Stocks/Funds/CIK 1536261

Capricorn Investment Group LLC

long-term holderconcentrated
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1536261
Assets
$602M
+30.0% YoY
Holdings
7
Lifetime alpha vs market
-8.15% annual
Average hold time
3.2 yr
median 4.5 yr

Quarterly history

Cum return +8% vs S&P +52% · α -44% lifetimeAUM $602M · peak $1.2BFlow $-89M (-11%)2021-122022-092023-062024-032024-122025-092026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-1.65%
trims when stocks drop
when a holding falls −10%+
Middle response
-1.43%
baseline attrition
Rally response
-2.90%
trims into rallies
when a holding rises +10%+

Top positions · 7

Ticker$ value% portYoYHold time
JOBYJoby Aviation, Inc.$245M40.7%+37.2%4.5 yr
PLPlanet Labs PBC$125M20.8%+726.9%4.5 yr
QSQuantumScape Corporation$79M13.1%+53.4%4.5 yr
NVTSNavitas Semiconductor Co$71M11.8%+327.8%4.5 yr
OTFBlue Owl Technology Fina$70M11.6%0.5 yr
HTFLHeartflow, Inc. Common S$6M1.1%0.5 yr
$5M0.9%3.3 yr

Portfolio composition (YoY)

Industry mix
Airlines, Airports & Air Services40.7%-22.0pp$245M
Aerospace & Defense20.8%+15.5pp$125M
Auto - Parts13.1%-0.6pp$79M
Semiconductors11.8%+6.7pp$71M
Asset Management11.6%$70M
Medical - Healthcare Information Services1.1%$6M
Unknown0.9%-0.6pp$5M
Country
US87.3%-6.1pp
IE11.8%+6.7pp
Unknown0.9%-0.6pp
Top 5: 98.0% · Top 10: 100.0% · Top 25: 100.0%

Winners

TickerPrev $PnLYoY %
PL$25M+0.18B726.9%
JOBY$290M+0.09B37.2%
NVTS$24M+0.06B327.8%
QS$63M+0.03B53.4%

Losers

TickerPrev $PnLYoY %

Top buys this quarter · 1

OTF Blue Owl Technology Finance Co+$70M

Top sells this quarter · 2

PL Planet Labs PBC$50M
HTFL Heartflow, Inc. Common Stock$34M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$602M7+108.27%+17.59%+90.68%-0.09B
2025-12-31$826M7+83.60%+17.72%+65.88%+0.05B
2025-09-30$840M5+186.06%+17.52%+168.54%-0.12B
2025-06-30$610M5+86.43%+14.94%+71.49%-0.18B
2025-03-31$463M7-1.44%+8.30%-9.74%+0.07B
2024-12-31$533M7+6.65%+24.89%-18.23%-0.05B
2024-09-30$406M8-22.41%+36.04%-58.45%+0.00B
2024-06-30$391M8-47.17%+24.49%-71.66%+0.00B
2024-03-31$430M8-5.37%+29.62%-35.00%+0.01B
2023-12-31$533M8+66.98%+26.18%+40.80%-0.00B
2023-09-30$511M8+13.46%+21.57%-8.10%+0.02B
2023-06-30$707M9+59.28%+19.42%+39.85%-0.05B
2023-03-31$465M9-44.24%-7.82%-36.42%+0.01B
2022-12-31$325M8-29.05%+7.56%-36.61%+0.01B
2022-09-30$445M8-1.67%-4.93%+3.26%-0.00B
2022-06-30$454M14-43.18%-16.11%-27.07%-0.03B