Stocks/Funds/CIK 1506071

Wellington Shields Capital Management, LLC

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1506071
Assets
$666M
+20.8% YoY
Holdings
325
Lifetime alpha vs market
-1.91% annual
Average hold time
5.8 yr
median 5.5 yr

Quarterly history

Cum return +206% vs S&P +272% · α -67% lifetimeAUM $666M · peak $1.1BFlow $0M (+0%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-6.47%
trims when stocks drop
when a holding falls −10%+
Middle response
-3.57%
baseline attrition
Rally response
-4.63%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
MSFTMicrosoft Corporation$46M6.9%-0.6%10.5 yr
GOOGAlphabet Inc.$36M5.4%+84.3%10.0 yr
AAPLApple Inc.$27M4.1%+14.7%10.5 yr
GOOGLAlphabet Inc.$25M3.8%10.5 yr
AMZNAmazon.com, Inc.$23M3.4%+9.5%10.5 yr
BEBloom Energy Corporation$22M3.2%+589.2%5.3 yr
JPMJPMorgan Chase & Co.$21M3.2%+21.8%10.5 yr
XOMExxon Mobil Corporation$18M2.7%+47.6%10.5 yr
MAMastercard Incorporated$16M2.4%-8.5%9.3 yr
AXPAmerican Express Company$15M2.3%+13.3%10.3 yr
QXOQXO, Inc.$13M1.9%+43.4%1.8 yr
BXBlackstone Inc.$13M1.9%-14.9%6.8 yr
MKSIMKS Inc.$12M1.8%+188.8%1.0 yr
BAThe Boeing Company$12M1.7%+16.7%10.5 yr
PWRQuanta Services, Inc.$11M1.7%+116.2%9.8 yr

Portfolio composition (YoY)

Industry mix
Asset Management13.5%-3.1pp$90M
Internet Content & Information10.2%+3.1pp$68M
Software - Infrastructure8.9%-1.6pp$60M
Financial - Credit Services6.4%-0.2pp$42M
Semiconductors6.3%+2.5pp$42M
Consumer Electronics4.1%-1.1pp$27M
Aerospace & Defense4.0%+0.3pp$27M
Oil & Gas Integrated3.5%-0.3pp$23M
Specialty Retail3.4%+0.1pp$23M
Banks - Diversified3.3%+0.1pp$22M
Country
US94.8%-0.8pp
TW1.5%+1.4pp
GB1.2%-0.2pp
CA1.0%+0.2pp
IE0.6%-0.6pp
NL0.4%+0.1pp
BR0.3%-0.1pp
IL0.2%+0.1pp
Top 5: 23.6% · Top 10: 37.4% · Top 25: 59.2%

Winners

TickerPrev $PnLYoY %
GOOG$22M+0.02B84.3%
XOM$15M+0.01B47.6%
PWR$5M+0.01B116.2%
AMD$5M+0.01B98.0%
NVDA$9M+0.01B60.9%

Losers

TickerPrev $PnLYoY %
FLO$10M-0.00B-53.5%
BX$21M-0.00B-14.9%
APO$9M-0.00B-17.4%
MA$17M-0.00B-8.5%
PANW$10M-0.00B-6.0%

Top buys this quarter · 15

MSFT Microsoft Corporation+$46M
FLO Flowers Foods, Inc.+$4M
AXP American Express Company+$3M
QXO QXO, Inc.+$3M
NSC Norfolk Southern Corporationnew+$2M
COF Capital One Financial Corporat+$2M
BA The Boeing Company+$1M
ESI Element Solutions Incnew+$1M
AMZN Amazon.com, Inc.+$23M
TSM Taiwan Semiconductor Manufactu+$1M

Top sells this quarter · 15

BX Blackstone Inc.$5M
HAL Halliburton Company$5M
TROX Tronox Holdings plc$3M
AAPL Apple Inc.$3M
APO Apollo Global Management, Inc.$2M
ABBV AbbVie Inc.$2M
KKR KKR & Co. Inc.$1M
PANW Palo Alto Networks, Inc.$1M
AVGO Broadcom Inc.$1M
CRM Salesforce, Inc.$1M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$666M325+23.26%+17.59%+5.67%+0.00B
2025-12-31$686M316+18.09%+17.72%+0.37%-0.00B
2025-09-30$659M335+16.04%+17.52%-1.48%+0.01B
2025-06-30$591M322+11.17%+14.94%-3.77%-0.02B
2025-03-31$551M313+1.95%+8.30%-6.35%+0.07B
2024-12-31$523M285+17.80%+24.89%-7.09%-0.07B
2024-09-30$575M313+24.80%+36.04%-11.24%-0.00B
2024-06-30$549M307+10.87%+24.49%-13.62%+0.01B
2024-03-31$530M304+11.01%+29.62%-18.61%-0.33B
2023-12-31$802M299+6.32%+26.18%-19.86%-0.02B
2023-09-30$758M304+0.74%+21.57%-20.83%-0.01B
2023-06-30$819M312+1.60%+19.42%-17.83%+0.01B
2023-03-31$796M311-10.45%-7.82%-2.63%-0.02B
2022-12-31$789M303-17.00%-18.17%+1.17%+0.39B
2022-09-30$390M294-10.57%-15.51%+4.94%-0.32B
2022-06-30$757M290-4.43%-10.62%+6.19%-0.01B