Stocks/Funds/CIK 1706915

AUA CAPITAL MANAGEMENT, LLC

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1706915
Assets
$193M
+27.9% YoY
Holdings
79
Lifetime alpha vs market
-0.95% annual
Average hold time
8.3 yr
median 9.3 yr

Quarterly history

Cum return +209% vs S&P +237% · α -28% lifetimeAUM $193M · peak $197MFlow $5M (+3%)2016-122018-062019-122021-062022-122024-062025-122026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-0.52%
trims when stocks drop
when a holding falls −10%+
Middle response
-0.49%
baseline attrition
Rally response
-1.35%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
SPYState Street SPDR S&P 50$55M28.4%+17.6%9.5 yr
EFAiShares MSCI EAFE ETF$11M5.9%9.5 yr
AAPLApple Inc.$9M4.8%+14.7%9.5 yr
AMZNAmazon.com, Inc.$7M3.8%+9.5%9.5 yr
SUBiShares Short-Term Natio$7M3.7%5.5 yr
MUBiShares National Muni Bo$7M3.5%9.3 yr
MOAltria Group, Inc.$6M3.2%+15.8%9.3 yr
IWMiShares Russell 2000 ETF$5M2.7%9.5 yr
VTVVanguard Value ETF$5M2.6%7.8 yr
SHMState Street SPDR Nuveen$5M2.5%9.0 yr
GOOGAlphabet Inc.$4M2.3%+84.3%9.5 yr
SHYiShares 1-3 Year Treasur$4M2.2%9.5 yr
AGGiShares Core U.S. Aggreg$4M2.1%9.5 yr
XLKState Street Technology $4M2.1%9.3 yr
IJHiShares Core S&P Mid-Cap$4M1.9%9.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management64.6%-2.2pp$125M
Asset Management - Bonds5.9%-1.9pp$11M
Internet Content & Information4.8%+0.6pp$9M
Consumer Electronics4.8%+2.1pp$9M
Specialty Retail3.8%+0.4pp$7M
Tobacco3.2%+1.3pp$6M
Software - Infrastructure1.5%-0.3pp$3M
Financial - Credit Services1.4%-0.3pp$3M
Financial - Capital Markets1.0%+0.2pp$2M
Discount Stores0.8%-0.0pp$2M
Country
US98.5%-0.1pp
Unknown0.6%
IE0.6%-0.1pp
NL0.2%-0.1pp
CH0.2%-0.0pp
Top 5: 46.6% · Top 10: 61.1% · Top 25: 84.5%

Winners

TickerPrev $PnLYoY %
SPY$45M+0.01B17.6%
GOOG$2M+0.00B84.3%
GS$1M+0.00B58.1%
AAPL$4M+0.00B14.7%
AMZN$5M+0.00B9.5%

Losers

TickerPrev $PnLYoY %
MA$2M-0.00B-8.5%
MSFT$3M-0.00B-0.6%
META$3M-0.00B-0.4%

Top buys this quarter · 10

XOM Exxon Mobil Corporation+$0M
AGG iShares Core U.S. Aggregate Bo+$0M
EFA iShares MSCI EAFE ETF+$0M
IWM iShares Russell 2000 ETF+$0M
MUB iShares National Muni Bond ETF+$0M
IEI iShares 3-7 Year Treasury Bond+$0M
JPST JPMorgan Ultra-Short Income ETnew+$0M
VYM Vanguard High Dividend Yield E+$0M
VWO Vanguard FTSE Emerging Markets+$0M
VTV Vanguard Value ETF+$0M

Top sells this quarter · 13

TMC TMC the metals company Inc.exit$1M
SPY State Street SPDR S&P 500 ETF $0M
MDLZ Mondelez International, Inc.exit$0M
WFC Wells Fargo & Companyexit$0M
ARCC Ares Capital Corporation$0M
VLO Valero Energy Corporation$0M
SHY iShares 1-3 Year Treasury Bond$0M
IYH iShares U.S. Healthcare ETF$0M
HYG iShares iBoxx $ High Yield Cor$0M
SHM State Street SPDR Nuveen ICE S$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$193M79+17.82%+17.59%+0.23%+0.01B
2025-12-31$197M79+17.87%+17.72%+0.15%+0.02B
2025-09-30$176M76+19.74%+17.52%+2.22%-0.00B
2025-06-30$165M75+17.68%+14.94%+2.74%-0.00B
2025-03-31$151M76+10.88%+8.30%+2.58%+0.00B
2024-12-31$153M76+27.42%+24.89%+2.53%-0.02B
2024-09-30$170M81+36.47%+36.04%+0.43%-0.00B
2024-06-30$163M78+23.97%+24.49%-0.52%-0.02B
2024-03-31$171M89+26.99%+29.62%-2.64%-0.00B
2023-12-31$158M80+25.98%+26.18%-0.20%+0.01B
2023-09-30$136M75+16.55%+21.57%-5.01%-0.00B
2023-06-30$143M79+13.20%+19.42%-6.23%-0.01B
2023-03-31$145M87-16.02%-7.82%-8.20%-0.01B
2022-12-31$144M349-26.49%-18.17%-8.32%-0.01B
2022-09-30$149M342-20.66%-15.51%-5.15%-0.01B
2022-06-30$169M357-14.70%-10.62%-4.08%+0.02B