Stocks/Funds/CIK 1921304

Smallwood Wealth Investment Management, LLC

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1921304
Assets
$190M
+19.5% YoY
Holdings
512
Lifetime alpha vs market
+0.11% annual
Average hold time
1.6 yr
median 1.3 yr

Quarterly history

Cum return +53% vs S&P +52% · α +1% lifetimeAUM $190M · peak $195MFlow $4M (+2%)2021-122022-092023-062024-032024-122025-092026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+0.41%
adds when stocks drop
when a holding falls −10%+
Middle response
-1.34%
baseline attrition
Rally response
-4.75%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
ITOTiShares Core S&P Total U$49M25.7%4.5 yr
AAPLApple Inc.$12M6.1%+14.7%4.5 yr
VTIVanguard Total Stock Mar$10M5.1%4.5 yr
VOEVanguard Mid-Cap Value E$8M4.3%4.5 yr
FRDMFreedom 100 Emerging Mar$6M3.3%3.8 yr
HELOJPMorgan Hedged Equity L$6M3.0%1.8 yr
CGDVCapital Group Dividend V$6M2.9%3.8 yr
PULSPGIM Ultra Short Bond ET$6M2.9%3.8 yr
ICEIntercontinental Exchang$5M2.8%-7.8%4.5 yr
DWMWisdomTree International$4M2.1%4.5 yr
MMITNYLI MacKay Muni Interme$4M2.1%1.8 yr
VDEVanguard Energy ETF$4M2.1%1.8 yr
CGGOCapital Group Global Gro$4M2.0%3.8 yr
AMJBAlerian MLP Index ETN$3M1.7%2.0 yr
GUNRFlexShares Morningstar G$3M1.5%4.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management63.0%+1.0pp$119M
Consumer Electronics6.1%-0.2pp$12M
Asset Management - Global3.5%+0.2pp$7M
Financial - Data & Stock Exchanges2.8%-0.9pp$5M
Asset Management - Income2.1%+0.8pp$4M
Semiconductors1.9%+0.6pp$4M
Oil & Gas Integrated1.6%+0.2pp$3M
Asset Management - Bonds1.6%+0.4pp$3M
Tobacco1.6%-0.2pp$3M
Internet Content & Information1.4%+0.4pp$3M
Country
US99.3%+0.0pp
CA0.3%+0.1pp
GB0.2%-0.0pp
IE0.1%-0.0pp
CH0.0%-0.0pp
Unknown0.0%-0.0pp
CN0.0%-0.0pp
FR0.0%+0.0pp
Top 5: 44.6% · Top 10: 58.4% · Top 25: 78.7%

Winners

TickerPrev $PnLYoY %
AAPL$10M+0.00B14.7%
GOOG$1M+0.00B84.3%
NVDA$1M+0.00B60.9%
XOM$2M+0.00B47.6%
PM$3M+0.00B7.9%

Losers

TickerPrev $PnLYoY %
ICE$6M-0.00B-7.8%
PG$1M-0.00B-12.9%
MSFT$2M-0.00B-0.6%
IBM$1M-0.00B-0.1%

Top buys this quarter · 15

TTWO Take-Two Interactive Software,+$0M
MU Micron Technology, Inc.+$0M
C Citigroup Inc.+$0M
AZN AstraZeneca PLCnew+$0M
ALAB Astera Labs, Inc. Common Stocknew+$0M
NOW ServiceNow, Inc.+$0M
JPM JPMorgan Chase & Co.+$1M
ABBV AbbVie Inc.+$1M
SNDK Sandisk Corporationnew+$0M
LMT Lockheed Martin Corporation+$0M

Top sells this quarter · 15

AAPL Apple Inc.$0M
BR Broadridge Financial Solutions$0M
ICE Intercontinental Exchange, Inc$0M
PLTR Palantir Technologies Inc.$0M
AXP American Express Company$0M
CL Colgate-Palmolive Company$0M
MSFT Microsoft Corporation$0M
HON Honeywell International Inc.$0M
BDX Becton, Dickinson and Companyexit$0M
DIS The Walt Disney Company$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$190M512+12.74%+17.59%-4.85%+0.00B
2025-12-31$191M503+17.56%+17.72%-0.16%-0.01B
2025-09-30$195M517+17.35%+17.52%-0.17%+0.01B
2025-06-30$175M558+20.09%+14.94%+5.15%+0.01B
2025-03-31$159M497+21.19%+8.30%+12.89%+0.01B
2024-12-31$145M78+24.66%+24.89%-0.23%+0.00B
2024-09-30$140M70+34.08%+36.04%-1.96%-0.00B
2024-06-30$129M67+16.99%+24.49%-7.50%-0.01B
2024-03-31$129M67+17.99%+29.62%-11.63%+0.00B
2023-12-31$121M65+23.55%+26.18%-2.63%+0.00B
2023-09-30$110M62+17.65%+21.57%-3.92%+0.00B
2023-06-30$112M63+18.80%+19.42%-0.62%-0.00B
2023-03-31$106M60-5.19%-7.82%+2.63%-0.02B
2022-12-31$118M74+4.53%+7.56%-3.03%+0.00B
2022-09-30$111M73-3.24%-4.93%+1.69%+0.02B
2022-06-30$99M61-14.21%-16.11%+1.90%+0.01B