Stocks/Funds/CIK 1707206

Stratos Investment Management, LLC

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1707206
Assets
$2.49B
+32.9% YoY
Holdings
371
Lifetime alpha vs market
-2.40% annual
Average hold time
3.0 yr
median 2.3 yr

Quarterly history

Cum return +45% vs S&P +61% · α -17% lifetimeAUM $2.5B · peak $2.5BFlow $123M (+5%)2019-032020-062021-092022-122024-032025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-3.10%
trims when stocks drop
when a holding falls −10%+
Middle response
+0.36%
steady accumulation
Rally response
+1.36%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
DFACDimensional - US Core Eq$163M6.5%2.5 yr
ITOTiShares Core S&P Total U$147M5.9%7.3 yr
SMTHALPS Funds Smith Core Pl$88M3.5%2.5 yr
DFCFDimensional - Core Fixed$84M3.4%2.3 yr
DGRWWisdomTree U.S. Quality $83M3.3%7.0 yr
RECSColumbia Research Enhanc$82M3.3%1.8 yr
DYNFiShares U.S. Equity Fact$63M2.5%1.3 yr
SPABState Street SPDR Portfo$58M2.3%2.0 yr
IGEBiShares Investment Grade$53M2.1%2.3 yr
MFDXPIMCO RAFI Dynamic Multi$51M2.1%2.5 yr
IVViShares Core S&P 500 ETF$50M2.0%7.3 yr
IAGGiShares Core Internation$50M2.0%2.3 yr
PYLDPIMCO Multisector Bond A$49M2.0%1.3 yr
DCORDimensional - US Core Eq$46M1.9%1.5 yr
NVDANVIDIA Corporation$41M1.7%+60.9%4.0 yr

Portfolio composition (YoY)

Industry mix
Asset Management52.5%+2.1pp$1.31B
Asset Management - Bonds14.6%-0.7pp$363M
Asset Management - Income5.3%-0.4pp$133M
Semiconductors3.3%+1.0pp$82M
Drug Manufacturers - General2.3%+0.4pp$56M
Internet Content & Information2.1%-0.0pp$53M
Banks - Diversified1.7%+0.1pp$42M
Software - Infrastructure1.6%-0.3pp$39M
Consumer Electronics1.3%-0.0pp$33M
Aerospace & Defense1.3%+0.4pp$33M
Country
US99.2%+0.2pp
IE0.6%-0.1pp
NL0.1%
GB0.1%+0.0pp
TW0.0%
Unknown0.0%+0.0pp
CH0.0%-0.0pp
SG0.0%
Top 5: 22.6% · Top 10: 35.0% · Top 25: 57.3%

Winners

TickerPrev $PnLYoY %
AVGO$18M+0.02B86.0%
NVDA$20M+0.01B60.9%
AAPL$26M+0.00B14.7%
AMZN$19M+0.00B9.5%
MSFT$33M-0.00B-0.6%

Losers

TickerPrev $PnLYoY %
MSFT$33M-0.00B-0.6%

Top buys this quarter · 15

APH Amphenol Corporation+$6M
BA The Boeing Company+$4M
NEM Newmont Corporation+$4M
STBA S&T Bancorp, Inc.new+$3M
WFC Wells Fargo & Company+$3M
LLY Eli Lilly and Company+$2M
CMI Cummins Inc.+$2M
URI United Rentals, Inc.new+$2M
EQT EQT Corporation+$2M
GEV GE Vernova Inc.+$1M

Top sells this quarter · 15

CRM Salesforce, Inc.$5M
C Citigroup Inc.$5M
ADBE Adobe Inc.$3M
LULU Lululemon Athletica Inc.exit$3M
NFLX Netflix, Inc.$2M
TMUS T-Mobile US, Inc.$2M
MA Mastercard Incorporated$2M
MS Morgan Stanley$1M
AXP American Express Company$1M
BAC Bank of America Corporation$1M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$2.49B371+16.74%+17.59%-0.85%+0.12B
2025-12-31$2.50B350+16.93%+17.72%-0.79%+0.01B
2025-09-30$2.42B356+15.48%+17.52%-2.04%+0.09B
2025-06-30$2.18B355+13.24%+14.94%-1.70%+0.09B
2025-03-31$1.88B315+3.96%+8.30%-4.35%+0.29B
2024-12-31$1.66B270+15.47%+24.89%-9.41%+0.21B
2024-09-30$1.43B251+25.93%+36.04%-10.11%+0.16B
2024-06-30$1.21B223+16.00%+24.49%-8.49%+0.16B
2024-03-31$1.02B204+19.57%+29.62%-10.06%+0.13B
2023-12-31$843M181+17.59%+26.18%-8.59%+0.11B
2023-09-30$666M157+15.59%+21.57%-5.98%+0.04B
2023-06-30$650M165+13.01%+19.42%-6.42%+0.02B
2023-03-31$593M171-5.99%-7.82%+1.83%+0.01B
2022-12-31$558M153-13.73%-18.17%+4.44%+0.02B
2022-09-30$494M150-11.92%-15.51%+3.59%-0.00B
2022-06-30$527M147-12.04%-16.11%+4.07%-0.00B