Stocks/Funds/CIK 1607239

Moors & Cabot, Inc.

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1607239
Assets
$2.33B
+18.4% YoY
Holdings
916
Lifetime alpha vs market
-0.16% annual
Average hold time
5.5 yr
median 5.3 yr

Quarterly history

Cum return +266% vs S&P +272% · α -6% lifetimeAUM $2.3B · peak $2.3BFlow $-30M (-1%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-1.97%
trims when stocks drop
when a holding falls −10%+
Middle response
+1.49%
steady accumulation
Rally response
-1.28%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
AAPLApple Inc.$109M4.7%+14.7%10.5 yr
NVDANVIDIA Corporation$97M4.1%+60.9%9.8 yr
TPLTexas Pacific Land Corpo$81M3.5%+8.1%5.3 yr
MSFTMicrosoft Corporation$75M3.2%-0.6%10.5 yr
AMZNAmazon.com, Inc.$48M2.1%+9.5%10.5 yr
GOOGLAlphabet Inc.$42M1.8%10.5 yr
JPMJPMorgan Chase & Co.$37M1.6%+21.8%10.5 yr
WMTWalmart Inc.$33M1.4%+42.8%10.5 yr
XOMExxon Mobil Corporation$32M1.4%+47.6%10.5 yr
AVGOBroadcom Inc.$30M1.3%+86.0%8.0 yr
JNJJohnson & Johnson$29M1.3%+51.5%10.5 yr
VVisa Inc.$23M1.0%-13.1%10.5 yr
TJXThe TJX Companies, Inc.$23M1.0%+32.7%10.5 yr
METAMeta Platforms, Inc.$22M0.9%-0.4%10.5 yr
LLYEli Lilly and Company$21M0.9%+12.2%10.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management15.8%+2.3pp$369M
Semiconductors8.1%+2.1pp$190M
Consumer Electronics4.7%-0.4pp$109M
Oil & Gas Exploration & Production4.6%-0.4pp$108M
Drug Manufacturers - General4.6%-0.1pp$107M
Software - Infrastructure4.6%-0.7pp$107M
Internet Content & Information3.6%+0.8pp$84M
Oil & Gas Midstream3.6%-0.2pp$84M
Oil & Gas Integrated2.6%+0.1pp$61M
Specialty Retail2.5%-0.0pp$58M
Country
US92.6%-0.1pp
CA1.6%-0.1pp
IE1.5%-0.1pp
GB1.2%-0.1pp
Unknown0.9%-0.0pp
TW0.6%+0.3pp
CH0.5%+0.0pp
NL0.2%+0.1pp
Top 5: 17.5% · Top 10: 25.0% · Top 25: 37.8%

Winners

TickerPrev $PnLYoY %
NVDA$67M+0.04B60.9%
AVGO$22M+0.02B86.0%
AAPL$99M+0.01B14.7%
XOM$23M+0.01B47.6%
JNJ$20M+0.01B51.5%

Losers

TickerPrev $PnLYoY %
V$25M-0.00B-13.1%
PG$24M-0.00B-12.9%
MSFT$79M-0.00B-0.6%
LB$12M-0.00B-3.4%
META$20M-0.00B-0.4%

Top buys this quarter · 15

ANET Arista Networks, Inc.+$7M
PNC The PNC Financial Services Gro+$5M
WBI WaterBridge Infrastructure LLC+$4M
SNDK Sandisk Corporationnew+$2M
V Visa Inc.+$23M
MGPI MGP Ingredients, Inc.new+$2M
QXO QXO, Inc.+$2M
AZN AstraZeneca PLCnew+$1M
LB LandBridge Company LLC+$1M
NFLX Netflix, Inc.+$1M

Top sells this quarter · 15

GEOS Geospace Technologies Corporat$5M
PG The Procter & Gamble Company$4M
CVS CVS Health Corporation$3M
NVDA NVIDIA Corporation$3M
WPM Wheaton Precious Metals Corp.$3M
AVGO Broadcom Inc.$2M
NMM Navios Maritime Partners L.P.$2M
FNF Fidelity National Financial, I$2M
NTR Nutrien Ltd.$2M
AAPL Apple Inc.$1M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$2.33B916+22.34%+17.59%+4.75%-0.03B
2025-12-31$2.33B904+18.03%+17.72%+0.31%+0.01B
2025-09-30$2.29B890+19.58%+17.52%+2.06%-0.04B
2025-06-30$2.15B868+18.12%+14.94%+3.18%-0.01B
2025-03-31$1.97B859+8.99%+8.30%+0.69%-0.08B
2024-12-31$2.10B876+20.49%+24.89%-4.39%+0.04B
2024-09-30$2.01B870+29.33%+36.04%-6.71%+0.00B
2024-06-30$1.88B841+17.17%+24.49%-7.32%+0.01B
2024-03-31$1.84B885+22.04%+29.62%-7.58%+0.11B
2023-12-31$1.60B821+17.32%+26.18%-8.86%-0.02B
2023-09-30$1.47B815+16.04%+21.57%-5.52%+0.01B
2023-06-30$1.51B818+13.46%+19.42%-5.97%-0.03B
2023-03-31$1.45B840-8.05%-7.82%-0.23%-0.07B
2022-12-31$1.47B939-15.53%-18.17%+2.65%+0.04B
2022-09-30$1.31B809-13.98%-15.51%+1.52%-0.01B
2022-06-30$1.39B791-8.84%-10.62%+1.78%-0.00B