Stocks/Funds/CIK 810121

HARBOUR INVESTMENTS, INC.

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 810121
Assets
$6.48B
+86.1% YoY
Holdings
4,661
Lifetime alpha vs market
-4.44% annual
Average hold time
3.0 yr
median 3.3 yr

Quarterly history

Cum return +48% vs S&P +84% · α -36% lifetimeAUM $6.5B · peak $6.5BFlow $1.7B (+34%)2021-032021-122022-122023-092024-062025-032025-122026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+2.23%
adds when stocks drop
when a holding falls −10%+
Middle response
+3.16%
steady accumulation
Rally response
+1.48%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
VOOVanguard S&P 500 ETF$236M3.6%5.0 yr
QQQInvesco QQQ Trust, Serie$161M2.5%5.0 yr
SDVYFirst Trust SMID Cap Ris$151M2.3%5.0 yr
AAPLApple Inc.$117M1.8%+14.7%5.0 yr
UCONFirst Trust Smith Uncons$102M1.6%5.0 yr
AVEMAvantis Emerging Markets$92M1.4%3.8 yr
BUFRFT Vest Laddered Buffer $88M1.4%5.0 yr
IJHiShares Core S&P Mid-Cap$85M1.3%5.0 yr
IVViShares Core S&P 500 ETF$81M1.2%5.0 yr
CGCPCapital Group Core Plus $72M1.1%4.0 yr
SPYState Street SPDR S&P 50$63M1.0%+17.6%5.0 yr
RDVYFirst Trust Rising Divid$61M0.9%5.0 yr
IVWiShares S&P 500 Growth E$60M0.9%5.0 yr
IVEiShares S&P 500 Value ET$60M0.9%5.0 yr
SCHDSchwab U.S. Dividend Equ$59M0.9%5.0 yr

Portfolio composition (YoY)

Industry mix
Asset Management64.0%-3.7pp$4.15B
Asset Management - Income5.0%+0.4pp$326M
Asset Management - Bonds5.0%-1.1pp$323M
Semiconductors1.9%+0.6pp$122M
Drug Manufacturers - General1.8%+0.9pp$117M
Consumer Electronics1.8%-0.0pp$117M
Unknown1.5%+0.2pp$98M
Asset Management - Global1.2%-0.1pp$75M
Software - Infrastructure1.1%+0.0pp$74M
Asset Management - Leveraged1.1%-0.3pp$68M
Country
US97.2%-0.6pp
Unknown1.5%+0.2pp
CA0.4%+0.1pp
GB0.2%+0.1pp
IE0.2%+0.0pp
TW0.1%+0.1pp
CH0.1%+0.0pp
RU0.1%+0.0pp
Top 5: 11.8% · Top 10: 18.3% · Top 25: 31.1%

Winners

TickerPrev $PnLYoY %
NVDA$27M+0.02B60.9%
AAPL$64M+0.01B14.7%
SPY$35M+0.01B17.6%
ABBV$5M+0.00B7.3%
MSFT$25M-0.00B-0.6%

Losers

TickerPrev $PnLYoY %
PG$38M-0.00B-12.9%
MSFT$25M-0.00B-0.6%

Top buys this quarter · 15

AAPL Apple Inc.+$48M
CAT Caterpillar Inc.+$19M
PG The Procter & Gamble Company+$16M
MSFT Microsoft Corporation+$16M
NVDA NVIDIA Corporation+$13M
ABBV AbbVie Inc.+$12M
XOM Exxon Mobil Corporation+$12M
AMZN Amazon.com, Inc.+$11M
DE Deere & Company+$9M
SPY State Street SPDR S&P 500 ETF +$8M

Top sells this quarter · 15

MLI Mueller Industries, Inc.$3M
EXAS Exact Sciences Corporationexit$1M
BFC Bank First Corporationexit$1M
COF Capital One Financial Corporat$1M
SYY Sysco Corporation$1M
GS The Goldman Sachs Group, Inc.$1M
O Realty Income Corporation$1M
CIM Chimera Investment Corporation$1M
LW Lamb Weston Holdings, Inc.$1M
VRT Vertiv Holdings Co$1M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$6.48B4661+17.99%+17.59%+0.40%+1.68B
2025-12-31$4.90B3840+15.62%+17.72%-2.10%+0.45B
2025-09-30$4.39B3701+17.23%+17.52%-0.29%+0.11B
2025-06-30$3.93B3582+15.31%+14.94%+0.37%+0.13B
2025-03-31$3.48B3529+8.89%+8.30%+0.59%+0.15B
2024-12-31$3.47B3460+21.03%+24.89%-3.86%+0.06B
2024-09-30$3.31B3364+30.49%+36.04%-5.55%+0.15B
2024-06-30$2.96B3265+15.81%+24.49%-8.68%+0.06B
2024-03-31$2.81B3192+20.62%+29.62%-9.00%+0.24B
2023-12-31$2.41B3109+21.40%+26.18%-4.78%+0.20B
2023-09-30$1.99B2979+14.66%+21.57%-6.91%+0.08B
2023-06-30$2.01B3009+7.66%+19.42%-11.76%+0.05B
2023-03-31$1.83B2977-20.87%-7.82%-13.05%+0.07B
2022-12-31$1.64B2975-18.21%-4.72%-13.49%+0.09B
2022-09-30$1.47B2688-21.47%-10.91%-10.56%+0.15B
2022-06-30$1.48B2691-4.55%+1.54%-6.09%+0.16B