Stocks/Funds/CIK 1632078

Spectrum Asset Management, Inc. (NB/CA)

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1632078
Assets
$315M
+39.9% YoY
Holdings
107
Lifetime alpha vs market
+2.38% annual
Average hold time
4.3 yr
median 3.5 yr

Quarterly history

Cum return +251% vs S&P +187% · α +64% lifetimeAUM $315M · peak $340MFlow $-1M (-0%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-7.73%
trims when stocks drop
when a holding falls −10%+
Middle response
+0.45%
steady accumulation
Rally response
+0.44%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
WFCWells Fargo & Company$33M10.5%+13.3%5.0 yr
VUSBVanguard Ultra-Short Bon$23M7.4%0.8 yr
SCHVSchwab U.S. Large-Cap Va$14M4.6%6.0 yr
RSPInvesco S&P 500 Equal We$14M4.6%3.5 yr
IAUiShares Gold Trust$14M4.5%5.0 yr
DSEPFT Vest U.S. Equity Deep$11M3.6%1.8 yr
DMARFT Vest U.S. Equity Deep$11M3.3%2.3 yr
HECAHedgeye Capital Allocati$10M3.2%0.5 yr
XOMExxon Mobil Corporation$7M2.2%+47.6%10.5 yr
YMARFT Vest International Eq$7M2.2%0.3 yr
DFEBFT Vest U.S. Equity Deep$7M2.2%2.3 yr
CVXChevron Corporation$7M2.1%+29.2%10.5 yr
DMAYFT Vest U.S. Equity Deep$6M1.9%2.0 yr
GOOGAlphabet Inc.$5M1.7%+84.3%8.0 yr
DDECFT Vest U.S. Equity Deep$5M1.7%0.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management47.4%-6.4pp$149M
Banks - Diversified10.6%$33M
Asset Management - Bonds7.8%+7.1pp$25M
Oil & Gas Integrated4.3%-0.1pp$14M
Drug Manufacturers - General2.8%+0.7pp$9M
Aerospace & Defense2.6%+0.2pp$8M
Internet Content & Information2.3%+1.8pp$7M
Discount Stores2.1%-0.6pp$6M
Software - Infrastructure1.9%-1.9pp$6M
Medical - Devices1.9%-2.5pp$6M
Country
US96.3%+1.8pp
CH1.3%
IE1.0%-2.3pp
GB0.7%-1.1pp
CA0.3%
IL0.2%-0.1pp
NL0.1%
Unknown0.0%-0.0pp
Top 5: 31.5% · Top 10: 46.0% · Top 25: 69.6%

Winners

TickerPrev $PnLYoY %
LHX$3M+0.00B67.7%
XOM$5M+0.00B47.6%
WMT$5M+0.00B42.8%
CVX$5M+0.00B29.2%
SCHW$5M+0.00B21.5%

Losers

TickerPrev $PnLYoY %
MSFT$5M-0.00B-0.6%

Top buys this quarter · 15

WFC Wells Fargo & Company+$33M
FCX Freeport-McMoRan Inc.new+$3M
ILMN Illumina, Inc.+$3M
SOLS Solstice Advanced Materials In+$1M
GEV GE Vernova Inc.new+$1M
MRVL Marvell Technology, Inc.new+$1M
AMZN Amazon.com, Inc.+$0M
BWXT BWX Technologies, Inc.new+$0M
CVX Chevron Corporation+$0M
GE GE Aerospace+$0M

Top sells this quarter · 15

LNG Cheniere Energy, Inc.exit$3M
ABT Abbott Laboratoriesexit$2M
HON Honeywell International Inc.$1M
MSFT Microsoft Corporation$1M
CSCO Cisco Systems, Inc.$1M
WMT Walmart Inc.$5M
ESLT Elbit Systems Ltd.$0M
RMD ResMed Inc.exit$0M
GD General Dynamics Corporation$0M
QCOM QUALCOMM Incorporatedexit$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$315M107+20.78%+17.59%+3.19%-0.00B
2025-12-31$300M105+16.29%+17.72%-1.43%+0.02B
2025-09-30$284M108+18.43%+17.52%+0.91%+0.04B
2025-06-30$230M96+16.63%+14.94%+1.69%-0.01B
2025-03-31$225M84+8.12%+8.30%-0.18%-0.00B
2024-12-31$223M94+11.50%+24.89%-13.39%-0.02B
2024-09-30$236M94+17.83%+36.04%-18.21%+0.01B
2024-06-30$216M92+11.17%+24.49%-13.32%-0.02B
2024-03-31$233M98+15.99%+29.62%-13.63%-0.00B
2023-12-31$226M88+11.20%+26.18%-14.98%+0.02B
2023-09-30$190M89+17.41%+21.57%-4.16%-0.01B
2023-06-30$201M88+12.68%+19.42%-6.75%-0.01B
2023-03-31$202M86-7.12%-7.82%+0.70%-0.00B
2022-12-31$206M95-11.61%-18.17%+6.56%-0.01B
2022-09-30$195M88-12.73%-15.51%+2.78%+0.00B
2022-06-30$203M91-8.40%-10.62%+2.22%-0.02B