Stocks/Funds/CIK 1534450

Ground Swell Capital, LLC

microcap filer
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1534450
Assets
$51M
+15.5% YoY
Holdings
122
Lifetime alpha vs market
+5.84% annual
Average hold time
0.5 yr
median 0.3 yr

Quarterly history

Cum return +91% vs S&P +52% · α +39% lifetimeAUM $51M · peak $103MFlow $1M (+2%)2020-122021-122022-122023-122024-122025-122026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-6.03%
trims when stocks drop
when a holding falls −10%+
Middle response
-5.29%
baseline attrition
Rally response
-27.04%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
VOOVanguard S&P 500 ETF$18M35.1%0.5 yr
QQQInvesco QQQ Trust, Serie$2M3.5%1.0 yr
PPHVanEck Pharmaceutical ET$2M3.2%0.3 yr
NVDANVIDIA Corporation$2M3.1%+60.9%2.0 yr
AAPLApple Inc.$2M3.0%+14.7%3.3 yr
SOXXiShares Semiconductor ET$1M2.1%0.3 yr
DUOLDuolingo, Inc.$1M1.9%-68.3%0.3 yr
DIAState Street SPDR Dow Jo$1M1.9%0.8 yr
TLTiShares 20+ Year Treasur$1M1.7%4.0 yr
EVRGEvergy, Inc.$1M1.6%+23.3%0.3 yr
CHTRCharter Communications, $1M1.6%-41.4%0.5 yr
MDYState Street SPDR S&P MI$1M1.5%0.8 yr
METAMeta Platforms, Inc.$1M1.4%-0.4%1.5 yr
ISRGIntuitive Surgical, Inc.$1M1.4%-6.9%0.8 yr
SNDKSandisk Corporation$1M1.4%+1234.5%0.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management52.1%+31.2pp$26M
Semiconductors9.3%-10.0pp$5M
Biotechnology5.0%+4.5pp$3M
Unknown4.0%+1.0pp$2M
Consumer Electronics3.0%$2M
Software - Application2.6%+0.6pp$1M
Asset Management - Bonds2.1%-2.6pp$1M
Telecommunications Services2.0%$1M
Medical - Devices1.9%+1.3pp$1M
Medical - Diagnostics & Research1.8%+0.5pp$1M
Country
US91.7%+6.2pp
Unknown4.0%+1.0pp
IE1.6%+1.0pp
IL1.2%
CN0.6%-0.2pp
DE0.5%
CA0.3%-0.5pp
CH0.2%
Top 5: 47.9% · Top 10: 57.1% · Top 25: 74.9%

Winners

TickerPrev $PnLYoY %
AMD$0M+0.00B98.0%
NVDA$1M+0.00B60.9%
ENTG$0M+0.00B34.6%

Losers

TickerPrev $PnLYoY %

Top buys this quarter · 15

AAPL Apple Inc.+$1M
DUOL Duolingo, Inc.new+$1M
EVRG Evergy, Inc.new+$1M
CHTR Charter Communications, Inc.+$1M
NVDA NVIDIA Corporation+$1M
IONS Ionis Pharmaceuticals, Inc.new+$1M
NVMI Nova Ltd.new+$1M
META Meta Platforms, Inc.+$0M
ISRG Intuitive Surgical, Inc.+$0M
MAZE Maze Therapeutics, Inc.new+$0M

Top sells this quarter · 15

SNDK Sandisk Corporation$0M
PNFP Pinnacle Financial Partners, Iexit$1M
NXPI NXP Semiconductors N.V.exit$1M
CME CME Group Inc.$1M
PEP PepsiCo, Inc.exit$1M
GOOG Alphabet Inc.exit$0M
ROKU Roku, Inc.exit$0M
AMZN Amazon.com, Inc.exit$0M
ICLR ICON Public Limited Company$0M
HON Honeywell International Inc.exit$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$51M122+35.79%+17.59%+18.20%+0.00B
2025-12-31$49M87+33.18%+17.72%+15.46%+0.00B
2025-09-30$45M130+37.39%+17.52%+19.87%-0.02B
2025-06-30$61M140+33.75%+14.94%+18.81%+0.01B
2025-03-31$44M154+6.29%+8.30%-2.01%-0.00B
2024-12-31$46M142+30.41%+24.89%+5.52%-0.03B
2024-09-30$70M145+41.59%+36.04%+5.56%-0.04B
2024-06-30$103M169+33.36%+24.49%+8.87%+0.01B
2024-03-31$95M70+51.57%+29.62%+21.95%+0.06B
2023-12-31$27M68+35.74%+26.18%+9.57%-0.04B
2023-09-30$59M75+18.71%+21.57%-2.86%+0.02B
2023-06-30$41M57+6.87%+19.42%-12.55%-0.02B
2023-03-31$60M55-12.71%-7.82%-4.89%+0.03B
2022-12-31$23M77+2.56%+7.56%-5.00%-0.01B
2022-09-30$35M95-10.67%-4.93%-5.74%-0.01B
2022-06-30$54M138-13.26%-16.11%+2.85%+0.02B