Stocks/Funds/CIK 1510434

Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1510434
Assets
$5.75B
+48.5% YoY
Holdings
983
Lifetime alpha vs market
-1.46% annual
Average hold time
3.4 yr
median 2.0 yr

Quarterly history

Cum return +220% vs S&P +272% · α -52% lifetimeAUM $5.8B · peak $5.8BFlow $306M (+5%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+3.91%
adds when stocks drop
when a holding falls −10%+
Middle response
+2.16%
steady accumulation
Rally response
+2.64%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
NVDANVIDIA Corporation$341M5.9%+60.9%7.5 yr
QUALiShares MSCI USA Quality$339M5.9%7.5 yr
IQLTiShares MSCI Intl Qualit$316M5.5%7.5 yr
VTIPVanguard Short-Term Infl$244M4.2%10.5 yr
MTUMiShares MSCI USA Momentu$230M4.0%4.5 yr
VCSHVanguard Short-Term Corp$217M3.8%10.5 yr
AAPLApple Inc.$155M2.7%+14.7%10.5 yr
DFUVDimensional - US Marketw$155M2.7%4.0 yr
EFViShares MSCI EAFE Value $149M2.6%7.8 yr
IEMGiShares Core MSCI Emergi$138M2.4%10.5 yr
VCITVanguard Intermediate-Te$115M2.0%10.5 yr
DFIVDimensional - Internatio$94M1.6%4.8 yr
MSFTMicrosoft Corporation$82M1.4%-0.6%10.5 yr
VGSHVanguard Short-Term Trea$67M1.2%7.3 yr
VTVVanguard Value ETF$67M1.2%10.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management51.2%+1.1pp$2.95B
Semiconductors8.3%+4.3pp$475M
Asset Management - Bonds7.4%-3.3pp$426M
Asset Management - Leveraged5.4%-1.1pp$312M
Consumer Electronics2.7%-0.1pp$158M
Internet Content & Information2.4%+0.2pp$137M
Software - Infrastructure2.0%-0.6pp$112M
Specialty Retail1.5%+0.3pp$87M
Drug Manufacturers - General1.3%-0.0pp$76M
Discount Stores0.8%-0.4pp$45M
Country
US98.2%-1.0pp
IE0.3%+0.1pp
BM0.2%-0.0pp
CA0.2%+0.1pp
GB0.2%+0.1pp
Unknown0.2%+0.1pp
CH0.2%+0.1pp
TW0.2%+0.1pp
Top 5: 25.6% · Top 10: 39.8% · Top 25: 57.1%

Winners

TickerPrev $PnLYoY %
NVDA$95M+0.06B60.9%
GOOG$23M+0.02B84.3%
AAPL$110M+0.02B14.7%
AVGO$11M+0.01B86.0%
SPY$51M+0.01B17.6%

Losers

TickerPrev $PnLYoY %
MSFT$75M-0.00B-0.6%
META$48M-0.00B-0.4%

Top buys this quarter · 15

NVDA NVIDIA Corporation+$36M
GOOG Alphabet Inc.+$5M
PG The Procter & Gamble Company+$5M
T AT&T Inc.+$2M
RELY Remitly Global, Inc.new+$2M
CVX Chevron Corporation+$2M
LRCX Lam Research Corporation+$2M
JPM JPMorgan Chase & Co.+$26M
PLTR Palantir Technologies Inc.+$2M
LMT Lockheed Martin Corporation+$2M

Top sells this quarter · 15

LITE Lumentum Holdings Inc.$8M
GLW Corning Incorporated$12M
MSFT Microsoft Corporation$3M
CRVS Corvus Pharmaceuticals, Inc.exit$2M
AAPL Apple Inc.$2M
JCI Johnson Controls International$2M
ADBE Adobe Inc.$2M
SPY State Street SPDR S&P 500 ETF $1M
FIX Comfort Systems USA, Inc.$1M
INTC Intel Corporation$1M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$5.75B983+22.02%+17.59%+4.42%+0.31B
2025-12-31$5.57B889+18.61%+17.72%+0.89%+0.49B
2025-09-30$4.97B788+16.77%+17.52%-0.75%+0.15B
2025-06-30$4.42B683+13.69%+14.94%-1.25%+0.08B
2025-03-31$3.87B645+5.91%+8.30%-2.39%+0.38B
2024-12-31$3.67B608+19.07%+24.89%-5.82%+0.10B
2024-09-30$3.55B564+31.66%+36.04%-4.38%+0.03B
2024-06-30$3.31B557+19.79%+24.49%-4.70%-0.05B
2024-03-31$3.22B525+24.60%+29.62%-5.02%+0.08B
2023-12-31$2.94B493+26.68%+26.18%+0.51%+0.11B
2023-09-30$2.54B461+21.10%+21.57%-0.47%+0.15B
2023-06-30$2.48B456+17.23%+19.42%-2.20%-0.02B
2023-03-31$2.30B461-18.73%-7.82%-10.91%+0.00B
2022-12-31$2.12B454-28.61%-18.17%-10.44%+0.10B
2022-09-30$1.91B461-25.46%-15.51%-9.95%+0.12B
2022-06-30$1.90B461-19.87%-10.62%-9.25%+0.40B