Stocks/Funds/CIK 908195

SHUFRO ROSE & CO LLC

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 908195
Assets
$1.47B
+15.8% YoY
Holdings
303
Lifetime alpha vs market
-0.61% annual
Average hold time
5.8 yr
median 5.5 yr

Quarterly history

Cum return +250% vs S&P +272% · α -23% lifetimeAUM $1.5B · peak $1.5BFlow $-24M (-2%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-4.75%
trims when stocks drop
when a holding falls −10%+
Middle response
-0.77%
baseline attrition
Rally response
-2.57%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
SMTHALPS Funds Smith Core Pl$132M9.0%1.5 yr
IBDUiShares iBonds Dec 2029 $93M6.3%1.3 yr
GLWCorning Incorporated$83M5.6%+201.5%10.5 yr
DCMBDoubleline Etf Trust - C$80M5.4%1.5 yr
IVViShares Core S&P 500 ETF$56M3.8%3.3 yr
AAPLApple Inc.$50M3.4%+14.7%10.5 yr
LLYEli Lilly and Company$41M2.8%+12.2%10.5 yr
MSFTMicrosoft Corporation$41M2.8%-0.6%10.5 yr
GDXVanEck Gold Miners ETF$36M2.5%5.5 yr
VOVanguard Mid-Cap ETF$36M2.4%5.0 yr
JPMJPMorgan Chase & Co.$34M2.3%+21.8%10.5 yr
BRK-BBerkshire Hathaway Inc.$33M2.3%10.5 yr
IBDRiShares iBonds Dec 2026 $30M2.1%4.0 yr
RSPInvesco S&P 500 Equal We$30M2.0%8.0 yr
TMOThermo Fisher Scientific$28M1.9%-0.9%10.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management31.6%+4.8pp$464M
Asset Management - Bonds22.1%-0.1pp$324M
Hardware, Equipment & Parts7.3%+3.3pp$107M
Drug Manufacturers - General4.3%-0.3pp$63M
Semiconductors4.2%-1.1pp$61M
Consumer Electronics3.4%+0.0pp$50M
Software - Infrastructure3.1%-0.3pp$45M
Banks - Diversified2.5%-0.0pp$37M
Insurance - Diversified2.5%-0.1pp$36M
Medical - Diagnostics & Research2.0%-0.4pp$29M
Country
US97.9%+1.8pp
IE1.1%-0.6pp
CA0.4%-0.8pp
Unknown0.4%+0.2pp
GB0.1%-0.6pp
NL0.1%+0.0pp
CN0.0%-0.0pp
JP0.0%-0.0pp
Top 5: 30.1% · Top 10: 44.1% · Top 25: 69.1%

Winners

TickerPrev $PnLYoY %
GLW$42M+0.08B201.5%
COHR$8M+0.02B266.8%
JCI$18M+0.01B65.7%
JPM$29M+0.01B21.8%
AAPL$42M+0.01B14.7%

Losers

TickerPrev $PnLYoY %
QCOM$23M-0.00B-14.2%
MSFT$42M-0.00B-0.6%
TMO$29M-0.00B-0.9%
AVY$21M-0.00B-0.9%
IBM$18M-0.00B-0.1%

Top buys this quarter · 15

PANW Palo Alto Networks, Inc.+$4M
AAPL Apple Inc.+$50M
MSFT Microsoft Corporation+$41M
AVY Avery Dennison Corporation+$21M
P Everpure, Inc.+$1M
ALK Alaska Air Group, Inc.+$1M
GE GE Aerospace+$0M
ACHR Archer Aviation Inc.new+$0M
QCOM QUALCOMM Incorporated+$20M
EXPE Expedia Group, Inc.+$0M

Top sells this quarter · 15

GLW Corning Incorporated$64M
AON Aon plcexit$3M
REGN Regeneron Pharmaceuticals, Inc$2M
COHR Coherent, Inc.$19M
WBD Warner Bros. Discovery, Inc.exit$1M
JNJ Johnson & Johnson$1M
SPY State Street SPDR S&P 500 ETF $1M
TPL Texas Pacific Land Corporation$1M
DIS The Walt Disney Company$0M
CRM Salesforce, Inc.$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$1.47B303+28.20%+17.59%+10.61%-0.02B
2025-12-31$1.48B298+23.13%+17.72%+5.41%+0.18B
2025-09-30$1.22B309+12.43%+17.52%-5.08%-0.14B
2025-06-30$1.24B306+7.42%+14.94%-7.52%-0.14B
2025-03-31$1.27B309+2.53%+8.30%-5.77%+0.02B
2024-12-31$1.28B292+14.60%+24.89%-10.29%+0.09B
2024-09-30$1.22B306+26.97%+36.04%-9.07%-0.06B
2024-06-30$1.22B307+14.31%+24.49%-10.18%-0.02B
2024-03-31$1.20B308+15.46%+29.62%-14.16%+0.08B
2023-12-31$1.04B300+13.33%+26.18%-12.85%-0.09B
2023-09-30$1.04B302+14.49%+21.57%-7.08%+0.03B
2023-06-30$1.08B310+15.53%+19.42%-3.89%-0.03B
2023-03-31$1.07B315-5.86%-7.82%+1.96%-0.18B
2022-12-31$1.17B336-15.49%-18.17%+2.68%+0.09B
2022-09-30$990M329-14.35%-15.51%+1.16%-0.10B
2022-06-30$1.14B318-9.36%-10.62%+1.26%+0.05B