Stocks/Funds/CIK 1169581

RAFFLES ASSOCIATES LP

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1169581
Assets
$115M
+40.4% YoY
Holdings
49
Lifetime alpha vs market
-4.64% annual
Average hold time
3.5 yr
median 2.8 yr

Quarterly history

Cum return +26% vs S&P +52% · α -26% lifetimeAUM $115M · peak $145MFlow $-21M (-16%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+7.00%
adds when stocks drop
when a holding falls −10%+
Middle response
-0.71%
baseline attrition
Rally response
-5.42%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
SMBCSouthern Missouri Bancor$14M12.4%+25.0%10.5 yr
LCTXLineage Cell Therapeutic$8M7.4%+249.9%5.3 yr
EBCEastern Bankshares, Inc.$8M6.7%+22.9%5.5 yr
CBKCommercial Bancgroup, In$6M5.6%0.5 yr
PROVProvident Financial Hold$6M5.5%+14.6%10.5 yr
IEIvanhoe Electric Inc.$6M5.5%+103.4%3.0 yr
OFGOFG Bancorp$6M4.9%+3.3%3.5 yr
GLBKVGCI Liberty, Inc. Series$5M4.7%0.5 yr
$5M4.3%2.0 yr
AFBIAffinity Bancshares, Inc$4M3.8%+25.3%5.3 yr
VMDViemed Healthcare, Inc.$4M3.3%+26.5%6.8 yr
COSOCoastalSouth Bancshares,$3M2.6%+16.0%0.8 yr
ASLEAerSale Corporation$3M2.5%-17.0%2.0 yr
GLLProShares - UltraShort G$3M2.3%0.5 yr
MSOSAdvisorShares Pure US Ca$2M2.0%3.5 yr

Portfolio composition (YoY)

Industry mix
Banks - Regional44.2%-6.4pp$51M
Biotechnology7.4%+4.2pp$8M
Unknown5.7%-3.7pp$7M
Banks5.6%$6M
Copper5.5%-2.2pp$6M
Telecommunications Services4.7%$5M
Asset Management - Leveraged4.6%$5M
Medical - Devices3.3%-0.3pp$4M
Asset Management3.0%-2.1pp$3M
Airlines, Airports & Air Services2.5%-1.7pp$3M
Country
US85.8%+7.1pp
CA6.0%-3.4pp
Unknown5.7%-3.7pp
IL1.5%
JP1.0%-1.5pp
Top 5: 37.5% · Top 10: 60.7% · Top 25: 88.5%

Winners

TickerPrev $PnLYoY %
IE$6M+0.01B103.4%
LCTX$3M+0.01B249.9%
SMBC$12M+0.00B25.0%
EBC$6M+0.00B22.9%
AFBI$4M+0.00B25.3%

Losers

TickerPrev $PnLYoY %
ASLE$3M-0.00B-17.0%

Top buys this quarter · 10

OFG OFG Bancorp+$1M
PERI Perion Network Ltd.+$1M
EBC Eastern Bankshares, Inc.+$1M
TIPT Tiptree Inc.+$0M
AP Ampco-Pittsburgh Corporationnew+$0M
HHS Harte Hanks, Inc.+$0M
MSOS AdvisorShares Pure US Cannabis+$0M
TMF Direxion Daily 20+ Year Treasunew+$0M
JETS U.S. Global Jets ETFnew+$0M
GLBKV GCI Liberty, Inc. Series C GCI+$0M

Top sells this quarter · 15

FBP First BanCorp.$2M
PKST Peakstone Realty Trustexit$2M
NXE NexGen Energy Ltd.$1M
IE Ivanhoe Electric Inc.$0M
ALTO Alto Ingredients, Inc.exit$0M
ESOA Energy Services of America Cor$2M
NBBK NB Bancorp, Inc. Common Stock$0M
SMBC Southern Missouri Bancorp, Inc$13M
ASLE AerSale Corporation$0M
CBK Commercial Bancgroup, Inc. Com$6M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$115M49+38.95%+17.59%+21.35%-0.02B
2025-12-31$133M54+26.58%+17.72%+8.86%+0.02B
2025-09-30$107M49+14.96%+17.52%-2.55%-0.00B
2025-06-30$96M48+10.95%+14.94%-3.99%+0.00B
2025-03-31$82M43-3.38%+8.30%-11.68%-0.00B
2024-12-31$93M49+2.89%+24.89%-22.00%-0.00B
2024-09-30$97M48+23.74%+36.04%-12.30%-0.00B
2024-06-30$89M52+13.19%+24.49%-11.30%+0.00B
2024-03-31$86M51+15.15%+29.62%-14.47%+0.01B
2023-12-31$79M47+5.27%+26.18%-20.91%-0.01B
2023-09-30$75M46-11.84%+21.57%-33.41%+0.00B
2023-06-30$74M45-11.10%+19.42%-30.53%+0.00B
2023-03-31$73M46-18.61%-7.82%-10.80%-0.00B
2022-12-31$85M47-3.55%+7.56%-11.11%-0.00B
2022-09-30$94M50+2.05%-4.93%+6.98%+0.00B
2022-06-30$92M48-8.77%-16.11%+7.34%+0.00B