Inc.$42M0.7%+38.9%10.5 yr
JNJJohnson & Johnson$41M0.7%+51.5%10.5 yr
SHOPShopify Inc.$40M0.7%+24.2%6.8 yr
CVXChevron Corporation$40M0.7%+29.2%10.5 yr
IBMInternational Business M$38M0.6%-0.1%10.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management9.3%-0.2pp$561M
Asset Management - Income5.9%-0.2pp$355M
Internet Content & Information4.5%+0.6pp$270M
Drug Manufacturers - General4.1%+0.0pp$246M
Semiconductors4.1%+1.6pp$244M
Aerospace & Defense3.5%+1.1pp$212M
Software - Infrastructure3.3%-0.2pp$197M
Specialty Retail3.2%-0.8pp$193M
Engineering & Construction3.0%+1.3pp$182M
Telecommunications Services2.9%-1.0pp$172M
Country
US91.8%-0.4pp
CA2.0%+0.6pp
Unknown1.6%-0.4pp
IE0.8%-0.4pp
GB0.8%-0.1pp
FR0.5%+0.2pp
BR0.3%+0.1pp
TW0.3%+0.2pp
Top 5: 10.7% · Top 10: 15.8% · Top 25: 24.8%

Winners

TickerPrev $PnLYoY %
GLW$21M+0.04B201.5%
WMT$76M+0.03B42.8%
AVGO$31M+0.03B86.0%
AAPL$118M+0.02B14.7%
GEV$9M+0.02B186.8%

Losers

TickerPrev $PnLYoY %
V$78M-0.01B-13.1%
TMUS$39M-0.01B-19.9%
MA$68M-0.01B-8.5%
HD$33M-0.00B-8.0%
UPS$27M-0.00B-4.4%

Top buys this quarter · 15

AZN AstraZeneca PLCnew+$10M
UNH UnitedHealth Group Incorporate+$3M
PANW Palo Alto Networks, Inc.+$3M
NKE NIKE, Inc.+$3M
KLAC KLA Corporation+$2M
UPS United Parcel Service, Inc.+$2M
QCOM QUALCOMM Incorporated+$2M
MSI Motorola Solutions, Inc.+$2M
NOG Northern Oil and Gas, Inc.+$2M
SM SM Energy Company+$2M

Top sells this quarter · 15

WMT Walmart Inc.$90M
AAPL Apple Inc.$6M
AMZN Amazon.com, Inc.$5M
DK Delek US Holdings, Inc.$5M
GLW Corning Incorporated$27M
CSCO Cisco Systems, Inc.$4M
F-PD Ford Motor Company 6.500% Note$4M
AVGO Broadcom Inc.$4M
AM Antero Midstream Corporation$4M
CVS CVS Health Corporation$3M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$6.01B1446+17.36%+17.59%-0.23%-0.04B
2025-12-31$5.95B1435+13.77%+17.72%-3.95%+0.02B
2025-09-30$5.89B1442+12.80%+17.52%-4.71%-0.04B
2025-06-30$5.58B1467+15.50%+14.94%+0.56%-0.16B
2025-03-31$5.32B1489+7.01%+8.30%-1.30%-0.02B
2024-12-31$5.42B1467+17.04%+24.89%-7.84%-0.01B
2024-09-30$5.44B1454+30.20%+36.04%-5.84%-0.13B
2024-06-30$5.13B1431+15.82%+24.49%-8.67%-0.08B
2024-03-31$5.20B1391+21.38%+29.62%-8.24%-0.07B
2023-12-31$4.90B1397+18.26%+26.18%-7.92%-0.25B
2023-09-30$4.63B1401+16.09%+21.57%-5.47%-0.10B
2023-06-30$4.89B1413+13.00%+19.42%-6.42%-0.26B
2023-03-31$4.91B1440-6.41%-7.82%+1.41%-0.17B
2022-12-31$4.85B1472+9.08%+7.56%+1.52%-0.33B
2022-09-30$4.75B1451-5.84%-4.93%-0.92%-0.21B
2022-06-30$5.27B1479-13.15%-16.11%+2.96%-0.37B