Stocks/Funds/CIK 1586052

Focused Wealth Management, Inc

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1586052
Assets
$943M
+28.3% YoY
Holdings
199
Lifetime alpha vs market
-7.00% annual
Average hold time
7.0 yr
median 8.3 yr

Quarterly history

Cum return +77% vs S&P +272% · α -195% lifetimeAUM $943M · peak $943MFlow $51M (+6%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-2.79%
trims when stocks drop
when a holding falls −10%+
Middle response
-1.59%
baseline attrition
Rally response
+4.09%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
SPYGState Street SPDR Portfo$147M15.6%8.3 yr
VTVVanguard Value ETF$137M14.5%10.5 yr
QQQInvesco QQQ Trust, Serie$107M11.4%8.0 yr
VCITVanguard Intermediate-Te$48M5.1%10.5 yr
VYMVanguard High Dividend Y$32M3.3%10.5 yr
VWOVanguard FTSE Emerging M$31M3.3%10.5 yr
AAPLApple Inc.$29M3.1%+14.7%9.5 yr
VIGIVanguard International D$21M2.2%3.0 yr
SGOViShares 0-3 Month Treasu$19M2.0%2.8 yr
VBVanguard Small-Cap ETF$15M1.6%10.5 yr
NVDANVIDIA Corporation$15M1.6%+60.9%10.5 yr
XLFState Street Financial S$15M1.6%10.5 yr
BNDVanguard Total Bond Mark$15M1.5%10.5 yr
GOOGLAlphabet Inc.$14M1.5%8.0 yr
RSPInvesco S&P 500 Equal We$14M1.5%8.0 yr

Portfolio composition (YoY)

Industry mix
Asset Management65.3%+0.7pp$616M
Asset Management - Bonds10.5%-3.3pp$99M
Consumer Electronics3.1%-0.1pp$29M
Internet Content & Information2.6%+0.7pp$24M
Semiconductors2.3%+1.4pp$22M
Banks - Diversified1.8%+0.1pp$17M
Asset Management - Income1.3%-0.7pp$12M
Software - Infrastructure1.3%+0.4pp$12M
Specialty Retail1.2%+0.2pp$11M
Auto - Manufacturers1.1%+0.2pp$10M
Country
US99.3%-0.1pp
IE0.4%+0.2pp
ES0.1%
CA0.1%-0.0pp
GB0.1%
SG0.0%
TW0.0%
CN0.0%-0.0pp
Top 5: 49.9% · Top 10: 62.1% · Top 25: 80.5%

Winners

TickerPrev $PnLYoY %
AAPL$24M+0.00B14.7%
CAT$3M+0.00B117.8%
TSLA$6M+0.00B43.4%
NVDA$4M+0.00B60.9%
C$3M+0.00B63.9%

Losers

TickerPrev $PnLYoY %
BX$7M-0.00B-14.9%
MSFT$4M-0.00B-0.6%
META$6M-0.00B-0.4%

Top buys this quarter · 15

NVDA NVIDIA Corporation+$6M
MSFT Microsoft Corporation+$3M
AMZN Amazon.com, Inc.+$2M
AAPL Apple Inc.+$29M
GBDC Golub Capital BDC, Inc.+$2M
CEG Constellation Energy Corporati+$1M
JPM JPMorgan Chase & Co.+$1M
META Meta Platforms, Inc.+$1M
COST Costco Wholesale Corporation+$1M
PRTA Prothena Corporation plc+$1M

Top sells this quarter · 15

INTC Intel Corporation$1M
T AT&T Inc.$1M
CAT Caterpillar Inc.$5M
SNDK Sandisk Corporationexit$0M
STWD Starwood Property Trust, Inc.$0M
VZ Verizon Communications Inc.$0M
WPC W. P. Carey Inc.exit$0M
FSLY Fastly, Inc.$0M
BAC Bank of America Corporation$0M
MAIN Main Street Capital Corporatioexit$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$943M199+23.09%+17.59%+5.49%+0.05B
2025-12-31$927M189+19.77%+17.72%+2.06%-0.01B
2025-09-30$912M182+24.96%+17.52%+7.44%+0.01B
2025-06-30$809M180+20.95%+14.94%+6.00%-0.01B
2025-03-31$735M179+13.17%+8.30%+4.87%+0.04B
2024-12-31$741M170+26.58%+24.89%+1.69%-0.03B
2024-09-30$725M186+32.39%+36.04%-3.65%-0.01B
2024-06-30$679M182+14.11%+24.49%-10.38%+0.01B
2024-03-31$640M176+20.14%+29.62%-9.49%+0.00B
2023-12-31$608M990+21.95%+26.18%-4.22%-0.02B
2023-09-30$566M989-15.28%+21.57%-36.85%+0.05B
2023-06-30$555M994-23.58%+19.42%-43.01%+0.01B
2023-03-31$494M1005-56.78%-7.82%-48.97%-0.03B
2022-12-31$491M1033-61.20%-18.17%-43.03%+0.12B
2022-09-30$476M891-44.40%-15.51%-28.89%+0.01B
2022-06-30$549M862-33.69%-10.62%-23.07%+0.16B