Stocks/Funds/CIK 1602476

Lumbard & Kellner, LLC

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1602476
Assets
$289M
+27.2% YoY
Holdings
99
Lifetime alpha vs market
+1.30% annual
Average hold time
4.1 yr
median 2.5 yr

Quarterly history

Cum return +208% vs S&P +177% · α +31% lifetimeAUM $289M · peak $289MFlow $-17M (-6%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-2.00%
trims when stocks drop
when a holding falls −10%+
Middle response
-0.52%
baseline attrition
Rally response
-2.91%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
PBRPetróleo Brasileiro S.A$15M5.1%+54.2%4.3 yr
GOOGAlphabet Inc.$14M4.9%+84.3%10.3 yr
BILState Street SPDR Bloomb$12M4.2%3.8 yr
HBMHudbay Minerals Inc.$11M3.8%+175.7%4.8 yr
SPMDState Street SPDR Portfo$10M3.5%1.5 yr
GSThe Goldman Sachs Group,$10M3.5%+58.1%10.5 yr
RSPInvesco S&P 500 Equal We$10M3.4%5.5 yr
FRDMFreedom 100 Emerging Mar$8M2.9%2.3 yr
KMIKinder Morgan, Inc.$8M2.9%+22.6%6.0 yr
CSCOCisco Systems, Inc.$8M2.8%+28.1%5.3 yr
ENSEnerSys$8M2.7%+91.3%1.0 yr
VYMIVanguard International H$8M2.6%3.3 yr
METMetLife, Inc.$8M2.6%-9.3%10.5 yr
MTRNMaterion Corporation$7M2.6%+78.2%1.0 yr
KTOSKratos Defense & Securit$7M2.6%+137.5%1.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management34.0%+3.0pp$98M
Aerospace & Defense7.4%+1.8pp$21M
Oil & Gas Integrated5.5%+1.8pp$16M
Internet Content & Information4.9%+1.7pp$14M
Copper3.8%+2.0pp$11M
Financial - Capital Markets3.5%+0.5pp$10M
Oil & Gas Midstream3.4%-0.0pp$10M
Electrical Equipment & Parts3.2%+0.2pp$9M
Communication Equipment3.0%-1.4pp$9M
Biotechnology2.8%$8M
Country
US89.6%-3.1pp
BR5.1%+1.8pp
CA4.1%+2.3pp
IE0.6%
MC0.5%+0.2pp
TW0.1%
Unknown0.1%-0.6pp
Top 5: 21.4% · Top 10: 37.0% · Top 25: 69.8%

Winners

TickerPrev $PnLYoY %
HBM$4M+0.01B175.7%
GOOG$7M+0.01B84.3%
KTOS$3M+0.00B137.5%
GS$7M+0.00B58.1%
PBR$7M+0.00B54.2%

Losers

TickerPrev $PnLYoY %
MET$9M-0.00B-9.3%
MSFT$4M-0.00B-0.6%

Top buys this quarter · 15

ALKS Alkermes plcnew+$2M
DNLI Denali Therapeutics Inc.new+$2M
AMZN Amazon.com, Inc.+$1M
GOOG Alphabet Inc.+$14M
APH Amphenol Corporation+$0M
AMSC American Superconductor Corpor+$0M
SBC SBC Medical Group Holdings Incnew+$0M
KTOS Kratos Defense & Security Solu+$7M
UTI Universal Technical Institute,+$0M
NOC Northrop Grumman Corporation+$0M

Top sells this quarter · 15

GPRE Green Plains Inc.$7M
AMD Advanced Micro Devices, Inc.exit$5M
SNOW Snowflake Inc.exit$3M
PRU Prudential Financial, Inc.exit$3M
PATH UiPath Inc.exit$2M
BE Bloom Energy Corporation$2M
GM General Motors Companyexit$0M
ORCL Oracle Corporation$0M
HBM Hudbay Minerals Inc.$10M
PBR Petróleo Brasileiro S.A. - Pe$8M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$289M99+71.54%+17.59%+53.95%-0.02B
2025-12-31$286M100+47.29%+17.72%+29.57%-0.00B
2025-09-30$272M97+44.66%+17.52%+27.14%-0.03B
2025-06-30$229M88+17.18%+14.94%+2.24%-0.04B
2025-03-31$227M82+1.76%+8.30%-6.54%+0.01B
2024-12-31$233M79+17.94%+24.89%-6.94%-0.00B
2024-09-30$227M79+22.99%+36.04%-13.05%+0.00B
2024-06-30$212M74+21.07%+24.49%-3.42%+0.00B
2024-03-31$206M70+23.11%+29.62%-6.52%+0.02B
2023-12-31$173M61+17.33%+26.18%-8.84%+0.01B
2023-09-30$151M56+21.15%+21.57%-0.42%-0.03B
2023-06-30$170M62+8.99%+19.42%-10.44%-0.01B
2023-03-31$170M69-5.92%-7.82%+1.90%-0.01B
2022-12-31$175M68-11.47%-18.17%+6.70%-0.01B
2022-09-30$170M66-11.62%-15.51%+3.89%+0.01B
2022-06-30$174M65-5.09%-10.62%+5.53%-0.04B