Stocks/Funds/CIK 701059

MML INVESTORS SERVICES, LLC

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 701059
Assets
$35.81B
+20.0% YoY
Holdings
2,926
Lifetime alpha vs market
-0.46% annual
Average hold time
4.9 yr
median 4.5 yr

Quarterly history

Cum return +255% vs S&P +272% · α -17% lifetimeAUM $35.8B · peak $40.8BFlow $-3.4B (-8%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+0.20%
adds when stocks drop
when a holding falls −10%+
Middle response
+0.13%
steady accumulation
Rally response
+2.76%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
IVViShares Core S&P 500 ETF$1.19B3.3%10.3 yr
NVDANVIDIA Corporation$677M1.9%+60.9%9.0 yr
AAPLApple Inc.$652M1.8%+14.7%9.0 yr
MSFTMicrosoft Corporation$499M1.4%-0.6%9.3 yr
VEAVanguard FTSE Developed $487M1.4%10.5 yr
AMZNAmazon.com, Inc.$443M1.2%+9.5%9.0 yr
QQQInvesco QQQ Trust, Serie$437M1.2%7.8 yr
IEMGiShares Core MSCI Emergi$434M1.2%9.3 yr
DYNFiShares U.S. Equity Fact$421M1.2%6.3 yr
VOOVanguard S&P 500 ETF$406M1.1%9.3 yr
SPYState Street SPDR S&P 50$399M1.1%+17.6%10.5 yr
IVWiShares S&P 500 Growth E$377M1.1%9.0 yr
GOOGLAlphabet Inc.$368M1.0%9.0 yr
IEFAiShares Core MSCI EAFE E$364M1.0%9.0 yr
IVEiShares S&P 500 Value ET$363M1.0%9.0 yr

Portfolio composition (YoY)

Industry mix
Asset Management57.7%+0.8pp$20.67B
Asset Management - Bonds6.0%-0.1pp$2.17B
Semiconductors4.0%+1.3pp$1.42B
Internet Content & Information2.4%+0.4pp$843M
Software - Infrastructure2.1%-0.3pp$746M
Consumer Electronics1.8%+0.0pp$660M
Drug Manufacturers - General1.7%-0.1pp$599M
Asset Management - Income1.6%-0.2pp$571M
Specialty Retail1.4%-0.1pp$513M
Banks - Diversified1.2%-0.1pp$428M
Country
US96.7%-0.4pp
Unknown0.7%+0.4pp
IE0.5%-0.0pp
GB0.5%+0.0pp
TW0.4%+0.1pp
CA0.3%+0.0pp
NL0.2%+0.0pp
CH0.2%+0.0pp
Top 5: 9.8% · Top 10: 15.8% · Top 25: 28.4%

Winners

TickerPrev $PnLYoY %
NVDA$368M+0.22B60.9%
AAPL$537M+0.08B14.7%
AVGO$90M+0.08B86.0%
SPY$382M+0.07B17.6%
JPM$220M+0.05B21.8%

Losers

TickerPrev $PnLYoY %
MSFT$467M-0.00B-0.6%
META$239M-0.00B-0.4%

Top buys this quarter · 15

AZN AstraZeneca PLCnew+$28M
FICO Fair Isaac Corporation+$12M
NVDA NVIDIA Corporation+$677M
INTU Intuit Inc.+$9M
ICE Intercontinental Exchange, Inc+$7M
BKR Baker Hughes Company+$7M
RTX RTX Corporation+$7M
RDDT Reddit, Inc.+$6M
CSL Carlisle Companies Incorporate+$6M
DAL Delta Air Lines, Inc.+$6M

Top sells this quarter · 15

SPY State Street SPDR S&P 500 ETF $76M
AAPL Apple Inc.$53M
JPM JPMorgan Chase & Co.$44M
AMZN Amazon.com, Inc.$38M
MSFT Microsoft Corporation$33M
META Meta Platforms, Inc.$32M
TSM Taiwan Semiconductor Manufactu$27M
ABBV AbbVie Inc.$23M
AMP Ameriprise Financial, Inc.$23M
PM Philip Morris International In$22M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$35.81B2926+16.21%+17.59%-1.38%-3.39B
2025-12-31$40.78B2964+16.68%+17.72%-1.04%+2.93B
2025-09-30$37.24B2860+17.43%+17.52%-0.09%+0.28B
2025-06-30$34.43B2786+16.47%+14.94%+1.52%+1.37B
2025-03-31$29.84B2668+6.45%+8.30%-1.85%+2.04B
2024-12-31$28.80B2642+19.63%+24.89%-5.26%+0.87B
2024-09-30$27.30B2551+30.81%+36.04%-5.23%+1.08B
2024-06-30$24.63B2454+18.52%+24.49%-5.97%+0.19B
2024-03-31$24.13B2450+28.17%+29.62%-1.45%+0.73B
2023-12-31$21.58B2425+24.31%+26.18%-1.87%+1.46B
2023-09-30$17.98B2283+19.52%+21.57%-2.05%+0.58B
2023-06-30$18.03B2279+17.60%+19.42%-1.82%+2.66B
2023-03-31$14.04B2008-8.46%-7.82%-0.64%-1.88B
2022-12-31$15.13B2136-16.98%-18.17%+1.19%+1.06B
2022-09-30$13.08B2056-14.28%-15.51%+1.23%+0.70B
2022-06-30$13.04B2012-9.17%-10.62%+1.45%+1.04B