Stocks/Funds/CIK 1600151

Arete Wealth Advisors, LLC

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1600151
Assets
$1.46B
+12.6% YoY
Holdings
350
Lifetime alpha vs market
-0.79% annual
Average hold time
4.5 yr
median 3.8 yr

Quarterly history

Cum return +243% vs S&P +272% · α -29% lifetimeAUM $1.5B · peak $1.6BFlow $-143M (-9%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+1.47%
adds when stocks drop
when a holding falls −10%+
Middle response
-2.93%
baseline attrition
Rally response
-0.47%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
BINCiShares Flexible Income $46M3.1%2.3 yr
DISThe Walt Disney Company$44M3.0%-1.3%10.5 yr
SFBSServisFirst Bancshares, $44M3.0%-10.7%2.3 yr
RSPInvesco S&P 500 Equal We$39M2.7%8.0 yr
AAPLApple Inc.$38M2.6%+14.7%10.0 yr
FBNDFidelity Total Bond ETF$36M2.5%8.5 yr
SPABState Street SPDR Portfo$35M2.4%8.3 yr
NVDANVIDIA Corporation$34M2.3%+60.9%8.8 yr
PVALPutnam Focused Large Cap$33M2.2%2.3 yr
SPLGSPDR Portfolio S&P 500 E$27M1.8%7.8 yr
VUGVanguard Growth ETF$25M1.7%9.5 yr
EFViShares MSCI EAFE Value $23M1.6%8.5 yr
GLDSPDR Gold Shares$23M1.5%9.3 yr
JNJJohnson & Johnson$20M1.3%+51.5%10.5 yr
SPYState Street SPDR S&P 50$19M1.3%+17.6%10.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management48.4%+2.5pp$705M
Asset Management - Bonds8.1%-2.0pp$118M
Banks - Regional4.1%+3.9pp$59M
Semiconductors3.8%+0.3pp$55M
Entertainment3.2%+0.7pp$47M
Unknown3.2%+0.8pp$47M
Consumer Electronics2.6%-0.3pp$38M
Drug Manufacturers - General2.5%+0.5pp$36M
Internet Content & Information2.1%+0.1pp$30M
Software - Infrastructure1.7%-0.4pp$25M
Country
US95.9%-0.1pp
Unknown3.2%+0.8pp
TW0.3%+0.1pp
IE0.2%-0.1pp
CA0.2%-0.3pp
FI0.1%
CN0.0%-0.1pp
AU0.0%-0.0pp
Top 5: 14.5% · Top 10: 25.8% · Top 25: 43.2%

Winners

TickerPrev $PnLYoY %
NVDA$27M+0.02B60.9%
AVGO$6M+0.01B86.0%
AAPL$38M+0.01B14.7%
XOM$8M+0.00B47.6%
SPY$16M+0.00B17.6%

Losers

TickerPrev $PnLYoY %
DIS$33M-0.00B-1.3%
MSFT$19M-0.00B-0.6%
SFBS$0M-0.00B-10.7%

Top buys this quarter · 15

FHN First Horizon Corporationnew+$43M
SFBS ServisFirst Bancshares, Inc.+$33M
ADSK Autodesk, Inc.+$8M
MSI Motorola Solutions, Inc.new+$6M
AWI Armstrong World Industries, Innew+$6M
GDEN Golden Entertainment, Inc.new+$5M
IBRX ImmunityBio, Inc.new+$5M
HOLX Hologic, Inc.new+$4M
MTZ MasTec, Inc.new+$4M
OKE ONEOK, Inc.+$3M

Top sells this quarter · 15

MU Micron Technology, Inc.exit$6M
CASY Casey's General Stores, Inc.exit$6M
GS The Goldman Sachs Group, Inc.exit$6M
LLY Eli Lilly and Companyexit$5M
CAT Caterpillar Inc.exit$5M
GD General Dynamics Corporationexit$4M
COST Costco Wholesale Corporationexit$3M
LMT Lockheed Martin Corporationexit$3M
MAR Marriott International, Inc.exit$3M
AXP American Express Companyexit$3M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$1.46B350+23.34%+17.59%+5.75%-0.14B
2025-12-31$1.63B754+20.05%+17.72%+2.33%+0.02B
2025-09-30$1.59B757+23.55%+17.52%+6.04%+0.10B
2025-06-30$1.37B710+23.20%+14.94%+8.26%-0.10B
2025-03-31$1.29B707+7.99%+8.30%-0.31%-0.02B
2024-12-31$1.38B737+22.00%+24.89%-2.88%+0.16B
2024-09-30$1.16B696+29.38%+36.04%-6.65%-0.15B
2024-06-30$1.21B721+17.93%+24.49%-6.56%+0.14B
2024-03-31$1.07B372+23.11%+29.62%-6.51%-0.33B
2023-12-31$1.31B736+19.24%+26.18%-6.94%+0.67B
2023-09-30$575M503+12.40%+21.57%-9.17%-0.54B
2023-06-30$1.13B661+2.92%+19.42%-16.51%-0.12B
2023-03-31$1.20B638-14.46%-7.82%-6.64%+0.08B
2022-12-31$1.07B579-21.73%-18.17%-3.55%+0.01B
2022-09-30$1.02B575-17.13%-15.51%-1.62%+0.19B
2022-06-30$913M441-7.87%-10.62%+2.75%-0.12B