Stocks/Funds/CIK 1559789

Regal Investment Advisors LLC

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1559789
Assets
$1.72B
+40.1% YoY
Holdings
648
Lifetime alpha vs market
-1.19% annual
Average hold time
4.4 yr
median 3.8 yr

Quarterly history

Cum return +229% vs S&P +272% · α -43% lifetimeAUM $1.7B · peak $1.7BFlow $44M (+3%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+2.84%
adds when stocks drop
when a holding falls −10%+
Middle response
-0.76%
baseline attrition
Rally response
-0.71%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
IVViShares Core S&P 500 ETF$88M5.1%10.5 yr
AAPLApple Inc.$32M1.9%+14.7%9.5 yr
QQQInvesco QQQ Trust, Serie$32M1.8%7.0 yr
SPYState Street SPDR S&P 50$30M1.8%+17.6%9.8 yr
SCHDSchwab U.S. Dividend Equ$28M1.6%10.5 yr
LQDiShares iBoxx $ Investme$27M1.6%10.5 yr
FTCSFirst Trust Capital Stre$25M1.5%9.3 yr
NVDANVIDIA Corporation$23M1.3%+60.9%9.0 yr
VUGVanguard Growth ETF$23M1.3%10.5 yr
IUSBiShares Core Universal U$23M1.3%5.0 yr
MSFTMicrosoft Corporation$22M1.3%-0.6%9.8 yr
VEAVanguard FTSE Developed $20M1.2%10.5 yr
IVEiShares S&P 500 Value ET$20M1.2%9.8 yr
IVWiShares S&P 500 Growth E$19M1.1%9.8 yr
IEMGiShares Core MSCI Emergi$18M1.0%6.0 yr

Portfolio composition (YoY)

Industry mix
Asset Management58.6%+0.7pp$1.01B
Asset Management - Bonds6.3%-1.0pp$108M
Drug Manufacturers - General3.3%+0.1pp$58M
Semiconductors2.5%+0.4pp$43M
Consumer Electronics1.9%-0.4pp$32M
Software - Infrastructure1.5%-0.3pp$27M
Asset Management - Income1.4%+0.4pp$25M
Oil & Gas Integrated1.4%+0.5pp$24M
Regulated Electric1.4%+0.3pp$24M
Telecommunications Services1.3%-0.1pp$23M
Country
US97.2%-0.8pp
Unknown1.0%+0.4pp
IE0.7%-0.3pp
CA0.4%+0.3pp
TW0.2%
GB0.2%+0.1pp
CH0.1%+0.1pp
JP0.1%-0.0pp
Top 5: 12.3% · Top 10: 19.3% · Top 25: 33.7%

Winners

TickerPrev $PnLYoY %
NVDA$15M+0.01B60.9%
JNJ$12M+0.01B51.5%
SPY$26M+0.00B17.6%
AAPL$28M+0.00B14.7%
CVX$8M+0.00B29.2%

Losers

TickerPrev $PnLYoY %
MSFT$18M-0.00B-0.6%

Top buys this quarter · 15

ZM Zoom Communications, Inc.new+$2M
MSFT Microsoft Corporation+$22M
XOM Exxon Mobil Corporation+$1M
COST Costco Wholesale Corporation+$1M
BF-B Brown-Forman Corporation+$1M
CEG Constellation Energy Corporati+$1M
FDS FactSet Research Systems Inc.+$1M
VZ Verizon Communications Inc.+$1M
CVX Chevron Corporation+$1M
V Visa Inc.+$1M

Top sells this quarter · 15

MCK McKesson Corporation$11M
MU Micron Technology, Inc.$4M
MAR Marriott International, Inc.$1M
SPY State Street SPDR S&P 500 ETF $1M
FANG Diamondback Energy, Inc.$4M
GTLS Chart Industries, Inc.exit$1M
AMT American Tower Corporation$1M
CPRT Copart, Inc.exit$1M
UNH UnitedHealth Group Incorporate$1M
JNJ Johnson & Johnson$15M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$1.72B648+18.66%+17.59%+1.07%+0.04B
2025-12-31$1.66B579+16.40%+17.72%-1.32%+0.09B
2025-09-30$1.53B511+13.23%+17.52%-4.29%+0.09B
2025-06-30$1.32B475+13.12%+14.94%-1.82%+0.03B
2025-03-31$1.23B453+7.07%+8.30%-1.23%-0.08B
2024-12-31$1.32B460+11.83%+24.89%-13.05%-0.09B
2024-09-30$1.42B495+19.98%+36.04%-16.05%-0.21B
2024-06-30$1.50B565+11.80%+24.49%-12.69%+0.05B
2024-03-31$1.45B575+20.03%+29.62%-9.60%+0.10B
2023-12-31$1.31B537+20.71%+26.18%-5.46%+0.09B
2023-09-30$1.15B490+23.10%+21.57%+1.54%-0.04B
2023-06-30$1.18B499+12.70%+19.42%-6.73%-0.02B
2023-03-31$1.11B502-9.31%-7.82%-1.50%+0.05B
2022-12-31$1.02B474-16.77%-18.17%+1.40%+0.01B
2022-09-30$926M460-15.37%-15.51%+0.14%+0.05B
2022-06-30$952M480-7.89%-10.62%+2.73%+0.02B