Stocks/Funds/CIK 1511794

Shaker Financial Services, LLC

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1511794
Assets
$287M
+11.7% YoY
Holdings
145
Lifetime alpha vs market
+0.04% annual
Average hold time
5.9 yr
median 6.0 yr

Quarterly history

Cum return +142% vs S&P +141% · α +1% lifetimeAUM $287M · peak $315MFlow $-21M (-7%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-1.33%
trims when stocks drop
when a holding falls −10%+
Middle response
-8.48%
baseline attrition
Rally response
-16.61%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
CSQCalamos Strategic Total $10M3.7%8.0 yr
JCENuveen Core Equity Alpha$9M3.2%9.3 yr
ASGLiberty All-Star Growth $9M3.0%7.3 yr
ETGEaton Vance Tax-Advantag$8M2.8%9.8 yr
FFAFirst Trust Enhanced Equ$7M2.4%9.0 yr
ETBEaton Vance Tax-Managed $7M2.4%4.0 yr
SPXXNuveen S&P 500 Dynamic O$7M2.3%6.8 yr
EOSEaton Vance Enhanced Equ$6M2.0%5.0 yr
USALiberty All-Star Equity $5M1.8%7.8 yr
SPESpecial Opportunities Fu$5M1.8%9.8 yr
ETYEaton Vance Tax-Managed $5M1.8%4.8 yr
EEAThe European Equity Fund$5M1.8%10.5 yr
STEWSRH Total Return Fund, I$5M1.7%10.5 yr
SABASaba Capital Income & Op$5M1.7%1.8 yr
RMTRoyce Micro-Cap Trust, I$4M1.6%10.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management45.1%-2.0pp$129M
Asset Management - Income42.9%-0.9pp$123M
Asset Management - Global9.3%+3.8pp$27M
Unknown2.5%-0.5pp$7M
Asset Management - Leveraged0.3%-0.5pp$1M
Asset Management - Bonds0.1%$0M
Country
US92.1%-0.6pp
Unknown2.5%-0.5pp
DE2.2%+0.7pp
HK1.0%+0.5pp
CA0.7%-0.2pp
SG0.7%+0.4pp
GB0.4%+0.0pp
JP0.3%+0.1pp
Top 5: 15.1% · Top 10: 25.3% · Top 25: 47.1%

Winners

TickerPrev $PnLYoY %
SPY$3M+0.00B17.6%

Losers

TickerPrev $PnLYoY %

Top buys this quarter · 15

TY Tri-Continental Corporation+$1M
AEF Abrdn Emerging Markets Equity +$0M
AOD Abrdn Total Dynamic Dividend F+$0M
AVK Advent Convertible and Income +$0M
ARDC Ares Dynamic Credit Allocation+$0M
BGH Barings Global Short Duration +$0M
BUI BlackRock Utilities, Infrastrunew+$0M
BLW BlackRock Limited Duration Inc+$0M
BOE BlackRock Enhanced Global Divi+$0M
BTZ BlackRock Credit Allocation In+$0M

Top sells this quarter · 15

CET Central Securities Corp.$4M
SPY State Street SPDR S&P 500 ETF $2M
GAM General American Investors Com$1M
HQL Tekla Life Sciences Investors$1M
HQH Abrdn Healthcare Investors$0M
ACP Abrdn Income Credit Strategies$0M
ASGI Abrdn Global Infrastructure In$0M
AWF AllianceBernstein Global High $0M
FINS Angel Oak Financial Strategies$0M
BCV Bancroft Fund Ltd.$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$287M145+23.99%+17.59%+6.40%-0.02B
2025-12-31$315M165+27.36%+17.72%+9.64%-0.00B
2025-09-30$292M148+18.63%+17.52%+1.11%-0.00B
2025-06-30$276M147+15.92%+14.94%+0.98%-0.00B
2025-03-31$257M153+12.12%+8.30%+3.82%-0.00B
2024-12-31$261M176+23.25%+24.89%-1.63%-0.01B
2024-09-30$265M157+33.94%+36.04%-2.10%+0.01B
2024-06-30$247M157+25.90%+24.49%+1.41%-0.03B
2024-03-31$258M157+31.94%+29.62%+2.31%-0.01B
2023-12-31$244M152+24.89%+26.18%-1.29%+0.01B
2023-09-30$215M155+20.14%+21.57%-1.43%-0.01B
2023-06-30$229M159+11.30%+19.42%-8.12%-0.02B
2023-03-31$229M152-8.13%-7.82%-0.31%+0.01B
2022-12-31$214M147-15.94%-18.17%+2.23%-0.00B
2022-09-30$202M154-11.45%-15.51%+4.05%+0.02B
2022-06-30$206M132-2.57%-10.62%+8.05%-0.04B