Stocks/Funds/CIK 85338

ROTHSCHILD INVESTMENT LLC

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 85338
Assets
$1.91B
+28.0% YoY
Holdings
3,605
Lifetime alpha vs market
-2.00% annual
Average hold time
1.8 yr
median 2.3 yr

Quarterly history

Cum return +34% vs S&P +41% · α -6% lifetimeAUM $1.9B · peak $1.9BFlow $110M (+6%)2023-122024-062024-122025-062025-122026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-4.73%
trims when stocks drop
when a holding falls −10%+
Middle response
-0.76%
baseline attrition
Rally response
-1.18%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
NVDANVIDIA Corporation$72M3.8%+60.9%2.5 yr
AAPLApple Inc.$67M3.5%+14.7%2.5 yr
GOOGLAlphabet Inc.$50M2.6%2.5 yr
JPMJPMorgan Chase & Co.$42M2.2%+21.8%2.5 yr
PRFInvesco RAFI US 1000 ETF$31M1.6%2.5 yr
BRK-BBerkshire Hathaway Inc.$30M1.6%2.5 yr
AMZNAmazon.com, Inc.$30M1.6%+9.5%2.5 yr
MSFTMicrosoft Corporation$29M1.5%-0.6%2.5 yr
GOOGAlphabet Inc.$26M1.4%+84.3%2.5 yr
XOMExxon Mobil Corporation$24M1.3%+47.6%2.5 yr
JNJJohnson & Johnson$24M1.2%+51.5%2.5 yr
CGDGCapital Group Dividend G$24M1.2%2.5 yr
BXBlackstone Inc.$24M1.2%-14.9%2.5 yr
ABBVAbbVie Inc.$23M1.2%+7.3%2.5 yr
CVXChevron Corporation$22M1.2%+29.2%2.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management22.7%+0.7pp$435M
Semiconductors6.8%+1.4pp$130M
Drug Manufacturers - General5.3%-0.3pp$101M
Internet Content & Information4.9%+0.8pp$94M
Software - Infrastructure3.6%-0.5pp$69M
Consumer Electronics3.5%-0.8pp$67M
Banks - Diversified2.9%-0.2pp$55M
Aerospace & Defense2.7%+0.2pp$51M
Oil & Gas Integrated2.7%-0.2pp$51M
Asset Management - Income2.6%-1.4pp$49M
Country
US96.0%-0.9pp
Unknown0.9%+0.7pp
IE0.8%+0.1pp
GB0.7%+0.1pp
CA0.4%+0.1pp
CH0.3%+0.1pp
TW0.2%+0.1pp
SG0.2%+0.2pp
Top 5: 13.7% · Top 10: 21.0% · Top 25: 37.3%

Winners

TickerPrev $PnLYoY %
NVDA$49M+0.03B60.9%
GOOG$16M+0.01B84.3%
CAT$9M+0.01B117.8%
AAPL$64M+0.01B14.7%
JNJ$17M+0.01B51.5%

Losers

TickerPrev $PnLYoY %
BX$28M-0.00B-14.9%
MSFT$26M-0.00B-0.6%
META$18M-0.00B-0.4%

Top buys this quarter · 15

AMZN Amazon.com, Inc.+$6M
NFLX Netflix, Inc.+$5M
MSFT Microsoft Corporation+$29M
CEG Constellation Energy Corporati+$2M
COP ConocoPhillips+$2M
HUBS HubSpot, Inc.+$2M
AAPL Apple Inc.+$67M
MRK Merck & Co., Inc.+$2M
PSX Phillips 66+$2M
ABBV AbbVie Inc.+$1M

Top sells this quarter · 15

CVX Chevron Corporation$19M
DLR Digital Realty Trust, Inc.$4M
BLD TopBuild Corp.$4M
GD General Dynamics Corporation$3M
MMM 3M Company$2M
WMT Walmart Inc.$2M
EPD Enterprise Products Partners L$2M
FDX FedEx Corporation$2M
PRDO Perdoceo Education Corporation$1M
DVN Devon Energy Corporation$3M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$1.91B3605+18.48%+17.59%+0.89%+0.11B
2025-12-31$1.82B3425+16.15%+17.72%-1.57%+0.02B
2025-09-30$1.77B3133+15.51%+17.52%-2.01%+0.04B
2025-06-30$1.60B3014+13.38%+14.94%-1.56%-0.03B
2025-03-31$1.49B3021+5.30%+8.30%-3.00%+0.01B
2024-12-31$1.53B2947+16.55%+24.89%-8.34%-0.02B
2024-09-30$1.53B2889+6.37%+5.75%+0.62%-0.00B
2024-06-30$1.44B2804+0.75%+4.38%-3.63%+0.04B
2024-03-31$1.38B2266+7.68%+10.39%-2.71%+0.10B
2023-12-31$1.19B1354