Stocks/Funds/CIK 1950607

Axim Planning & Wealth

microcap filer
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1950607
Assets
$82M
-27.3% YoY
Holdings
83
Lifetime alpha vs market
-17.38% annual
Average hold time
1.4 yr
median 1.0 yr

Quarterly history

Cum return -11% vs S&P +81% · α -93% lifetimeAUM $82M · peak $129MFlow $8M (+8%)2022-062023-032023-122024-092025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-3.34%
trims when stocks drop
when a holding falls −10%+
Middle response
-9.15%
baseline attrition
Rally response
-3.80%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
EHEHang Holdings Limited$40M48.7%-53.5%4.0 yr
HPFJohn Hancock Preferred I$4M5.2%2.5 yr
BILState Street SPDR Bloomb$2M2.8%1.0 yr
ARCMArrow Reserve Capital Ma$2M2.0%1.0 yr
BTALAGF U.S. Market Neutral $1M1.3%1.3 yr
MSFTMicrosoft Corporation$1M1.1%-0.6%4.0 yr
$1M1.1%0.8 yr
XLKState Street Technology $1M1.1%1.3 yr
CLFCleveland-Cliffs Inc.$1M1.0%+2.8%2.0 yr
USBU.S. Bancorp$1M1.0%+27.1%3.8 yr
SMIZZacks Small/Mid Cap ETF$1M1.0%0.8 yr
PGThe Procter & Gamble Com$1M1.0%-12.9%4.0 yr
ZECPZacks Earnings Consisten$1M0.9%0.8 yr
NIONIO Inc.$1M0.9%+58.3%4.0 yr
BSJRInvesco BulletShares 202$1M0.9%0.8 yr

Portfolio composition (YoY)

Industry mix
Aerospace & Defense48.9%-32.4pp$40M
Asset Management20.3%+16.2pp$17M
Asset Management - Income5.2%+0.0pp$4M
Asset Management - Bonds3.5%$3M
Semiconductors2.2%+1.8pp$2M
Tobacco1.6%+0.8pp$1M
Auto - Manufacturers1.6%+0.9pp$1M
Banks - Diversified1.6%+0.6pp$1M
Software - Infrastructure1.5%+0.8pp$1M
Software - Application1.4%+1.2pp$1M
Country
CN49.6%-32.0pp
US48.2%+30.0pp
Unknown1.1%+0.9pp
SG0.4%
DK0.4%
CA0.3%
Top 5: 59.9% · Top 10: 65.3% · Top 25: 77.9%

Winners

TickerPrev $PnLYoY %
CAT$0M+0.00B117.8%
TSLA$0M+0.00B43.4%
USB$1M+0.00B27.1%
NIO$0M+0.00B58.3%
NVDA$0M+0.00B60.9%

Losers

TickerPrev $PnLYoY %
EH$92M-0.05B-53.5%
PG$1M-0.00B-12.9%
MSFT$1M-0.00B-0.6%

Top buys this quarter · 15

QCOM QUALCOMM Incorporatednew+$0M
ZETA Zeta Global Holdings Corp.new+$0M
OSCR Oscar Health, Inc.new+$0M
MSFT Microsoft Corporation+$0M
NVO Novo Nordisk A/Snew+$0M
EXEL Exelixis, Inc.+$0M
HIMS Hims & Hers Health, Inc.new+$0M
UNH UnitedHealth Group Incorporate+$0M
TDUP ThredUp Inc.+$0M
MARA Marathon Digital Holdings, Incnew+$0M

Top sells this quarter · 15

WDC Western Digital Corporationexit$1M
MEDP Medpace Holdings, Inc.exit$1M
ADBE Adobe Inc.exit$0M
LRCX Lam Research Corporation$0M
BMY Bristol-Myers Squibb Company$0M
LNTH Lantheus Holdings, Inc.exit$0M
MO Altria Group, Inc.$0M
EXPE Expedia Group, Inc.$0M
TOST Toast, Inc.exit$0M
ANET Arista Networks, Inc.$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$82M83-41.98%+17.59%-59.57%+0.01B
2025-12-31$94M72-6.60%+17.72%-24.31%-0.00B
2025-09-30$126M81+34.49%+17.52%+16.97%+0.01B
2025-06-30$109M71+29.59%+14.94%+14.65%+0.01B
2025-03-31$113M45+6.09%+8.30%-2.21%-0.01B
2024-12-31$94M41-2.27%+24.89%-27.16%-0.01B
2024-09-30$89M35-14.66%+36.04%-50.70%+0.00B
2024-06-30$83M27-9.57%+24.49%-34.06%-0.00B
2024-03-31$123M24+72.77%+29.62%+43.15%-0.01B
2023-12-31$109M28+75.13%+26.18%+48.95%-0.00B
2023-09-30$113M28+80.87%+21.57%+59.30%-0.01B
2023-06-30$111M24+13.02%+19.42%-6.40%-0.03B
2023-03-31$101M24+19.38%+7.46%+11.92%-0.02B
2022-12-31$97M26+1.07%+7.56%-6.49%-0.01B
2022-09-30$102M160-30.91%-4.93%-25.99%+0.01B
2022-06-30$129M145