Stocks/Funds/CIK 1743404

FOUNDATIONS INVESTMENT ADVISORS, LLC

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1743404
Assets
$8.02B
+48.3% YoY
Holdings
1,147
Lifetime alpha vs market
-0.92% annual
Average hold time
2.5 yr
median 2.0 yr

Quarterly history

Cum return +134% vs S&P +151% · α -17% lifetimeAUM $8.0B · peak $8.0BFlow $573M (+8%)2018-062019-092020-122022-032023-062024-092025-122026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+4.46%
adds when stocks drop
when a holding falls −10%+
Middle response
+4.85%
steady accumulation
Rally response
+4.60%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
IVWiShares S&P 500 Growth E$258M3.2%4.8 yr
IVEiShares S&P 500 Value ET$235M2.9%3.3 yr
IUSBiShares Core Universal U$174M2.2%5.3 yr
DYNFiShares U.S. Equity Fact$157M2.0%2.5 yr
IVViShares Core S&P 500 ETF$149M1.9%6.5 yr
NVDANVIDIA Corporation$147M1.8%+60.9%4.8 yr
EFViShares MSCI EAFE Value $146M1.8%5.3 yr
XLCState Street Communicati$140M1.7%6.0 yr
SOXXiShares Semiconductor ET$137M1.7%2.0 yr
$125M1.6%0.5 yr
QUALiShares MSCI USA Quality$115M1.4%6.0 yr
IEMGiShares Core MSCI Emergi$115M1.4%5.0 yr
AAPLApple Inc.$112M1.4%+14.7%7.8 yr
MTUMiShares MSCI USA Momentu$106M1.3%6.0 yr
$101M1.3%0.3 yr

Portfolio composition (YoY)

Industry mix
Asset Management57.7%-7.3pp$4.63B
Asset Management - Bonds6.0%-0.8pp$480M
Unknown4.1%+3.8pp$328M
Semiconductors3.2%+1.0pp$258M
Software - Infrastructure2.3%+0.2pp$185M
Financial - Capital Markets2.2%+0.8pp$175M
Banks - Diversified1.8%+0.5pp$141M
Internet Content & Information1.6%+0.3pp$130M
Asset Management - Income1.4%-1.1pp$115M
Drug Manufacturers - General1.4%+0.2pp$112M
Country
US93.5%-4.8pp
Unknown4.1%+3.8pp
NL0.6%+0.3pp
CN0.4%-0.0pp
CA0.4%+0.2pp
AU0.3%
BR0.3%
TW0.1%+0.1pp
Top 5: 12.1% · Top 10: 20.8% · Top 25: 38.2%

Winners

TickerPrev $PnLYoY %
CIEN$13M+0.07B542.4%
NVDA$77M+0.05B60.9%
VRT$14M+0.03B247.5%
SPY$147M+0.03B17.6%
C$27M+0.02B63.9%

Losers

TickerPrev $PnLYoY %
MSFT$61M-0.00B-0.6%

Top buys this quarter · 15

RTX RTX Corporation+$13M
MSFT Microsoft Corporation+$89M
NVDA NVIDIA Corporation+$12M
HOOD Robinhood Markets, Inc.+$45M
ORCL Oracle Corporation+$49M
C Citigroup Inc.+$6M
AAPL Apple Inc.+$112M
MS Morgan Stanley+$5M
JPM JPMorgan Chase & Co.+$62M
AMZN Amazon.com, Inc.+$62M

Top sells this quarter · 15

SPY State Street SPDR S&P 500 ETF $19M
AG First Majestic Silver Corp.exit$2M
HL Hecla Mining Companyexit$2M
KR The Kroger Co.$1M
MCD McDonald's Corporation$1M
WEC WEC Energy Group, Inc.$1M
EPD Enterprise Products Partners L$9M
COP ConocoPhillips$1M
LOW Lowe's Companies, Inc.$1M
ALL The Allstate Corporation$1M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$8.02B1147+25.61%+17.59%+8.02%+0.57B
2025-12-31$7.59B1089+23.92%+17.72%+6.20%+0.71B
2025-09-30$6.85B1028+27.34%+17.52%+9.82%-0.15B
2025-06-30$6.31B911+21.01%+14.94%+6.07%+0.10B
2025-03-31$5.40B850+8.51%+8.30%+0.20%+0.40B
2024-12-31$5.17B829+20.34%+24.89%-4.55%+0.28B
2024-09-30$4.74B809+29.37%+36.04%-6.67%+0.41B
2024-06-30$4.12B748+18.38%+24.49%-6.11%+0.18B
2024-03-31$3.82B698+22.47%+29.62%-7.16%-0.18B
2023-12-31$3.72B661+20.83%+26.18%-5.34%+0.12B
2023-09-30$3.24B635+9.68%+21.57%-11.89%+0.34B
2023-06-30$3.02B568+13.29%+19.42%-6.13%+0.03B
2023-03-31$2.80B510-14.91%-7.82%-7.09%+0.14B
2022-12-31$2.51B439-23.38%-18.17%-5.21%+0.21B
2022-09-30$2.29B395-15.42%-15.51%+0.09%-0.08B
2022-06-30$2.38B391-14.62%-10.62%-4.00%+0.31B