Stocks/Funds/CIK 1283072

GUGGENHEIM CAPITAL LLC

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1283072
Assets
$12.48B
+17.7% YoY
Holdings
1,588
Lifetime alpha vs market
-0.85% annual
Average hold time
7.5 yr
median 9.3 yr

Quarterly history

Cum return +241% vs S&P +272% · α -31% lifetimeAUM $12.5B · peak $42.0BFlow $-722M (-5%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-4.32%
trims when stocks drop
when a holding falls −10%+
Middle response
-6.64%
baseline attrition
Rally response
-2.17%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
NVDANVIDIA Corporation$451M3.6%+60.9%10.5 yr
AAPLApple Inc.$372M3.0%+14.7%10.5 yr
MSFTMicrosoft Corporation$298M2.4%-0.6%10.5 yr
AVGOBroadcom Inc.$241M1.9%+86.0%8.0 yr
AMZNAmazon.com, Inc.$224M1.8%+9.5%10.5 yr
GOOGLAlphabet Inc.$207M1.7%10.5 yr
METAMeta Platforms, Inc.$188M1.5%-0.4%10.5 yr
LRCXLam Research Corporation$174M1.4%+196.1%1.5 yr
WMTWalmart Inc.$158M1.3%+42.8%10.5 yr
MUMicron Technology, Inc.$149M1.2%+289.6%10.5 yr
TSLATesla, Inc.$143M1.1%+43.4%10.5 yr
AMATApplied Materials, Inc.$142M1.1%+137.6%10.5 yr
COSTCostco Wholesale Corpora$134M1.1%+5.9%10.5 yr
CSCOCisco Systems, Inc.$129M1.0%+28.1%10.5 yr
GOOGAlphabet Inc.$122M1.0%+84.3%10.5 yr

Portfolio composition (YoY)

Industry mix
Semiconductors14.1%+4.0pp$1.76B
Asset Management8.6%-0.4pp$1.07B
Asset Management - Income6.7%-0.2pp$835M
Internet Content & Information4.6%+0.6pp$575M
Software - Infrastructure4.4%-0.8pp$544M
Drug Manufacturers - General4.2%+0.2pp$518M
Consumer Electronics3.0%-0.4pp$374M
Software - Application2.9%-0.4pp$357M
Specialty Retail2.7%-0.3pp$339M
Regulated Electric2.7%+0.1pp$335M
Country
US94.0%+0.2pp
CA1.5%+0.5pp
Unknown1.0%+0.1pp
IE0.9%-0.3pp
GB0.6%-0.4pp
FR0.4%+0.2pp
AU0.2%+0.0pp
TW0.2%+0.0pp
Top 5: 12.7% · Top 10: 19.7% · Top 25: 32.2%

Winners

TickerPrev $PnLYoY %
NVDA$322M+0.20B60.9%
AVGO$166M+0.14B86.0%
LRCX$58M+0.11B196.1%
MU$36M+0.10B289.6%
AMAT$67M+0.09B137.6%

Losers

TickerPrev $PnLYoY %
QCOM$120M-0.02B-14.2%
V$95M-0.01B-13.1%
MSFT$317M-0.00B-0.6%
META$178M-0.00B-0.4%

Top buys this quarter · 15

WMT Walmart Inc.+$116M
ADSK Autodesk, Inc.+$7M
GE GE Aerospace+$7M
CVX Chevron Corporation+$6M
AON Aon plc+$6M
NOW ServiceNow, Inc.+$27M
ECL Ecolab Inc.+$5M
HD The Home Depot, Inc.+$5M
ABT Abbott Laboratories+$5M
SPOT Spotify Technology S.A.+$5M

Top sells this quarter · 15

NVDA NVIDIA Corporation$92M
AAPL Apple Inc.$77M
MSFT Microsoft Corporation$52M
AMZN Amazon.com, Inc.$42M
META Meta Platforms, Inc.$33M
GOOG Alphabet Inc.$31M
MU Micron Technology, Inc.$148M
AVGO Broadcom Inc.$25M
AMAT Applied Materials, Inc.$125M
SPY State Street SPDR S&P 500 ETF $24M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$12.48B1588+19.36%+17.59%+1.77%-0.72B
2025-12-31$13.56B1731+17.98%+17.72%+0.27%-0.28B
2025-09-30$13.41B1561+15.39%+17.52%-2.13%+0.21B
2025-06-30$12.27B1574+13.83%+14.94%-1.11%+0.57B
2025-03-31$10.61B1619+4.13%+8.30%-4.17%-1.02B
2024-12-31$12.08B1668+15.34%+24.89%-9.55%-2.14B
2024-09-30$14.08B1845+27.95%+36.04%-8.09%-0.72B
2024-06-30$13.94B1846+16.01%+24.49%-8.48%-0.26B
2024-03-31$14.07B1858+21.26%+29.62%-8.37%+0.07B
2023-12-31$13.13B1860+19.86%+26.18%-6.32%+0.20B
2023-09-30$11.55B1823+15.99%+21.57%-5.58%-0.63B
2023-06-30$12.65B1852+14.24%+19.42%-5.18%+0.19B
2023-03-31$11.81B1901-7.47%-7.82%+0.34%-0.12B
2022-12-31$11.32B1901-16.24%-18.17%+1.93%-0.45B
2022-09-30$10.85B1885-14.16%-15.51%+1.34%-1.11B
2022-06-30$12.62B2033-8.96%-10.62%+1.67%-1.54B