Stocks/Funds/CIK 2068217

Smith Asset Management Co., LLC

Quarterly 13F filings · Latest period 2026-03-31 · CIK 2068217
Assets
$117M
+9.8% YoY
Holdings
71
Lifetime alpha vs market
-7.11% annual
Average hold time
1.4 yr
median 1.5 yr

Quarterly history

Cum return +3% vs S&P +13% · α -10% lifetimeAUM $117M · peak $121MFlow $1M (+1%)2024-122025-032025-062025-092025-122026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+13.97%
adds when stocks drop
when a holding falls −10%+
Middle response
+2.50%
steady accumulation
Rally response
+1.93%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
BRK-BBerkshire Hathaway Inc.$7M6.4%1.5 yr
JPCNuveen Preferred & Incom$7M5.9%1.5 yr
ARCCAres Capital Corporation$6M5.3%-10.7%1.5 yr
DNPDNP Select Income Fund I$4M3.6%1.5 yr
AWFAllianceBernstein Global$4M3.4%1.5 yr
CSQCalamos Strategic Total $4M3.4%1.5 yr
SPYState Street SPDR S&P 50$4M3.3%+17.6%1.5 yr
RFICohen & Steers Total Ret$4M3.2%1.5 yr
VGTVanguard Information Tec$3M2.9%1.5 yr
AAPLApple Inc.$3M2.8%+14.7%1.5 yr
FFAFirst Trust Enhanced Equ$3M2.7%1.5 yr
MCIBarings Corporate Invest$3M2.6%-20.5%1.5 yr
UTGReaves Utility Income Fu$3M2.5%1.5 yr
PCNPIMCO Corporate & Income$3M2.5%1.5 yr
BTZBlackRock Credit Allocat$3M2.4%1.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management43.3%+1.7pp$51M
Asset Management - Income36.8%-4.0pp$43M
Insurance - Diversified6.4%-0.3pp$7M
Unknown3.4%+0.3pp$4M
Consumer Electronics2.8%+1.2pp$3M
Specialty Retail1.2%+0.5pp$1M
REIT - Healthcare Facilities1.1%-0.2pp$1M
Asset Management - Global1.0%-0.4pp$1M
Software - Infrastructure0.9%$1M
Regulated Gas0.7%-0.2pp$1M
Country
US96.6%+0.0pp
Unknown3.4%+0.3pp
Top 5: 24.6% · Top 10: 40.2% · Top 25: 73.1%

Winners

TickerPrev $PnLYoY %
SPY$3M+0.00B17.6%
HQH$2M+0.00B24.4%
AAPL$2M+0.00B14.7%
AMZN$1M+0.00B9.5%
ARCC$6M-0.00B-10.7%

Losers

TickerPrev $PnLYoY %
MCI$5M-0.00B-20.5%
ARCC$6M-0.00B-10.7%

Top buys this quarter · 15

MSFT Microsoft Corporation+$1M
ARCC Ares Capital Corporation+$6M
AAPL Apple Inc.+$0M
AMZN Amazon.com, Inc.+$0M
SPY State Street SPDR S&P 500 ETF +$4M
WMT Walmart Inc.+$0M
GOOGL Alphabet Inc.+$0M
+$3M
BRK-B Berkshire Hathaway Inc.+$7M
BUI BlackRock Utilities, Infrastru+$0M

Top sells this quarter · 15

EQH Equitable Holdings, Inc.exit$3M
MCI Barings Corporate Investors$0M
HQH Abrdn Healthcare Investors$0M
MPV Barings Participation Investor$1M
IRM Iron Mountain Incorporated$0M
MO Altria Group, Inc.$0M
OHI Omega Healthcare Investors, In$0M
DUK Duke Energy Corporation$0M
SPH Suburban Propane Partners, L.P$1M
SEVN Seven Hills Realty Trust$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$117M71-0.90%+17.59%-18.49%+0.00B
2025-12-31$121M70+7.59%+17.72%-10.13%+0.01B
2025-09-30$117M67+2.48%+8.12%-5.64%-0.00B
2025-06-30$116M69+2.83%+10.78%-7.95%+0.01B
2025-03-31$106M66+3.60%-4.27%+7.87%-0.00B
2024-12-31$103M66