Stocks/Funds/CIK 1904373

Caldwell Investment Management Ltd.

Quarterly 13F filings · Latest period 2026-03-31 · CIK 1904373
Assets
$255M
+89.3% YoY
Holdings
57
Lifetime alpha vs market
+6.62% annual
Average hold time
1.2 yr
median 0.3 yr

Quarterly history

Cum return +97% vs S&P +52% · α +45% lifetimeAUM $255M · peak $255MFlow $91M (+56%)2021-122022-092023-062024-032024-122025-092026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+1.30%
adds when stocks drop
when a holding falls −10%+
Middle response
-5.42%
baseline attrition
Rally response
-3.85%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
MSMorgan Stanley$40M15.5%+44.8%0.3 yr
0HQN.LCboe Global Markets, Inc$33M13.1%+26.3%4.5 yr
MIAXMiami International Hold$25M9.8%0.8 yr
KKRKKR & Co. Inc.$18M7.1%-19.5%4.3 yr
BACBank of America Corporat$17M6.5%+19.4%3.8 yr
ICEIntercontinental Exchang$16M6.2%-7.8%4.5 yr
EFX.TOEnerflex Ltd.$8M3.3%+164.3%0.5 yr
CCitigroup Inc.$8M3.2%+63.9%0.3 yr
CVECenovus Energy Inc.$8M3.0%+97.2%1.8 yr
SIISprott Inc.$8M3.0%+224.0%0.3 yr
AEMAgnico Eagle Mines Limit$7M2.8%+89.2%2.0 yr
KGCKinross Gold Corporation$5M1.9%+143.6%0.3 yr
CCJCameco Corporation$4M1.7%+164.4%2.5 yr
$3M1.1%0.8 yr
LHXL3Harris Technologies, I$3M1.0%+67.7%0.3 yr

Portfolio composition (YoY)

Industry mix
Financial - Capital Markets25.3%$65M
Financial - Data & Stock Exchanges19.2%-12.4pp$49M
Banks - Diversified11.1%-1.8pp$28M
Asset Management10.1%-6.8pp$26M
Gold4.7%-5.4pp$12M
Oil & Gas Equipment & Services3.7%$10M
Aerospace & Defense3.3%+2.8pp$9M
Oil & Gas Integrated3.0%$8M
Unknown2.2%-4.1pp$6M
Engineering & Construction1.9%-0.3pp$5M
Country
US77.6%+4.1pp
CA19.9%+1.0pp
Unknown2.2%-4.1pp
IE0.2%-0.5pp
Top 5: 52.0% · Top 10: 70.6% · Top 25: 86.9%

Winners

TickerPrev $PnLYoY %
AEM$8M+0.01B89.2%
0HQN.L$25M+0.01B26.3%
CCJ$3M+0.00B164.4%
BAC$14M+0.00B19.4%
MCK$1M+0.00B29.1%

Losers

TickerPrev $PnLYoY %
KKR$23M-0.00B-19.5%
ICE$17M-0.00B-7.8%
V$2M-0.00B-13.1%

Top buys this quarter · 15

MS Morgan Stanleynew+$41M
C Citigroup Inc.new+$9M
SII Sprott Inc.new+$8M
KGC Kinross Gold Corporationnew+$5M
CVE Cenovus Energy Inc.+$5M
LHX L3Harris Technologies, Inc.new+$3M
RY Royal Bank of Canadanew+$3M
FIX Comfort Systems USA, Inc.new+$2M
PFE Pfizer Inc.new+$2M
OVV Ovintiv Inc.new+$2M

Top sells this quarter · 15

MFC Manulife Financial Corporationexit$4M
STN Stantec Inc.$3M
APH Amphenol Corporation$3M
MIAX Miami International Holdings, $3M
WCN Waste Connections, Inc.$3M
JPM JPMorgan Chase & Co.$3M
BABA Alibaba Group Holding Limitedexit$3M
AEM Agnico Eagle Mines Limited$2M
TFII TFI International Inc.exit$2M
VRT Vertiv Holdings Co$1M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$255M57+20.70%+17.59%+3.11%+0.09B
2025-12-31$163M29+24.54%+17.72%+6.82%+0.01B
2025-09-30$152M26+24.71%+17.52%+7.19%+0.03B
2025-06-30$115M20+31.59%+14.94%+16.64%-0.03B
2025-03-31$135M31+22.48%+8.30%+14.18%-0.02B
2024-12-31$147M33+27.72%+24.89%+2.83%+0.00B
2024-09-30$143M32+43.53%+36.04%+7.49%-0.01B
2024-06-30$133M33+30.06%+24.49%+5.57%-0.00B
2024-03-31$134M34+39.77%+29.62%+10.15%-0.01B
2023-12-31$130M31+34.12%+26.18%+7.94%+0.01B
2023-09-30$103M27+26.89%+21.57%+5.33%-0.03B
2023-06-30$132M29+21.14%+19.42%+1.71%+0.02B
2023-03-31$101M23-4.81%-7.82%+3.01%+0.00B
2022-12-31$95M26+9.64%+7.56%+2.08%+0.00B
2022-09-30$82M26-2.19%-4.93%+2.73%-0.02B
2022-06-30$100M27-14.92%-16.11%+1.19%-0.01B