Stocks/Funds/CIK 1746382

Altium Capital Management LP

microcap filerconcentrated
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1746382
Assets
$42M
-86.5% YoY
Holdings
19
Lifetime alpha vs market
-62.56% annual
Average hold time
0.5 yr
median 0.5 yr

Quarterly history

Cum return -96% vs S&P +34% · α -130% lifetimeAUM $42M · peak $436MFlow $16M (+65%)2020-122021-092022-062023-032023-122024-092025-092026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-2.33%
trims when stocks drop
when a holding falls −10%+
Middle response
-1.15%
baseline attrition
Rally response
-13.69%
trims into rallies
when a holding rises +10%+

Top positions · 19

Ticker$ value% portYoYHold time
PDXPIMCO Dynamic Income Str$3M8.3%0.5 yr
ASAASA Gold and Precious Me$3M7.7%+207.3%0.5 yr
RVTRoyce Value Trust Inc.$3M7.6%0.5 yr
PCQPIMCO California Municip$3M6.8%0.5 yr
GAMGeneral American Investo$3M6.8%+28.1%0.5 yr
LEOBNY Mellon Strategic Mun$3M6.6%+9.9%0.5 yr
RMTRoyce Micro-Cap Trust, I$3M6.5%0.5 yr
MXFThe Mexico Fund, Inc.$3M6.4%0.5 yr
NBXGNeuberger Next Generatio$3M6.3%0.5 yr
SPXXNuveen S&P 500 Dynamic O$3M6.0%0.3 yr
TYTri-Continental Corporat$2M5.9%+13.3%0.5 yr
CHWCalamos Global Dynamic I$2M5.7%0.5 yr
AFBAllianceBernstein Nation$2M5.7%0.5 yr
JOFJapan Smaller Capitaliza$2M3.9%0.5 yr
IIFMorgan Stanley India Inv$2M3.9%0.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management77.5%$33M
Asset Management - Income21.9%$9M
Unknown0.6%-11.0pp$0M
Country
US88.5%+16.1pp
MX6.4%
JP3.9%
DE0.6%
Unknown0.6%-11.0pp
Top 5: 37.2% · Top 10: 69.0% · Top 25: 100.0%

Winners

TickerPrev $PnLYoY %

Losers

TickerPrev $PnLYoY %

Top buys this quarter · 15

GAM General American Investors Com+$2M
TY Tri-Continental Corporation+$1M
LEO BNY Mellon Strategic Municipal+$1M
AFB AllianceBernstein National Mun+$0M
CHW Calamos Global Dynamic Income +$0M
DMA Destra Multi-Alternative Fund+$0M
HFRO Highland Funds I - Highland In+$0M
JOF Japan Smaller Capitalization F+$0M
MXF The Mexico Fund, Inc.+$0M
IIF Morgan Stanley India Investmen+$0M

Top sells this quarter · 1

DIAX Nuveen Dow 30 Dynamic Overwritexit$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$42M19+1.22%-4.37%+5.59%+0.02B
2025-12-31$25M18+0.02B
2025-09-30$1M1-31.44%+12.19%-43.63%-0.03B
2025-03-31$34M22-42.16%+8.30%-50.47%-0.24B
2024-12-31$312M60-16.33%+24.89%-41.21%+0.01B
2024-09-30$326M74-3.46%+36.04%-39.50%+0.14B
2024-06-30$229M61+10.95%+24.49%-13.55%+0.04B
2024-03-31$221M63+37.70%+29.62%+8.07%+0.04B
2023-12-31$141M58+8.20%+26.18%-17.98%-0.04B
2023-09-30$173M64-32.44%+21.57%-54.01%+0.05B
2023-06-30$128M62-46.41%+19.42%-65.84%-0.05B
2023-03-31$167M88-94.84%-7.82%-87.03%-0.03B
2022-12-31$195M91-33.51%+7.56%-41.07%+0.02B
2022-09-30$260M129-25.93%-4.93%-21.00%+0.09B
2022-06-30$226M118-89.59%-16.11%-73.48%+0.20B
2022-03-31$281M116-0.07B