Stocks/Funds/CIK 1616659

HARBERT FUND ADVISORS, INC.

microcap filerlong-term holderconcentrated
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1616659
Assets
$3M
-96.5% YoY
Holdings
2
Lifetime alpha vs market
-6.10% annual
Average hold time
6.4 yr
median 6.4 yr

Quarterly history

Cum return +18% vs S&P +52% · α -34% lifetimeAUM $3M · peak $215MFlow $-0M (-8%)2018-122020-032021-062022-092023-122025-032026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-9.54%
trims when stocks drop
when a holding falls −10%+
Middle response
-1.88%
baseline attrition
Rally response
-15.49%
trims into rallies
when a holding rises +10%+

Top positions · 2

Ticker$ value% portYoYHold time
INVEIdentiv, Inc.$3M89.9%+16.0%5.8 yr
TACTTransAct Technologies In$0M10.1%-10.6%7.0 yr

Portfolio composition (YoY)

Industry mix
Computer Hardware100.0%+94.4pp$3M
Country
US100.0%+13.3pp
Top 5: 100.0% · Top 10: 100.0% · Top 25: 100.0%

Winners

TickerPrev $PnLYoY %
INVE$3M+0.00B16.0%
TACT$2M-0.00B-10.6%

Losers

TickerPrev $PnLYoY %
TACT$2M-0.00B-10.6%

Top buys this quarter · 0

No buys this quarter

Top sells this quarter · 2

INVE Identiv, Inc.$0M
TACT TransAct Technologies Incorpor$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$3M2+26.07%+17.59%+8.48%-0.00B
2025-12-31$3M2+23.96%+17.72%+6.24%-0.01B
2025-09-30$15M12+27.92%+17.52%+10.41%-0.02B
2025-06-30$33M20+10.01%+14.94%-4.93%-0.06B
2025-03-31$86M54-6.36%+8.30%-14.67%-0.02B
2024-12-31$115M58+6.65%+24.89%-18.24%-0.02B
2024-09-30$124M75+11.01%+36.04%-25.03%-0.00B
2024-06-30$124M89-0.96%+24.49%-25.45%-0.01B
2024-03-31$145M81+21.34%+29.62%-8.28%-0.01B
2023-12-31$146M70+18.29%+26.18%-7.89%-0.01B
2023-09-30$140M45+9.94%+21.57%-11.63%-0.00B
2023-06-30$156M42+22.94%+19.42%+3.52%-0.00B
2023-03-31$140M44-17.40%-7.82%-9.58%+0.02B
2022-12-31$116M45+3.57%+7.56%-3.99%-0.01B
2022-09-30$125M42+1.03%-4.93%+5.96%-0.00B
2022-06-30$129M40-23.43%-16.11%-7.32%-0.02B